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Reproduced by California Resources Agency with the
permission of LexisNexis. Copyright 2007
LexisNexis, a division of Reed Elsevier Inc.
All rights reserved. No copyright
is claimed as to any portion of the original work prepared by a government
officer or employee as part of that person’s official duties.
SAN
JOAQUIN RAPTOR RESCUE CENTER et al., Petitioners, v. COUNTY OF MERCED et al., Respondents;
JAXON ENTERPRISES, INC., Real Party in Interest. F050232
COURT
OF APPEAL OF CALIFORNIA, FIFTH APPELLATE DISTRICT 149
Cal. App. 4th 645;
57 Cal. Rptr. 3d 663; 2007 Cal. App. LEXIS 516; 2007 Cal.
Daily Op. Service 3733; 2007 Daily Journal DAR 4721 April
10, 2007, Filed NOTICE: As
modified Apr. 11, 2007.
CERTIFIED FOR PARTIAL PUBLICATION* * Pursuant to California Rules of Court, rules
8.1105(b) and 8.1110, this opinion is certified for publication with the
exception of parts IV., V., VI. and VII. SUBSEQUENT HISTORY: Modification order at, Ordered published
by San Joaquin Raptor Rescue Center v. County of Merced, 2007 Cal. App.
LEXIS 527 (Cal. App. 5th Dist., Apr. 11, 2007) PRIOR-HISTORY: APPEAL from a judgment of the Superior Court
of Merced County, No. 148238, Ronald W. Hansen, Judge. COUNSEL: Law Offices of Donald B. Mooney, Donald
B. Mooney and Marsha A. Burch for Petitioners. James Fincher, County Counsel, and Walter
Wall, Deputy County Counsel, for Respondents. Herum Crabtree Brown, Thomas H. Terpstra
and Brett S. Jolley for Real Party in Interest.
JUDGES: Kane, J., with Harris, Acting P. J., and
Dawson, J., concurring. OPINION BY: KANE OPINION KANE, J.--San Joaquin Raptor Rescue
Center, Protect Our Water and Le Grand Community Association (collectively
Petitioners) appeal from the trial court's judgment denying their petition for
writ of mandate. Specifically, Petitioners
challenge the decision by the Merced County Board of Supervisors (County) to
certify the environmental impact report (EIR) and approve the conditional use
permit (CUP) regarding a proposed expansion of an aggregate mining operation
near the community of Le Grand (the Project). Petitioners contend the County's
action was invalid under the California Environmental Quality Act (CEQA)1 because the EIR allegedly failed to accurately
describe the Project and its baseline environmental setting, failed to
adequately address and/or mitigate certain environmental impacts, and failed to
adequately consider project alternatives. The trial court denied the petition.
We will reverse with instructions to grant the writ of mandate. BACKGROUND FACTS Real
party in interest, Jaxon Enterprises, Inc. (Jaxon), is owner of an existing
aggregate mine and processing operation about four miles northeast of Le Grand
in Merced County. The aggregate materials extracted from the site are used
primarily for construction projects such as road construction. In 2000, Jaxon applied
for CUP No. 99009 to allow for an expansion of the existing mine. The main
purpose of the proposed expansion was to increase the acreage available for mining
from 90 to 304 acres, so as to extend the productive life of the mine. This
lateral expansion would increase the available aggregate reserves from 2.5
million tons to 7.8 million tons. It was estimated that the original 90-acre
site could remain productive for only another five years, but with the
additional acreage the mine could continue producing for about 30 years.
Jaxon's proposal also sought to authorize occasional nighttime operations. The
requested CUP would modify an already existing permit, known as CUP No. 3603,
which had been issued in 1993. 1 Public Resources Code section 21000 et
seq. All further statutory references are to the Public Resources Code
unless otherwise indicated. After
conducting an initial study, County planning staff determined that an EIR would
be necessary and a notice of preparation was issued. In April of 2004, a draft
EIR (DEIR) was prepared and released for public review and comment. The
DEIR sets forth the project description in sections 2.1 through 2.6 thereof. In
section 2.1, the Project is initially described in the following terms:
"The expansion includes the mining of additional acreage, but is not
proposed to substantially increase daily or annual production." (Italics
added.) It is said the Project will provide for an additional 30 years of
production at an average annual production of about 260,000 tons per year.
Later, in section 2.3, the Project is described to allow a maximum production
level of 500,000 tons per year. By way of comparison, section 2.4 discloses
that the average production rate over
the past four years was only 240,000 tons per year, and the highest production
rate reported was 312,890 tons per year in 1999. The
purposes of the Project are summarized in section 2.3 of the DEIR as follows:
"The Applicant proposes to excavate and process 7.8 million tons ... of
aggregate material by: (1) expanding an existing aggregate surface mine laterally
from 90 + acres to 304 + acres; (2) deepening the mining depth up to a maximum
of 23 feet below surface elevation throughout the mine excavation area (except
that areas to be developed into stockponds may be excavated to a depth of 38
feet); (3) modifying reclamation phasing from five to 20 + acre increments; (4)
adopting a revised reclamation plan with dryland grazing as the end use (the
same end use as that set forth in the existing reclamation plan); and (5)
revising the Project's hours of operation to include occasional batch plant and
loadout nighttime operations. The Project, as proposed, would involve surface
disturbance to about 214 acres of 304 acres within the 471-acre site owned by
the Applicant." The discussion of
Project purposes includes a summary of geological studies indicating that there
are limited reserves of concrete aggregate in the Merced County area. Section
2.3 of the DEIR also sets forth Project objectives. Here, we find the provision
for a "maximum" level of production of 500,000 tons per year. It is
not specified whether 500,000 tons per year represents a significant increase
in mining activity or production. Some
additional information regarding annual production is furnished in section 2.4
of the DEIR, which describes Project "operations" as follows:
"The Applicant estimates that there are sufficient reserves at the Project
site to support mining of between 200,000 and 500,000 tons of aggregate
material annually for up to 30 years.
The Project duration could be altered somewhat through the influence of
market conditions, geologic factors, and technological improvements. ...
Although the mining rate would not exceed 500,000 tons per year, it could, in
at least some years, be substantially less than that, according to historic
mine production rates provided by the Applicant. Since taking over ownership of
the Project in 1998, production at the existing mine has ranged from a low of
44,742 tons of marketed aggregate in that year to a high of 312,890 tons of
marketed aggregate the following year (1999). Over the past three years, annual
production rates have ranged from 150,541 tons to 305,911 tons. The average
production over the past four years is about 240,000 tons per year. This is
consistent with the Applicant's anticipated average yearly production rate of
260,000 tons, which is, in turn, consistent with an anticipated 30-year
life-of-mine based on the known reserves of 7.8 million tons." The
DEIR also describes why the Project includes authorization of occasional
nighttime operations. It states that
typical mine operating hours would be
from 7:00 a.m. to 6:00 p.m., Monday through Friday. However, flexibility to
operate during nighttime hours was being requested by the applicant because
some public agency projects (such as Caltrans road improvement projects)
operate during nighttime hours to prevent traffic congestion associated with
lane closures, or to undertake emergency road repairs. Such road improvement
projects may require materials to be supplied at night. If nighttime operations
were approved, the asphaltic batch plant and truck load out "could
periodically operate 24-hours per day, and up to seven days per week for
limited periods to service these projects." According to the DEIR, the
duration of these expanded hours of operation "would depend on the
duration of the projects being supplied." However, excavation from the
mine area and rock crushing operations would occur "only during daylight
hours." The
final EIR (FEIR) was issued in October of 2004. In addition to responses to
public comments, the FEIR revised the air quality section of the EIR by
analyzing emissions based on peak mining operations of 550,000 tons per year,2 rather than the figure of 260,000 tons
per year (as used in the DEIR). 2 According to table 2.0-3 in the EIR, the
maximum annual production rate (as mined) would be 550,000 tons, while the maximum
annual production rate (as marketed) would be 500,000 tons. Some of the
materials mined are not marketable, thus the higher number for the total amount
mined. Here, the revised air quality
section identified the annual maximum production by referencing the as mined
amount. On
November 3, 2004, the planning commission approved the Project and
certified the EIR. Petitioners appealed
those determinations to the board of supervisors. On December 21, 2004, the
board of supervisors considered and denied the appeal, approved the Project
(CUP 99009), certified the EIR, and adopted its CEQA findings of fact,
mitigation and monitoring program and statement of overriding considerations. Petitioners
then filed their petition for writ of mandate with the trial court, challenging
the approval of the Project under CEQA. The trial court denied the petition and
entered judgment for respondents. This appeal followed. DISCUSSION I. CEQA Standard of Review "In
reviewing challenges to the certification of an EIR or approval of a CUP, the
court must determine whether the lead agency abused its discretion by failing
to proceed in a manner required by law or by making a determination or decision
that is not supported by substantial evidence." (Association of
Irritated Residents v. County of Madera (2003) 107 Cal.App.4th 1383, 1390 [133 Cal. Rptr. 2d 718] (Irritated
Residents); see § 21168.5.) "Courts are 'not to determine
whether the EIR's ultimate conclusions are correct but only whether they are
supported by substantial evidence in the record and whether the EIR is
sufficient as an information document.' [Citation.]" (Bakersfield
Citizens for Local Control v. City of Bakersfield (2004) 124 Cal.App.4th 1184,
1197 [22 Cal. Rptr. 3d 203] (Bakersfield Citizens).) "
'Provided the EIR complies with CEQA, the [b]oard may approve the project even
if it would create significant and unmitigable impacts on the environment.'
" (Irritated Residents, supra, 107 Cal.App.4th at p. 1390.) The appellate
court reviews the administrative record independently; the trial court's
conclusions are not binding on it. (Ibid.) "An
appellate court's review of the administrative record for legal error and
substantial evidence in a CEQA case, as in other mandamus cases, is the same as
the trial court's: The appellate court reviews the agency's action, not the
trial court's decision; in that sense appellate judicial review under CEQA is
de novo. [Citations.] We therefore resolve the substantive CEQA issues on which
we granted review by independently determining whether the administrative
record demonstrates any legal error by the County and whether it contains
substantial evidence to support the County's factual determinations." (Vineyard
Area Citizens for Responsible Growth, Inc. v. City of Rancho Cordova (2007) 40
Cal.4th 412, 427 [53 Cal. Rptr. 3d 821, 150 P.3d 709].) "An
EIR must include detail sufficient to enable those who did not participate in
its preparation to understand and to consider meaningfully the issues raised by
the proposed project." (Laurel Heights Improvement Assn. v. Regents of
University of California (1988) 47 Cal.3d 376, 405 [253 Cal. Rptr. 426, 764
P.2d 278].) "When assessing the legal sufficiency of an EIR, the reviewing
court focuses on adequacy, completeness and a good faith effort at full
disclosure." (Irritated Residents, supra, 107 Cal.App.4th at p. 1390.)
Although CEQA "requires an EIR to reflect a good faith effort at full disclosure;
it does not mandate perfection, nor does it require an analysis to be exhaustive."
(Dry Creek Citizens Coalition v. County of Tulare (1999) 70 Cal.App.4th 20,
26 [82 Cal. Rptr. 2d 398].) Therefore, noncompliance with CEQA's
information disclosure requirements is not necessarily reversible; prejudice
must be shown. (Bakersfield Citizens, supra, 124 Cal.App.4th at pp.
1197-1198 ; § 21005, subd. (b).) " '[A] prejudicial abuse of
discretion occurs if the failure to include relevant information precludes
informed decisionmaking and informed public participation, thereby thwarting
the statutory goals of the EIR process.' " (Irritated Residents, supra,
107 Cal.App.4th at p. 1391.) In such event, the error is deemed prejudicial
"regardless whether a different outcome would have resulted if the public
agency had complied with the disclosure requirements." (Bakersfield
Citizens, supra, 124 Cal.App.4th at p. 1198.) "The
substantial evidence standard is applied to conclusions, findings and
determinations. It also applies to challenges to the scope of an EIR's analysis
of a topic, the methodology used for studying an impact and the reliability or
accuracy of the data upon which the EIR relied because these types of
challenges involve factual questions." (Bakersfield Citizens, supra,
124 Cal.App.4th at p. 1198.) Substantial evidence is defined in the CEQA
Guidelines 3 as "enough relevant information and
reasonable inferences from this information that a fair argument can be made to
support a conclusion, even though other conclusions might also be
reached." (Guidelines, § 15384, subd. (a).) Substantial evidence
includes facts, reasonable assumptions predicated upon facts, and expert
opinion supported by facts. (§ 21082.2, subd. (c); Guidelines, §
15384, subd. (b).) It does not include argument, speculation,
unsubstantiated opinion or narrative, evidence which is clearly inaccurate or
erroneous, or evidence of social or economic impacts which do not contribute
to, or are not caused by, physical impacts on the environment. (§ 21082.2,
subd. (c).) 3 CEQA is augmented by state CEQA Guidelines,
codified at title 14 of the California Code of Regulations section 15000 et
seq. The state CEQA Guidelines will be referred to herein as Guidelines. II. Project Description and
Environmental Setting A. Project Description Petitioners
challenge the adequacy of the Project description. Under CEQA, a "project" means
"the whole of an action, which has a potential for resulting in
either a direct physical change in the environment, or a reasonably foreseeable
indirect physical change in the environment ... ." (Guidelines, §
15378, subd. (a), italics added; see also § 21065.) It refers to the
underlying "activity" for which approval is being sought.
(Guidelines, § 15378, subd. (c).) The entirety of the project must be
described, and not some smaller portion of it. (Santiago County Water Dist.
v. County of Orange (1981) 118 Cal.App.3d 818, 829-831 [173 Cal. Rptr. 602]
[EIR for mining operation failed to include extension of water facilities,
obscuring from view an important aspect of the project].) The Guidelines
specify that every EIR must set forth a project description that is sufficient to
allow an adequate evaluation and review of the environmental impact.
(Guidelines, § 15124.) Among other things, a project description must
include a clear statement of "the objectives sought by the proposed
project," which will help the lead agency "develop a reasonable range
of alternatives to evaluate in the EIR and will aid the decision makers in
preparing findings or a statement of overriding considerations, if necessary."
(Guidelines, § 15124, subd. (b).) The description must also include
"[a] general description of the project's technical, economic, and environmental
characteristics, considering the
principal engineering proposals if any and supporting public service
facilities." (Guidelines, § 15124, subd. (c).) "[A]n
accurate, stable and finite project description is the sine qua non of
an informative and legally sufficient EIR." (County of Inyo v. City of
Los Angeles (1977) 71 Cal.App.3d 185, 199 [139 Cal. Rptr. 396].) However,
"[a] curtailed, enigmatic or unstable project description draws a red
herring across the path of public input." (Id. at p. 198.)
"[O]nly through an accurate view of the project may the public and
interested parties and public agencies balance the proposed project's benefits
against its environmental cost, consider appropriate mitigation measures,
assess the advantages of terminating the proposal and properly weigh other
alternatives ... ." (City of Santee v. County of San Diego (1989) 214
Cal.App.3d 1438, 1454 [263 Cal. Rptr. 340].) Petitioners
primarily argue that the Project description set forth in the DEIR is unstable
and misleading because it indicates, on the one hand, that no increases in mine
production are being sought, while on the other hand, it provides for
substantial increases in mine production if the Project is approved. We agree. As
noted, the DEIR represents that the Project will expand the available acreage
and allow for nighttime operations, but will not significantly increase annual
production. It states: "The expansion includes the mining of additional
acreage, but is not proposed to substantially increase daily or annual
production." (Italics added.) To highlight its "no increase"
position, the DEIR reports that average production over the past four years was
240,000 tons per year, and indicates the Project will provide for an additional
30 years of mining at an estimated average production of about 260,000 tons per
year. In contrast to these numbers, however, the proposed CUP would allow for
annual mine production of 550,000 tons per year, which is more than double the
production average over the prior four years. In other words, despite
assurances to the contrary, the Project includes a substantial increase in mine
production. Although
the DEIR does also indicate that Jaxon's mine would have a peak capacity
of 550,000 tons per year (as mined) or 500,000 tons per year (as marketed),
such statements were entirely inconsistent with the assurances elsewhere that
there would be no increase in production. By giving such conflicting signals to
decision makers and the public about the nature and scope of the activity being proposed, the
Project description was fundamentally inadequate and misleading. 4 4 Although section 2.4 of the DEIR mentions
both numbers, rather than bringing greater clarity, it only adds to the
confusion. It assures the reader that although maximum production is 500,000
tons per year, "in at least some years" mine production "could
... be substantially less than that." In the same paragraph the DEIR
insists that average annual production will be only 260,000 tons. However, in
order to achieve a 260,000-ton average, a 500,000-ton production year would
have to be offset by an almost zero production year (or offset by several
years' production of substantially less than 260,000 tons). This portion of the
DEIR suggests that there will be 500,000-ton production years, but in at least
some years mine production "could ... be substantially less than
that." The "could be" language implies there is only the
possibility that there will be years in which production will be substantially
less than 500,000 tons and yet simple arithmetic establishes that for every
year in which production exceeds 260,000 tons, let alone approaches 500,000
tons, a correspondingly lower production year (or years) would be required in
order to achieve no more than a 260,000-ton average over the 30-year period.
These statements are at best confusing and at worst self-contradictory. Moreover, it is clear that this curtailed or
shifting project description affected the EIR process. That is, much of the
analysis assumes there will be production levels of only 260,000 tons per year.
For example, in the traffic impact section of the DEIR, the discussion of
long-term structural road impacts addressed only the effect of 260,000 tons per
year, with no discussion of the impact of higher production levels. In the
FEIR, one of the responses to comments indicates a comparison was being made
between 260,000 tons per year and 240,000 tons per year, suggesting that only a
slight increase in production was being considered. (See FEIR, § 4.2, response
to 6-13.) Additionally, both the DEIR and FEIR state there will be no increase
in groundwater pumping or consumptive water usage between the current operations
and the proposed Project. However, it is not explained how there could be a
major production increase to 550,000 tons per year without any increase in consumptive
water usage. (See FEIR, § 4.1, responses to 2-8; DEIR, § 3.3.) It appears that
the underlying assumption in the water analysis, and throughout much of the
EIR, is that the Project does not provide for substantial increases in annual
mine production from prior levels. These
curtailed and inadequate characterizations of the Project were enough to
mislead the public and thwart the EIR process. As noted in County of Inyo v.
City of Los Angeles, supra, 71 Cal.App.3d 185, when an EIR contains unstable
or shifting descriptions of the project, meaningful public participation is
stultified. "A curtailed, enigmatic or unstable project description draws
a red herring across the path of public input." (Id. at pp. 197-198
[holding that although the "ill-conceived, initial project
description" did not carry over into impacts section of EIR, the shifting
description did "vitiate the city's EIR process as a vehicle for intelligent
public participation"].) The
public hearings reflect similar confusion about the level of production allowed
under the Project. Before the board of supervisors, the Project applicant made
the following assurances: "We're not talking about producing more material
than we're producing now. ... Our quantity that we're asking to be permitted to
mine is the same as we've been permitted to mine in the past." Similarly,
Mr. Steubing of Resource Design Technology, Inc., the consulting firm assisting
in the EIR preparation, testified that "there's no additional operations.
It's just existing baseline." Mr. Steubing had previously informed the
planning commission that "there's nothing new from existing conditions."
He even indicated regarding Jaxon's mine that "[t]hey are permitted
to mine up to 550,000 tons a year." This later statement conflicts with
the FEIR's response to comments, in which the County reported the existing
permit would allow 240,000 tons per year. In City
of Santee v. County of San Diego, supra, 214 Cal.App.3d 1438, the Court of
Appeal rejected an EIR for inconsistencies in the project description. In that
case, the EIR evaluated a prison project using variable figures to determine
the duration of the temporary facility--i.e., from three years to seven years
to an indefinite length. Concluding that the EIR did not contain an accurate,
stable and finite project description, the court held that the EIR could not
"adequately apprise all interested parties of the true scope of the
project for intelligent weighing of the environmental consequences." (Id.
at pp. 1454-1455.) The same is true in the present case. The inconsistent
description, which portrayed the Project as
having "no increase" in mine production while at the same time
allowing for substantial increases above recent historical averages, failed to
adequately apprise all interested parties of the true scope and magnitude of
the Project. For this reason, we conclude that the EIR in this case was
insufficient as an informational document for purposes of CEQA, amounting to a
prejudicial abuse of discretion. Because
the failure to provide a stable and consistent project description amounted to
a prejudicial abuse of discretion, we conclude that the board's approval of CUP
99009 and its certification of the EIR were invalid and must be set aside. In
the event that CUP 99009 is pursued further, we hold that a new EIR will have
to be prepared and circulated, in order to clearly specify in the project
description that the project includes and allows significantly increased production
(over recent annual averages) up to a peak level of 550,000 tons per year. B. Baseline Environmental Setting Petitioners
also contend that the EIR failed to adequately describe the existing
environmental setting. "Before the
impacts of a project can be assessed and mitigation measures considered, an EIR
must describe the existing environment.
It is only against this baseline that any significant environmental effects can
be determined." (County of Amador v. El Dorado County Water Agency
(1999) 76 Cal.App.4th 931, 952 [91 Cal. Rptr. 2d 66].) The Guidelines state
that an EIR must include a description of "the physical environmental
conditions in the vicinity of the project," which constitute the
"baseline physical conditions" for measuring environmental impacts.
(Guidelines, § 15125, subd. (a).) Although
the baseline environmental setting must be premised on realized physical
conditions on the ground, as opposed to merely hypothetical conditions
allowable under existing plans (see Christward Ministry v. Superior Court
(1986) 184 Cal.App.3d 180, 186-187 [228 Cal. Rptr. 868] [general plan
amendment]; City of Carmel-by-the-Sea v. Board of Supervisors (1986) 183
Cal.App.3d 229, 246-247 [227 Cal. Rptr. 899] [rezoning]), established
levels of a particular use have been considered to be part of an existing
environmental setting. (See Fat v. County of Sacramento (2002) 97
Cal.App.4th 1270, 1274, 1278 [119 Cal. Rptr. 2d 402] [existing airport
operations]; Fairview Neighbors v. County of Ventura (1999) 70 Cal.App.4th
238, 242 [82 Cal. Rptr. 2d 436] [established traffic levels from mine operations];
Lighthouse Field Beach Rescue v. City of Santa Cruz (2005) 131 Cal.App.4th
1170, 1196 [31 Cal. Rptr. 3d 901].) "Environmental conditions may vary
from year to year and in some cases it is necessary to consider conditions over
a range of time periods." (Save Our Peninsula Committee v. Monterey
County Bd. of Supervisors (2001) 87 Cal.App.4th 99, 125 [104 Cal. Rptr. 2d 326].) In Fairview
Neighbors v. County of Ventura, the court allowed traffic numbers occurring
when the mine operated at peak capacity pursuant to the prior CUP to be the
"baseline," since mine operations were widely variable depending on
market factors. The peak capacity (over 810 truck trips) was actually achieved
in years prior, so it was not a mere hypothetical situation. The court rejected
the appellant's claim that actual existing traffic numbers (at the time of the
EIR) had to be used. (Fairview Neighbors v. County of Ventura, supra, 70
Cal.App.4th at pp. 242-243.) Thus, in the situation of an existing mine
operation, a description of baseline environmental setting may reasonably
include the mine's established levels of permitted use. In the instant case, respondents claim to have
used a four-year average of mine operations (i.e., 240,000 tons per year) as
the baseline of the existing mine operations at the 90-acre site. Conversely,
Petitioners contend that a more accurate baseline would be 100,000 tons per
year, because (according to Petitioners) only 100,000 tons per year were
permitted to be mined under the prior CUP (No. 3603). We agree with respondents
that there is nothing in the administrative record to support Petitioners'
contention that there was a 100,000-ton-per-year restriction under the prior
permit. In fact, CUP No. 3603 was not
part of the administrative record below, and when respondents attempted to
introduce CUP No. 3603 into the record in order to remove any doubt,
Petitioners objected. Since
established usage of the property may be considered to be part of the
environmental setting (Fairview Neighbors v. County of Ventura, supra, 70
Cal.App.4th 238), and such usage was adequately shown by the annual production
averages, we believe there is substantial evidence in the record to support the
County's use of 240,000 tons per year as a baseline for existing conditions on
the 90-acre site. The
real problem, however, is that the EIR does not clearly identify the baseline
assumptions regarding mine operations in its description of the existing environmental
setting. In the introductory section of the DEIR a generalized statement is
made that "existing conditions" include "the currently permitted
extraction of aggregate materials" and processing activities, but the
existing conditions are not defined or quantified. And although the four-year
production average of 240,000 tons was apparently used in the impacts
section(s) of the EIR, nowhere is that fact plainly stated. Such an omission
clearly falls short of the requirement of a good faith effort at full disclosure.
(Guidelines, § 15151.) The decision makers and general public should not
be forced to sift through obscure minutiae or appendices in order to ferret out
the fundamental baseline assumptions that are being used for purposes of the
environmental analysis. "An EIR must include detail sufficient to enable
those who did not participate in its preparation to understand and to consider
meaningfully the issues raised by the proposed project." (Laurel
Heights Improvement Assn. v. Regents of University of California, supra, 47
Cal.3d at p. 405.) "The data in an EIR must not only be sufficient in
quantity, it must be presented in a manner calculated to adequately inform the
public and decision makers, who may not be previously familiar with the details
of the project." (Vineyard Area Citizens for Responsible Growth, Inc.
v. City of Rancho Cordova, supra, 40 Cal.4th at p. 442.) This
failure to clearly and conspicuously identify the baseline assumptions for
purposes of describing the existing environmental setting further degraded the
usefulness of the EIR and contributed to its inadequacy as an informational
document. Accordingly, we hold that in any new EIR prepared in connection with
this proposed Project, the baseline must not be obscured, but must be plainly
identified in the EIR. III. Specific Environmental Impacts
and Mitigation Measures Next,
Petitioners have argued that the EIR failed to adequately analyze impacts on
water, traffic, air quality and biological resources. "The fundamental purpose of an EIR is 'to
provide public agencies and the public in general with detailed information
about the effect which a proposed project is likely to have on the environment.' (§ 21061.)"
(Vineyard Area Citizens for Responsible Growth, Inc. v. City of Rancho
Cordova, supra, 40 Cal.4th 412, 428.) Thus, an EIR must adequately identify
and analyze the significant environmental effects of the proposed project. (§
21100, subd. (b); Guidelines, § 15126.2, subd. (a).) In assessing
the impact of a proposed project on the environment, the lead agency normally
examines the "changes" in existing environmental conditions in the
affected area that would occur if the proposed activity is implemented.
(Guidelines, § 15126.2, subd. (a); see Wal-Mart Stores, Inc. v. City
of Turlock (2006) 138 Cal.App.4th 273, 289 [41 Cal. Rptr. 3d 420].)
"Direct and indirect significant effects of the project on the environment
shall be clearly identified and described, giving due consideration to both the
short-term and long-term effects." (Guidelines, § 15126.2, subd. (a).)
The degree of detailed analysis necessary in an EIR is summarized in the
Guidelines as follows: "An EIR should be prepared with a sufficient degree
of analysis to provide decisionmakers with information which enables them to
make a decision which intelligently takes account of environmental
consequences. An evaluation of the environmental effects of a proposed project need
not be exhaustive, but the sufficiency of an EIR is to be reviewed in the light
of what is reasonably feasible. ... The courts have looked not for perfection
but for adequacy, completeness, and a good faith effort at full
disclosure." (Guidelines, § 15151.) As a
preliminary matter, we agree with Petitioners that it was necessary in this
case for the EIR to include some analysis of the impacts that would result from
peak levels of production. Peak mine operations of 550,000 tons per year was an
aspect of the Project itself, as well as a reasonably foreseeable use, and thus
the environmental effects thereof clearly had to be analyzed in the EIR. (See Christward
Ministry v. Superior Court, supra, 184 Cal.App.3d at p. 194 [EIR must
analyze entire development that is allowed by project's approval]; Laurel
Heights Improvement Assn. v. Regents of University of California, supra, 47
Cal.3d at pp. 396-399 [reasonably foreseeable future activity must be described
and analyzed in EIR].) Consequently, one aspect of the analysis of
environmental impacts that had to be considered in the EIR was the effect on
the existing environmental conditions of substantial increases in annual mine
production above baseline levels, including consideration of the reasonable
potential of mine operations at peak levels of operation. We now
turn to the adequacy of the EIR's analysis of particular impacts. A. Impact of the Project on Water It is
claimed by Petitioners that the EIR fails to adequately analyze impacts of the
Project to groundwater supplies and surface water quality. We will begin with
the discussion of groundwater impacts. 1. Groundwater The
EIR outlines that water used during mining and processing is "currently
(and will continue to be) a combination of accumulated rainwater in the bottom
of the excavation areas, flows from the perched groundwater table in the
near-surface alluvium, and an on-site well." Overall water used for the
Project is estimated as follows: "Although total Project water usage is
about 500 gallons per minute (gpm), 10 hours per day (on average) most of this
water is continuously recycled through the ponds and processing system. Make-up water comes from the on-site well ...
. In the summer months, the groundwater inflows to the excavation cease and the
well becomes the principle source of make-up water. The maximum consumptive use
of pumped water occurs from July through September." Annual consumptive water
use is estimated as follows: "Based on information provided by the
Applicant, current consumptive water use involves groundwater pumping at the
rate of about 100 gpm for 10 hours per day, two days per week from July through
September. Spread over a five-day work week, this consumptive water usage
amounts to about 24,000 gallons per day, or approximately 2.2 acre-feet per
month. There are no records of consumptive use or data on well production at
other times of the year from which to derive the annual consumptive use in
acre-feet per year; however, it can be estimated assuming consumptive use is proportional
to the monthly climatic deficit (evaportranspiration [Eto] minus precipitation).
By this method, the annual consumptive use is estimated to be 13.1 acre-feet
per year (see calculation sheet in Appendix G-2, Estimated Consumptive Use by
Month.)" The
EIR then concludes that "[n]o increase in consumptive water use is
anticipated as a result of the mine expansion." The rationale provided for
this conclusion is that when nighttime operations occur, rates of water usage
would not increase because "nighttime operations would simply replace the
usual daytime operations." Also, in the case of 24-hour operations for
specific road or emergency projects, "the only processing equipment to
operate longer-than-normal hours would be the asphaltic batch plant, which uses
no water." Process water usage "is associated entirely with crushing
operations." The
EIR then addresses, under "Impact 3.3-2," the concern that the
Project may have a potential impact to deep groundwater supplies and could
result in an increase in groundwater pumping during summer months, a time
when existing groundwater is also under
high demand from neighboring wells. The EIR notes that known deep groundwater
occurs in a five-foot thick zone of sand layered between impermeable clay
sediments at a depth of over 200 feet below ground surface. Although this
aquifer is said to be "poorly characterized," its "storage
capacity and interconnections to aquifer(s) tapped by neighboring wells are
unknown although it is apparent that the existing operation and neighboring
uses have coexisted in a sustainable fashion for some time." Thus, the EIR
concludes, "it can be assumed that pumping demand is less than or equal to
recharge." For purposes of this conclusion, "the existing operation,
including its current groundwater use, is considered part of the baseline
condition for this analysis." The EIR acknowledges that well pumping is
not metered, so the existing water extraction rate is based on estimates
provided by the applicant. The
EIR notes than an increase in overall pumping rates and quantities could cause
groundwater levels in neighboring wells to be adversely affected. However, the
EIR reasons that because crushing activities would not occur at night, any
increase in the hours of operation would not increase water usage. Thus,
"water consumption is anticipated to remain at the current level." Finally,
the EIR concedes there is potential for stress on the deep aquifer during the
summer months when agricultural pumping is also at a maximum. Allegedly, this
would not be a "project-related change, but rather an ongoing condition." Further, the EIR notes that the aquifer has
not been depleted so far, and has apparently recharged from year to year.
"In general, a thin aquifer that is temporarily depressurized from short
periods of high rates of pumping will typically recover when pumping ceases, so
long as overall withdrawals balance with aquifer recharge." The EIR
assumes that will continue to be the case here "given the historical
sustainability of the deep groundwater supply." However,
the EIR recognizes that any increase in consumptive Project water usage
"could affect the ability of the deep groundwater aquifer to sustain other
existing consumptive uses," which is a potentially significant impact.
Therefore, as a mitigation measure, it was required that the applicant
"[m]aintain the current Project consumptive use (estimated by the
Applicant as pumping 20 hours/week at 100 gpm or less from July through September.)"
(Italics omitted.) Petitioners
contend that the analysis of groundwater impact is inadequate because it fails
to take into account and analyze the impact of substantially increased levels
of production at the mine. We fully agree. The conclusion in the EIR that water
consumption will remain at current baseline levels, even after production is
dramatically increased to 550,000 tons per year, is not supported by
substantial evidence or reasoned analysis. Moreover, the EIR's analysis fails to show any correlation
between the amount of water used and the level of production, and fails to
identify how much groundwater would be used during baseline operations (i.e.,
240,000 tons per year) in comparison to how much groundwater would be used
during peak operations (i.e., 550,000 tons per year). Without such information,
the impact of the project on groundwater supplies cannot be fully or accurately
evaluated. A
figure is put forward in the EIR as an estimate of consumptive use of
groundwater--i.e., 2.2 acre-feet per month in July through September or
approximately 13.1 acre-feet per year. 5
The estimate is apparently based on rates of groundwater pumping observed in
July through September. 6
We conclude this information, without more, was inadequate to inform the public
and decision makers regarding groundwater impacts. It is entirely unclear what
these numbers actually represent for purposes of meaningfully evaluating the
impact of the Project. As already noted, it is not shown whether the estimate
of groundwater use per year is based on peak production, baseline production,
or something else. 7 If it represents baseline production
levels, what additional consumptive water use would likely occur during peak
production, and in particular, how much additional groundwater would be needed
to support the Project at that higher level of production? And what would be
the impact of such increased groundwater pumping (when operating at peak
production) on other water users who rely on the aquifer, including in dry
rainfall years? Without such information, the true impact of the project on
groundwater supplies cannot be
adequately evaluated. The EIR must include "facts to 'evaluate the
pros and cons of supplying the amount of water that the [project] will need.'
" (Vineyard Area Citizens for Responsible Growth, Inc. v. City of
Rancho Cordova, supra, 40 Cal.4th at p. 431; see Santiago County Water
Dist. v. County of Orange, supra, 118 Cal.App.3d at p. 829 [EIR inadequate
where impact of supplying water to mine not adequately analyzed].) Such facts
have not been provided here. 5 The annual amount is apparently arrived at
after adjusting for monthly climatic variations. 6 The information was apparently provided by
the applicant. Petitioners argue that the EIR may not rely on this information
merely because of its source. We disagree. Our focus is on the adequacy of the
information provided in the EIR, not the fact that it came from the applicant. 7 To put it differently, there is no
substantial evidence to support a conclusion that the estimate represents either
groundwater use when the project is operating at baseline production levels or
when it is operating at peak production levels. Finally,
although the EIR included as a mitigation measure that the Project must
"maintain the current Project consumptive use (estimated by the Applicant
as pumping 20 hours/week at 100 gpm or less from July through September)" 8 (italics omitted), a mitigation measure
cannot be used as a device to avoid
disclosing project impacts. (Stanislaus Natural Heritage Project v.
County of Stanislaus (1996) 48 Cal.App.4th 182, 195-197 [55 Cal. Rptr. 2d 625].)
An EIR must analyze the impacts of providing water to the entire
proposed project (id. at p. 206), which in this case includes peak
production of 550,000 tons per year. Since maximum production levels (approximately
double the baseline) are specifically authorized by the proposed CUP, the EIR
should disclose how much groundwater pumping would be needed to support such
operations and analyze the impacts thereof. Under the circumstances, CEQA does
not allow the EIR to simply assume, without substantial evidence or reasoned
analysis, that the same amount of consumptive water will be used at maximum
production as is currently being used. 8 How this mitigation measure would feasibly
be monitored and enforced is not indicated. There is apparently no meter at the
mine's groundwater well. Even if the groundwater use estimate were not doubtful
and inadequate, the question of how future groundwater use could be monitored
and maintained at that level is a complete enigma. We also note it is unclear
whether the mitigation measure applies only to groundwater pumping from July
through September, or to an annual total. For all the reasons stated above, we conclude
that the EIR failed to adequately analyze the impact of the Project on
groundwater supplies. 2. Surface Water Petitioners
contend that the EIR fails to adequately analyze impacts to surface water as a
result of the Project's wastewater discharges. We agree. The EIR describes the
mine operation as a "zero-discharge facility." It provides that the
Project's conformance with the State Water Resources Control Board's storm
water program will "result in the settlement of all accumulated runoff
from operations in the on-site retention ponds," from which ponds the
wastewater will be continuously reused in mine operations. The EIR details the
surface water hydrology, including the ponding system which will protect
against runoff of wastewater. Impacts and mitigation measures regarding
wastewater discharge are described. However, it appears that only baseline
production levels were considered. There is no analysis of the impact on
surface water quality, including impacts from wastewater discharge, of
significantly increased mine production. As with the analysis of groundwater
impacts, the EIR's discussion of surface water quality was deficient because it
failed to identify and analyze the impact (if any) of peak mine production. B. Impact of the Project on Traffic
Petitioners
also contend the EIR failed to adequately analyze traffic impacts of the
Project. Increased production at the
mine would logically mean an increase in the number and frequency of the heavy
25-ton-capacity trucks traversing over the available roads used as haul routes.
Petitioners primarily argue the EIR failed to adequately consider the impact
upon traffic and road conditions of the
mine's peak production rate of 550,000 tons per year, as authorized under the
Project. In
discussing traffic impacts, the EIR considered annual traffic volumes generated
by the Project based on the assumption of estimated average production of
260,000 tons per year, or 20,800 total truck trips (10,400 entering and 10,400
exiting). These numbers were used in evaluating the annual distribution of
Project traffic on roads using the likely haul routes. As explained in the
FEIR, an accepted methodology used by the California Department of Transportation
to evaluate traffic index and design of pavement structural sections is to
utilize average annual traffic volumes. The FEIR found it unnecessary to
consider higher volumes of traffic, stating that "worst case" annual
production levels would not occur every year. This
estimated annual average (i.e., 260,000 tons per year) was used in the analysis
of the traffic index. The traffic index is a measure of equivalent single-axle
loads expected over the design period, and is apparently used to evaluate
whether the Project could physically degrade the county roadways. Because of expected
wear of Project-related truck traffic on sections of Le Grand Road and White
Rock Road, the impacts to these roads would be potentially significant.
Consequently, as a mitigation measure the applicant (Jaxon) was required to
reconstruct portions of Le Grand Road and White Rock Road to a performance
standard of 8.5 on the design traffic index, in order to mitigate the impacts
to the pavement structural section. (DEIR, mitigation measure 3.5-2a.) Petitioners
argue that in showing impacts from annual distribution of Project-related
traffic on affected roads, the EIR should have used truck volumes based on
maximum annual production of 550,000 tons per year. We note the purpose of this
particular analysis in the EIR was to evaluate impacts to the road physical
structures over long periods of time (i.e., 20 years) based on estimated annual
truck volumes. (See FEIR, response 6-37.) That being the case, it was not
improper in this instance for the EIR to consider an estimated average annual
production of 260,000 tons, as one aspect of the analysis. However, that does
not mean the analysis was complete, or that more was not required, under the
unique circumstance here of huge variation in the Project description. In light
of the widely shifting Project description in this case, which includes
production levels as high as 550,000 tons per year, we hold that some analysis
should have been made of long-term impacts on road physical structures based on
the reasonable potential of greater frequency or regularity of annual mine
operations at or near the maximum
production level of 550,000 tons per year. 9 Since this was not done, we agree with
Petitioners that the EIR was inadequate in analyzing this impact. 9 The EIR itself indicates that maximum
levels of production are expected to occur (DEIR, § 2.4), and it appears
reasonable that construction needs and resource scarcity may at times drive
production to relatively high levels. On the other hand, we agree with
respondents that it was unnecessary to assume maximum production would occur
every year. In other aspects of the analysis, the EIR did
consider traffic volumes that would correspond to maximum production levels. In
analyzing peak traffic issues, the EIR
used the mine's maximum capacity per day of 5,000 tons of material.
Hypothetically, if production were maintained at that daily level throughout
the year, it would substantially exceed the Project's maximum of 550,000 tons
per year. As explained in the FEIR, the number was used in the intersection
analysis of peak traffic as a "worse case scenario" which would be expected
to occur few times, if any, during the life of the Project. By contrast, an
average production day was estimated as only 1,000 tons of material. In
regard to said peak traffic analysis, Petitioners attack the assumption in the
EIR that Project trucks would be evenly spaced throughout the eight-hour
workday--i.e., exactly 24 trucks entering the site empty per hour, and exactly
24 trucks leaving the site full per hour. According to Petitioners, this
assumption would possibly lead to underestimating potential impacts to traffic
congestion during peak traffic hours. We reject Petitioners' argument. The EIR
appears to have merely divided the daily truck volume to obtain a per hour
average over the course of the workday. Petitioners offer no reason why this
would be an unreasonable methodology in this case. Their argument is
essentially that greater specificity was needed--i.e., that the EIR should have
specified whether trucks sometimes enter and leave the site "unevenly"
over time. We hold that such minute detail was not required in the analysis in
question. The information provided was sufficiently detailed to allow reasoned
analysis of the relevant impacts on peak traffic. It was not necessary that the
analysis be so exhaustively detailed as to include every conceivable study or
permutation of the data. (See Guidelines, § 15151 [information need not
be exhaustive]; Irritated Residents, supra, 107 Cal.App.4th at p. 1396
["CEQA does not require a lead agency to conduct every recommended test
and perform all recommended research to evaluate the impacts of a proposed
project"].) As
summarized by respondents, Petitioners have basically reiterated certain
objections set forth in a study conducted by a consultant (Mr. Brohard) of
LASER (Legal and Safety Employer Research, Inc.), a group opposed to the
project. This includes additional contentions regarding methodology, such as
that Project trip generation should have been spread over a 270-day
period, rather than 365 days, and that
the month of September should not have been used to conduct traffic counts to
determine existing traffic volumes. In each instance, Petitioners have failed
to establish any showing that the County acted improperly in relying on the
independent traffic study in the DEIR, and on the responses in the FEIR, rather
than on Mr. Brohard's study, in determining whether the EIR adequately
addressed traffic impacts. As this court has explained: "When experts in a
subject area dispute the conclusions researched by other experts whose studies
were used in drafting the EIR, the EIR need only summarize the main points of
disagreement and explain the agency's reasons for accepting one set of
judgments instead of another." (Irritated Residents, supra, 107
Cal.App.4th at p. 1391.) To
summarize, we conclude that the traffic impacts were not adequately analyzed in
the EIR with respect to road structural impacts over time (including traffic
index based on annual traffic volumes), due to the shifting and confusing
Project description, thereby causing the EIR to fail in its role as an
informational document. However, in all other respects the traffic analysis was
adequate. C. Impacts of Project on Air Quality
Petitioners
argue that the EIR failed to adequately analyze the impact of the Project on air quality. For the reasons
noted below, we find Petitioners' argument to be without merit. The
DEIR contained a detailed and independent air quality analysis utilizing
standards of significance established in the Guidelines. It described the
existing environment and air basin, and analyzed potential impacts of the
Project on air quality related to emissions (including pollutants), particulate
matter, dust and odors. The air quality analysis was subjected to extensive
comments, including claimed computational errors by LASER's air quality
consultant (Petra Pless), which were responded to in detail in the FEIR. However,
in response to comments that the DEIR failed to adequately address air quality
impacts of maximum production of the mine under the Project, the FEIR provided
an "Errata" which included a revised air quality section with
specific analysis of the impacts on air quality of mine production of 550,000
tons per annum. The DEIR had only analyzed air quality impacts based on the
projected average production of 260,000 tons per year. Although the quantity of
some emissions was higher in the Errata than originally set forth in the DEIR,
the level of each individual and cumulative emission category remained below
San Joaquin Valley Air Pollution Control District thresholds of significance. Thus, even at the
maximum production levels, the FEIR concluded potential impact of the Project
on air quality remained less than significant. Petitioners
argue that the revised air quality analysis set forth in the Errata should have
been recirculated. We disagree. Because both the analysis in the DEIR and the
Errata in the FEIR show the air quality impact to be less than significant, we
agree with respondents that the standards for recirculation set forth at Guidelines
section 15088.5 were not triggered. As the FEIR explains: "None of the
changes provided in section 3.2 of this Final EIR contain significant new
information that deprives the public of a meaningful opportunity to comment
upon a substantial adverse environmental effect of the Project on a feasible
way to mitigate or avoid such an effect." D. Impact of the Project on Biological
Resources Petitioners
next attack the adequacy of analysis in the EIR of impacts on biological
resources and wildlife habitat. In particular, the discussion of vernal pools
and burrowing owl habitats is challenged. The
EIR describes the presence of vernal pools and ephemerally wet drainage swales
within certain areas of the Project site and vicinity. After identifying the
potential impacts of the Project, it spells out a number of mitigation measures
to prevent or minimize such impacts. The thrust of Petitioners' objections
concern the adequacy of these mitigation measures. As discussed below, we find
that the mitigation measures--although adequate in other respects--improperly
defer formulation of significant aspects of mitigation, and therefore fail to
comply with CEQA's informational requirements. Numerous
mitigation measures are specified in the EIR regarding the vernal pools and
special-status species that are expressly presumed to exist there. To begin
with, the vernal pools and swales would remain outside the limits of mining.
The Project footprint would maintain a minimum 25-foot setback from the nearest
vernal pools and ephemerally wet drainage swales. According to the analysis in
the EIR, this 25-foot setback "should be adequate to maintain the
hydrological integrity of these potentially important habitat types once Mitigation Measure 3.3-3 (installation
of a cut-off trench) is implemented." To prevent potentially significant
impacts on vernal pools if erosion or sediments from the mine area reached the
vernal pools, various erosion controls and monitoring measures are required as
further mitigation measures. Preconstruction mitigation measures are also
specified to allow mobile animal species to vacate the excavation areas prior
to mining. Finally, although the initial reconnaissance or field survey did not
detect the presence of certain special-status species in the area of the vernal
pools, the EIR presumes that such
species are present, and therefore imposes an additional 300-foot buffer.
Protocol-level surveys will be conducted prior to any mining activity within
300 feet of vernal pool/swale areas. No mining activity within the 300-foot
buffer would occur until specified conditions are met, namely (a) a protocol
survey is conducted showing the absence of such species or (b) implementation
of a management plan developed by a qualified biologist in consultation with
appropriate jurisdictional agencies including California Department of Fish and
Game and U.S. Fish and Wildlife Service. (See DEIR, mitigation measures
3.6-1a-c, 3.6-2a-d, 3.6-3a-c, 3.6-4a-b, 3.6.6a-b.) As
indicated by the above summary, the EIR allows some specifics of the overall
mitigation effort to be developed in response to future protocol studies, prior
to allowing phases of mining within the 300-foot setback. For example, under
mitigation measure 3.6-3b, if the required spring season protocol survey shows
existence of special-status plant species within or adjacent to the vernal
pools, a management plan must be prepared by a qualified biologist to
"maintain the integrity and mosaic of the vernal pool habitat." The
plan will likely include such options as periodic mowing, rotational grazing,
and weed abatement, as indicated in the EIR, and would require the concurrence
of applicable regulatory agencies, including U.S. Fish and Wildlife Service and
California Department of Fish and Game. It is only after such a management plan
is developed and implemented that Jaxon could apply to the County for
modification of the 300-foot buffer, leaving only the 25-foot setback. A similar
approach would be used if special-status plant species are observed in the
study of the grassland areas. Petitioners
argue that because the mitigation measures allow for future formulation
of land management aspects of the mitigation measures, the EIR impermissibly defers
the development of important mitigation measures until after project approval. Guidelines
section 15126.4, subdivision (a)(1)(B) specifies as follows:
"Formulation of mitigation measures should not be deferred until some
future time. However, measures may specify performance standards which would
mitigate the significant effect of the project and which may be accomplished in
more than one specified way." According to Petitioners, to allow land
management plans to be developed later fails to adequately inform the public
and decision makers, prior to project approval, of the nature and efficacy of
the proposed mitigation measures that will be undertaken. (See Sundstrom v.
County of Mendocino (1988) 202 Cal.App.3d 296, 307 [248 Cal. Rptr. 352].) Respondents
counter that this is not a deferral of mitigation. To the extent that some
aspects of mitigation may be developed in subsequent management plans, it is
(according to respondents) merely an example of using performance standards or
criteria as expressly permitted under section 15126.4. (Guidelines, §
15126.4, subd. (a)(1)(B); Sacramento Old City Assn. v. City Council (1991) 229
Cal.App.3d 1011, 1028-1029 [280 Cal. Rptr. 478] [court upheld EIR
that set forth a range of mitigation measures to offset severe traffic impacts
where performance criteria would have to be met, even though some further study
was needed and EIR did not specify which measures had to be adopted by city].) On
balance, we find that respondent's position is unpersuasive. Although a
generalized goal of maintaining the integrity of vernal pool habitats is stated
(see mitigation measure 3.6-3b), no specific criteria or standard of
performance is committed to in the EIR. Nor does the EIR present several
alternative mitigation measures, in which a selection of one or more of the
described options is to be made after further study. Rather, after first presuming
that special-status species will be present in or near the vernal pools, 10 the EIR leaves the reader in the dark
about what land management steps will be taken, or what specific criteria or
performance standard will be met, if this presumption is confirmed by the later
protocol studies. The success or failure of mitigation efforts in regard to
impacts on such vernal pool species may largely depend upon management plans
that have not yet been formulated, and have not been subject to analysis and
review within the EIR. The fact that the future management plans would be
prepared only after consultation with wildlife agencies does not cure these
basic errors under CEQA, since no adequate criteria or standards are set forth. 10 The EIR states: "The first tier [of
the EIR's impact analysis] presumes that all potential special-status vernal
pool plant and animal species do occur within the areas of suitable habitat on
site." We
recognize there are circumstances in which some aspects of mitigation may
appropriately be deferred. " 'Deferral of the specifics of mitigation is
permissible where the local entity commits itself to mitigation and lists the
alternatives to be considered, analyzed and possibly incorporated in the
mitigation plan. [Citation.] On the other hand, an agency goes too far when it
simply requires a project applicant to obtain a biological report and then
comply with any recommendations that may be made in the report. [Citation.]'
[Citation.] If mitigation is feasible but impractical at the time of a general
plan or zoning amendment, it is sufficient to articulate specific performance
criteria and make further approvals contingent on finding a way to meet them.
[Citation.]" (Endangered Habitats League, Inc. v. County of Orange
(2005) 131 Cal.App.4th 777, 793 [32 Cal. Rptr. 3d 177]; see also Riverwatch
v. County of San Diego (1999) 76 Cal.App.4th 1428, 1448-1450 [91 Cal. Rptr. 2d
322] [a deferred approach may be appropriate where it is not reasonably
practical or feasible to provide a more complete analysis before approval and
the EIR otherwise provides adequate information of the project's impacts]; Sacramento
Old City Assn. v. City Council ,supra, 229 Cal.App.3d at pp. 1028-1029
[deferral of agency's selection among several alternatives based on performance
criteria was appropriate]; 1 Kostka & Zischke, Practice Under the Cal.
Environmental Quality Act (Cont.Ed.Bar 2006) § 14.10, pp. 702-706.) Here,
however, no reason or basis is provided in the EIR for the deferral to a future
management plan (or plans) of these particular mitigation measures, even though
the EIR expressly presumes that special-status species will be present in the
vernal pool or swale areas. Accordingly, we conclude that the analysis of
mitigation measures with respect to special-status species in the vernal pool
areas was inadequate, since it improperly deferred formulation of land management aspects of such mitigation
measures. As to
the EIR's mitigation measures concerning burrowing owl habitat, we reach the
same conclusion. The EIR admits such owls have nested in the area in the past
(observed in 1999). The EIR presumes that burrowing owls nest and winter on the
Project site, and states that the Project may cause direct and indirect impacts
that are significant. In mitigation measure 3.6-7a, an area of 6.5 acres of
grassland habitat with suitable burrows must be preserved, as recommended by
the California Department of Fish and Game and the California Burrowing Owl
Consortium. Further, at least 30 days prior to commencement of ground
disturbance before each phase, a protocol survey for burrowing owls shall be conducted.
If they are present, Jaxon must implement a plan for passive relocation of
wintering owls, and maintain a minimum 250-foot buffer around nesting owls
until a qualified biologist has determined that all young have fledged and are
foraging independently. Finally, a qualified biologist shall prepare a
management plan for the burrowing owl preserve, which shall be approved by
California Department of Fish and Game prior to any mining and implementation
of the proposed plan. Although many valid mitigation measures are described, no
reason is given for deferral of the land management plan concerning the
burrowing owl preserve, nor are any criteria or standards of performance set
forth. We conclude the EIR improperly deferred formulation of this mitigation
measure as well. Finally,
Petitioners note that in mitigation measure 3.6-2d, if the Project causes loss
to functioning and value of vernal pool areas, there must be mitigation in the
form of replacement by either creating vernal pools or swales within the
conservation area on site, or by offsite purchase of wetland banking
credits. Since there are no wetlands conservation banks present in the County
of Merced, the latter alternative is unavailable. The FEIR acknowledges this
fact, but emphasizes that the other option--i.e., creating new vernal
pools in the conservation area onsite--remains a reasonable mitigation measure.
And if mitigation credits become available within the watershed, the FEIR
further explains, then "such acquisition would become an additional available measure." In light of this
clarification in the FEIR, Petitioners have failed to demonstrate this
particular mitigation measure is inadequate or unsubstantiated. IV.-VII.
* * See footnote, ante, page 645. VIII. Prejudice " 'When the informational requirements of
CEQA are not complied with, an agency has failed to proceed in a "manner required by law." '
[Citation.] If the deficiencies in an EIR 'preclude[] informed decisionmaking
and public participation, the goals of CEQA are thwarted and a prejudicial
abuse of discretion has occurred.' [Citation.]" (Bakersfield Cititzens,
supra, 124 Cal.App.4th at p. 1220.) In the
present case, the EIR was fundamentally flawed due to a curtailed and shifting
Project description, which meant that the public and decison makers were not
adequately informed about the full scope and magnitude of the Project. The
unstable description carried over into the impacts analysis, resulting in an
understated and inadequate discussion of water and traffic impacts, as discussed
herein. Compounding these errors, the baseline assumptions were not clearly
identified. Additionally, the EIR
improperly deferred formulation of mitigation measures with respect to protection
of biological habitats of special-status species, and provided inadequate
responses to certain comments. These deficiencies in the EIR were prejudicial
because they precluded informed decisionmaking and public participation. Therefore,
certification of the EIR was a prejudicial abuse of discretion. As a
result, the Project approvals must likewise be voided. As this court summarized
in Bakersfield Citizens, supra, 124 Cal.App.4th at page 1221: "The
Guidelines unequivocally require the lead agency to certify a legally adequate
final EIR prior to deciding whether or not to approve or carry out a contested
project (Guidelines, §§ 15089 to 15092.) '[T]he ultimate decision of whether to
approve a project, be that decision right or wrong, is a nullity if based upon
an EIR that does not provide the decision makers, and the public, with the
information about the project that is required by CEQA.' [Citation.] Thus, the
project approvals and associated land use entitlements also must be
voided." DISPOSITION The
judgment is reversed, and the action is remanded to the trial court with
directions to grant the writ of mandate vacating County's certification of the
EIR and its approval of the Project (including CUP 99009), based on the violations
of CEQA as set forth herein. The trial court shall, in addition, issue orders
that the Project may be considered for potential re-approval by the County, if
a new, legally adequate EIR is prepared, circulated and certified in compliance
with CEQA, including opportunity for public comment. Upon consideration of such
new EIR, and in accordance with all applicable laws, the County may then
determine whether or not to re-approve the Project. The County may require
modification of the Project and/or additional mitigation measures as conditions
of approval. Petitioners are awarded costs on appeal.12 12 The petition for writ of mandate requested
an award of attorney's fees pursuant to Code of Civil Procedure section
1021.5. We offer no opinion regarding Petitioners' entitlement to such
fees. All such issues are remanded to the trial court. Harris, Acting P. J., and Dawson, J.,
concurred. Document URL: http://ceres.ca.gov/ceqa/cases/2007/San_Joaquin_Raptor_Rescue_Center_v._County_of_Merced.htm Copyright © 1998-2003 California Resources Agency. All rights reserved. |