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Posted with the permission of LexisNexis. WILLIAM CALVERT et al., Plaintiffs and Appellants, v. COUNTY OF YUBA et al., Defendants and Respondents; WESTERN AGGREGATES
LLC, Real Party in Interest and Appellant.
C047857 COURT OF APPEAL OF CALIFORNIA, THIRD APPELLATE DISTRICT 145 Cal. App. 4th 613; 51 Cal. Rptr. 3d 797;
2006 Cal. App. LEXIS 1918; 2006 Daily Journal DAR 15903 December 5, 2006, Filed NOTICE: As modified Jan. 3, 2007. SUBSEQUENT HISTORY: Modified by Calvert v.
County of Yuba, 2007 Cal. App. LEXIS 8 (Cal. App. 3d Dist., Jan. 3, 2007) PRIOR HISTORY: [***1]
APPEAL from a judgment of the Superior Court of Sacramento County, No.
00CS01434, Raymond M. Cadei, Judge. SUMMARY: CALIFORNIA OFFICIAL REPORTS
SUMMARY The trial
court granted summary adjudication to adjacent landowners on a challenge to a
county's determination that a mining company had vested rights under the
Surface Mining and Reclamation Act of 1975 (SMARA) (Pub. Resources Code,
§ 2710 et seq.). The trial court
ruled against the adjacent landowners' claims seeking enforcement of SMARA. The
county made the vested rights determination under Pub. Resources Code,
§ 2776, without notice and without a
hearing. (Superior Court of Sacramento County, No. 00CS01434, Raymond M. Cadei,
Judge.) The Court
of Appeal affirmed the judgment as modified to vacate certain remand conditions
and to impose conditions requiring the mining company to either prove its claim
of vested rights in a public adjudicatory hearing or obtain a permit to conduct
surface mining based on a public adjudicatory hearing. The court held that the
county's determination violated the procedural due process requirements under U.S.
Const., 5th Amend., and Cal. Const., art. I, § 7, subd. (a), of reasonable notice and an
opportunity to be heard. The determination was adjudicative, not ministerial,
because it encompassed factual issues that had to be resolved through the
adjudicative exercise of judgment. Because the surface mining operation
implicated the diminishing asset doctrine, the mining company had to show that
the area it desired to excavate was clearly intended to be excavated at the
time the permit requirement went into effect. The determination implicated
significant or substantial deprivations of the adjacent landowners' property
rights, and their settlement of claims against the mining company did not waive
due process protections. The adjacent landowners were not entitled to a writ of
mandate under Pub. Resources Code, §
2716, to enforce SMARA because there was no clear violation. Private
enforcement actions are not authorized by Pub. Resources Code, § 2774.1, subd. (g). (Opinion by Davis, J.,
with Blease, Acting P. J., and Hull, J., concurring.) [*614] HEADNOTES: CALIFORNIA OFFICIAL REPORTS
HEADNOTES Classified to California Digest of Official
Reports (1) Estoppel § 3--By Filing Legal Proceedings or Pleadings
Therein--Inconsistent Positions in Litigation.--The principle of judicial
estoppel forecloses a litigant from taking inconsistent positions that suit its
purposes at different points in the litigation and that impinge on the
integrity of the judicial process. (2) Administrative Law § 89--Limitations on Availability of Judicial
Review or Relief--Exhaustion of Administrative Remedies--Exceptions--Inadequate
Remedies.--One
need not exhaust inadequate remedies in order to challenge their sufficiency. (3) Constitutional Law § 107--Procedural Due Process--Significant or
Substantial Property Deprivation--Adjudicative Governmental Action.--The California and federal
Constitutions prohibit the government from depriving persons of property
without due process (U.S. Const., 5th Amend.; Cal. Const., art. I,
§ 7, subd. (a)). In line with this
constitutional bedrock, an adjudicative governmental action that implicates a
significant or substantial property deprivation generally requires the
procedural due process standards of reasonable notice and opportunity to be
heard. Legislative action generally is not governed by these procedural due
process requirements because it is not practical that everyone should have a
direct voice in legislative decisions; elections provide the check there.
Ministerial action is generally not within this constitutional realm either.
This is because ministerial decisions are essentially automatic based on
whether certain fixed standards and objective measurements have been met. (4) Mines and Minerals § 11--Operations--Surface Mining--Vested
Rights.--Generally,
for a nonconforming land use to be allowed to continue, the use must be similar
to the use existing at the time the land use law became effective.
Intensification or expansion of the use is prohibited. This general principle,
however, does not apply neatly to surface mining operations. This is because,
unlike other nonconforming uses in which the land is merely incidental to the
activities conducted upon it, surface mining contemplates the excavation and
sale of the land itself, and the excavated land is a diminishing asset that
requires expanding the mining into nonexcavated areas to continue the land use.
In this situation, California follows the diminishing asset doctrine. Under
that doctrine, a vested right to surface mine into an expanded area requires
the mining owner to show (1) part of the same area was being [*615]
surface mined when the land use law became effective, and (2) the area
the owner desires to surface mine was clearly intended to be mined when the
land use law became effective, as measured by objective manifestations and not
by subjective intent. (5) Constitutional Law § 107--Procedural Due Process--Discretionary
and Ministerial Functions.--Statutory policy, not semantics, forms the standard for
segregating discretionary from ministerial functions. (6) Constitutional Law § 107--Procedural Due Process--Adjudicatory
Land Use Proceedings.--Adjudicatory land use decisions substantially affect the
property rights of adjacent landowners may constitute property deprivations
within the context of procedural due process, requiring reasonable notice and
an opportunity to be heard for those landowners before the land use decision is
made. Due process notice and hearing requirements are triggered only by
governmental action which results in significant or substantial deprivations of
property, not by agency decisions having only a de minimis effect on land. The
property interests of adjacent landowners are at stake in such an adjudicatory
land use proceeding, and procedural due process protections are therefore
invoked. (7) Estoppel § 20--Rights and Privileges
Waivable--Constitutional Rights.--A waiver of a constitutional right requires a knowing and
intentional relinquishment of that right, and such a waiver is disfavored in
the law. (8) Parties § 1.2--Standing--Injury of Sufficient
Magnitude.--A
party lacks standing if it lacks a real interest in the ultimate adjudication
because it has neither suffered nor is about to suffer any injury of sufficient
magnitude reasonably to assure that all of the relevant facts and issues will
be adequately presented. (9) Courts § 36--Prospective and Retroactive
Decisions--Judicial Discretion--Factors Considered--Fairness and Public Policy.--Generally, judicial
decisions are applied retroactively. But considerations of fairness and public
policy may limit such application. (10) Mines and Minerals
§ 11--Operations--Surface Mining--Vested
Rights--Procedural Due Process.--The trial court properly granted summary adjudication to
adjacent landowners who challenged a county's determination that a mining
company had vested rights under the Surface Mining and Reclamation Act of 1975
(Pub. Resources Code, § 2710 et seq.)
to mine aggregate. This determination, which was made [*616]
without notice to adjacent landowners or to the public and without a
hearing, violated procedural due process requirements of reasonable notice and
an opportunity to be heard. [7 Witkin, Summary of Cal. Law (10th ed. 2005)
Constitutional Law, § 1043; 3 Witkin,
Cal. Procedure (4th ed. 1996) Actions, §
73; 9 Witkin, Cal. Procedure (4th ed. 1997) Appeal, § § 984, 986, 949; 8 Witkin, Cal. Procedure,
Extraordinary Writs, § 72.] (11) Mandamus and Prohibition
§ 5--Conditions Affecting Issuance--Duty
and Right to Performance.--For petitioners to obtain a traditional writ of mandate, they
must show: (1) a clear, present and usually ministerial duty on the part of a
public entity; and (2) a clear, present, and beneficial right on the
petitioners' part to the performance of that duty. (12) Mines and Minerals
§ 12--Actions and Proceedings--Surface
Mining--Private Enforcement Not Contemplated.--The Legislature has created a comprehensive
administrative scheme to enforce the Surface Mining and Reclamation Act of
1975, Pub. Resources Code, § 2710 et
seq., indicating that private enforcement is not contemplated. (13) Mandamus and Prohibition
§ 9--Conditions Affecting
Issuance--Effectiveness and Necessity--Action Already Performed.--A writ of mandate will not
issue to compel an action that already has been performed. COUNSEL: Jeffer, Mangels, Butler &
Marmaro, Kerry Shapiro, Paul L. Warner and Melanie L. Tang for Real Party in
Interest and Appellant Western Aggregates LLC. Weinberg, Roger & Rosenfeld, David A.
Rosenfeld, Christian L. Raisner, Theodore Franklin and M. Suzanne Murphy for
Plaintiffs and Appellants William Calvert and Yuba Goldfields Access Coalition. No appearance on behalf of Defendant and
Respondent County of Yuba. Bill Lockyer, Attorney General, Tom Greene,
Chief Assistant Attorney General, Mary E. Hackenbracht, Assistant Attorney
General and Russell B. Hildreth, Deputy Attorney General, for Defendants and
Respondents Department of Conservation and State Mining and Geology Board. JUDGES: Davis, J., with Blease,
Acting P. J., and Hull, J., concurring. OPINION BY: DAVIS [*617] OPINION: [**800]
DAVIS, J.--This appeal involves the Surface Mining and
Reclamation Act of 1975. (SMARA; Pub. Resources Code, § 2710 et seq.) Our principal conclusion is
that if an entity claims a vested right pursuant to SMARA to conduct a surface
mining operation that is [***2] subject
to the diminishing asset doctrine, that claim must be determined in a public
adjudicatory hearing that meets procedural due process requirements of
reasonable notice and an opportunity to be heard. We give this conclusion
limited retroactive effect. We shall affirm the judgment with certain
modifications. Background The
Legislature enacted SMARA in 1975 "to create and maintain an effective and
comprehensive surface mining and reclamation policy." (Pub. Resources
Code, § 2712.) n1 Through SMARA, the
Legislature intended to: prevent or minimize adverse environmental effects and
reclaim mined lands; encourage the production and conservation of minerals
while giving consideration to values relating to recreation, watershed,
wildlife, range and forage, and aesthetic enjoyment; and eliminate residual
hazards to the public health and safety. (§
2712, subds. (a)-(c).) n1
Hereafter, undesignated section references are to the Public Resources Code. At the
heart of [***3] SMARA is the general
requirement that every surface mining operation have a permit, a reclamation
plan, and financial assurances to implement the planned reclamation. (§ 2770, subd. (a); People ex rel. Dept.
of Conservation v. El Dorado County (2005) 36 Cal.4th 971, 984 [**801] [32 Cal. Rptr. 3d 109, 116 P.3d 567] (El
Dorado).) Under section
2776 of SMARA, though, "[n]o person who has obtained a vested right to
conduct surface mining operations prior to January 1, 1976, shall be required
to secure a permit pursuant to [SMARA] as long as the vested right continues
and as long as no substantial changes are made in the operation ... . A person
shall be deemed to have vested rights if, prior to January 1, 1976, he or she
has, in good faith and in reliance upon a permit or other authorization, if the
permit or other authorization was required, diligently commenced surface mining
operations and incurred substantial liabilities for work and materials
necessary therefor." Notwithstanding a vested right to conduct surface
mining operations, the two other basic requirements of SMARA--a reclamation
plan and financial assurances--apply to operations conducted after January 1, 1976.
(§ § 2776, 2770, subds. (b),
[***4] (c).) [*618] Recognizing
the diverse conditions throughout the state, SMARA provides for "home
rule." This means the local lead agency, usually a city or county, has
primary responsibility to implement the provisions of SMARA. (§ 2728; El Dorado, supra, 36 Cal.4th at
p. 984.) The State Mining and Geology Board (the Board), which is part of
the Department of Conservation within the Resources Agency, may step into the
shoes and assume the role of the local lead agency if the Board finds that the
local agency has not been fulfilling its duties under SMARA. (§ § 601, 660, 2774.4.) The
action before us arises from the determination of Yuba County (County or the
County) in May 2000 that Western Aggregates LLC (Western) has a vested right to
mine "aggregate" (sand, gravel and rock for construction) from approximately
3,430 acres in the Yuba Goldfields. The Yuba Goldfields consists of
approximately 10,000 acres bordering the Yuba River; it once had been mined for
gold and now contains massive aggregate deposits resulting from the
placer/hydraulic mining of gold dating to the 19th century. County
determined Western's vested rights after the superior court in a previous
lawsuit [***5] (the Gilt Edge lawsuit)
had concluded in 1999 that County's zoning authorization for surface mining in
the Yuba Goldfields was not a proper substitute for a SMARA permit. After this
lawsuit, County invited all mine operators, including Western, to apply for a
vested rights determination pursuant to SMARA. In
February 2000, Western filed with County its vested rights submittal,
consisting of a six-page cover letter, a 70-page memorandum of law and fact,
and nearly 370 exhibits. In May 2000, County sent Western a determination
letter. The letter stated that the community development director had found,
based on Western's vested rights submittal and materials in County's files,
that Western has a vested right to mine aggregate in the 3,430 acres of the
Yuba Goldfields. This determination was made without notice to adjacent
landowners or to the public, and without a hearing. (Western does not presently
mine the total 3,430 acres, but is mining in roughly one-third of this area,
apparently intending to move into unmined areas as mined areas are depleted of
aggregate. Western also has its sights on about 5,000 additional acres in the
Yuba Goldfields.) Challenging
the County's vested [***6] rights
determination as to Western (and other mining operators), William Calvert and
the Yuba Goldfields Access Coalition (collectively, Petitioners) sued the
County, the state (including the Board and the Director of the Department of
Conservation; collectively, the State) and Western (real party [**802]
in interest). Calvert has lived on his ranch in the Yuba Goldfields
since 1974 and owns property 300 feet from Western's property. The Yuba
Goldfields Access Coalition is a nonprofit organization [*619]
that includes Yuba County residents and taxpayers. The coalition seeks
to open the Yuba Goldfields for public recreational use and establish environmentally
sound uses of the Goldfields' natural resources and the Yuba River. The
operative pleading is the Petitioners' third amended complaint and petition for
writ of mandate, which the trial court reorganized and clarified. All parties
on appeal have accepted this reorganized and clarified pleading, and have used
it as the centerpiece of their appeals. We will do likewise. Petitioners'
complaint and petition, as it pertains to Western, contains the following five
reorganized causes of action: first--a claim against the County and the State
to take [***7] enforcement action
against Western for allegedly violating SMARA by operating without a permit or
a valid reclamation plan, seeking as a remedy an injunction or a writ of
mandate; second and third--direct actions against Western for violating SMARA
by, respectively, not having a permit or vested rights and not having a valid
reclamation plan, and seeking an injunction; fourth--a claim against the State
that it abused its discretion by not enforcing SMARA and not taking over the
functions of the County as the lead agency, and seeking a writ of mandate; and
fifth--a claim that County violated due process requirements of notice and
hearing in determining that Western has vested rights to mine the 3,430 acres,
and seeking a writ of mandate to remand the matter for proper proceedings. Western
moved for summary adjudication or summary judgment, and Petitioners moved for
summary adjudication. (Code Civ. Proc., §
437c.) The trial court granted Western summary adjudication on the
first through fourth causes of action, and granted Petitioners summary
adjudication on the fifth. Given the ruling on the fifth cause of action, the
trial court denied Western's motion [***8]
for summary judgment as Western's motion did not dispose of all five
causes of action. The cross-motions for summary adjudication did account for
all five causes of action, though, and the trial court entered a judgment on
this summary adjudication. Western
and Petitioners, in an appeal and a cross-appeal respectively, have appealed
their losses here. The only mining operation involved in these appeals is
Western's. Discussion 1. Fifth Cause of Action--Vested Rights
Determination and Procedural Due Process We start
with the fifth cause of action because it sets the stage for discussing the
others. [*620] On the
fifth cause of action, as noted, Petitioners moved successfully for summary
adjudication, the trial court finding that the County had violated procedural
due process requirements of reasonable notice and hearing in determining that
Western has vested rights to mine the 3,430 acres at issue in the Yuba Goldfields.
(The parties have continued to use this 3,430-acre figure, although it may be
overstated by 120 acres. We will use it as well, and express no view regarding
the 120-acre issue.) In its
original summary adjudication order regarding this cause of action, [***9] the trial court issued a writ of mandate that
vacated County's vested rights determination as to Western and remanded for
further proceedings in compliance with procedural [**803]
due process. Western then moved for clarification, noting that this
order did not specify whether the County or the Board would conduct the
remanded proceedings. In a modification to the order (carried into the
judgment), the trial court remanded to the County for further proceedings,
subject to the following three conditions: County was not required to hold a
new vested rights proceeding; Western was not required to request one; and if
County did hold such a proceeding, it had to satisfy procedural due process
requirements of reasonable notice and opportunity to be heard. (The trial
court's modified order had also noted that other administrative bodies were not
foreclosed from determining Western's vested rights if legally authorized or
required to do so.) Western
appeals from that portion of the judgment on the fifth cause of action that
states that Western's vested rights must be determined pursuant to procedural
due process requirements of reasonable notice and opportunity to be heard.
Petitioners cross-appeal [***10] from
the modified portion of this judgment setting forth the three remand-related
conditions. Before we
tackle the merits of these claims, we must address several threshold issues
tendered by Western. First,
Western claims we lack jurisdiction because Petitioners did not pray in their complaint
for a remand for a public hearing on Western's vested rights determination, and
did not specify in their notice of appeal that they were appealing the modified
portions of the judgment as to the fifth cause of action. As Western
acknowledges, however, Petitioners, in the operative complaint and petition,
allege that County's vested rights determination was improperly made "
'without public notice' " and " 'without affording the public an
opportunity to comment.' " A remand for a proper procedure that meets
these requirements goes without saying. As for their notice of cross-appeal,
Petitioners stated in part that they were appealing the portion of the judgment
"incorporating the Modified Orders Granting Summary Adjudication
[i.e., the remand-related three conditions regarding the fifth cause of
action]." (Italics added.) [*621] Next,
Western asserts that Petitioners have abandoned their arguments [***11] regarding reclamation plan deficiencies. Not
so. Those deficiencies have been a part of Petitioners' case since they filed
their complaint and petition. In their brief on appeal, Petitioners define the
nature of their action in the following terms: "This action seeks
enforcement of SMARA as to a broad expanse of the Yuba Goldfields--in particular,
the requirement that all surface mining operations be conducted pursuant to
permit and that the permit be conditioned upon a valid reclamation plan ...
approved by the lead agency." As for
its final complement of threshold contentions, Western argues that Petitioners
are foreclosed from claiming procedural due process requirements as to the
vested rights determination by the principles of judicial estoppel, statute of
limitations and failure to exhaust administrative remedies. We take these in
turn. (1) The principle of judicial
estoppel forecloses a litigant from taking inconsistent positions that suit its
purposes at different points in the litigation and that impinge on the
integrity of the judicial process. (Jackson v. County of Los Angeles (1997)
60 Cal.App.4th 171, 181 [70 Cal. Rptr. 2d 96].) The problem for Western on
this point is that [***12] the examples
it cites of Petitioners' purported inconsistencies regarding their due process
position show that Petitioners have consistently maintained this position
against Western. For example, Petitioners moved to sever the issue of
procedural due process with respect to
[**804] vested rights from other
issues, and Western opposed this motion on nonsubstantive grounds. Petitioners
opposed Western's motion to join two other mining operators as indispensable
parties, arguing that these two operators had entirely different mining
operations from Western's. And Petitioners settled with operators other than
Western even though vested rights of these operators had not been established
in due process hearings. (2) As for the statute of
limitations, Western contends that Petitioners failed to meet the short statute
of limitations under the California Environmental Quality Act. (CEQA; § 21000 et seq.) County filed a notice that
its vested rights determination as to Western--a ministerial determination,
County maintained--was exempt from CEQA. However, Petitioners do not challenge
the vested rights determination on CEQA grounds; therefore, the CEQA statute of
limitations does not apply. In [***13]
any event, as we shall see later, the vested rights determination here
is not a ministerial determination under CEQA. And,
finally, there is a fundamental problem with Western's claim of Petitioners'
failure to exhaust administrative remedies: The essence of Petitioners' fifth
cause of action is that the administrative procedure the County used to determine
Western's vested rights is constitutionally inadequate. As [*622]
the state Supreme Court remarked in rejecting a similar claim,
"[o]ne need not exhaust inadequate remedies in order to challenge their
sufficiency." (Horn v. County of Ventura (1979) 24 Cal.3d 605, 611 [156
Cal. Rptr. 718, 596 P.2d 1134] (Horn).) That
brings us to the substance of Western's appeal involving the fifth cause of
action: Is the vested rights determination regarding Western's surface mining
operation as to the 3,430 acres subject to procedural due process requirements
of reasonable notice and opportunity to be heard? Our answer: Yes. To begin
our analysis, we set forth some basic principles of how procedural due process
applies generally to land use decisions. There are
three general types of actions that local government agencies take in land use
[***14] matters: legislative,
adjudicative and ministerial. (2 Longtin's Cal. Land Use (2d ed. 1987) § 11.10, p. 989 (Longtin's); see also Horn,
supra, 24 Cal.3d at pp. 612, 615-616.) Legislative actions involve the
enactment of general laws, standards or policies, such as general plans or
zoning ordinances. (Longtin's, supra, pp. 989-990.) Adjudicative
actions--sometimes called quasi-judicial, quasi-adjudicative or administrative
actions--involve discretionary decisions in which legislative laws are applied
to specific development projects; examples include approvals for zoning permits
and tentative subdivision maps. (Longtin's, supra, p. 990.) Ministerial
actions involve nondiscretionary decisions based only on fixed and objective
standards, not subjective judgment; an example is the issuance of a typical,
small-scale building permit. (Ibid.; see Horn, supra, 24 Cal.3d at p.
616; see also Friends of Westwood, Inc. v. City of Los Angeles (1987)
191 Cal.App.3d 259, 271-272 [235 Cal. Rptr. 788] (Friends of Westwood);
People v. Department of Housing & Community Dev. (Ramey) (1975) 45
Cal.App.3d 185, 193-194 [119 Cal. Rptr. 266] [***15] (Ramey).) (3) The state and federal
Constitutions prohibit the government from depriving persons of property
without due process. (U.S. Const., 5th Amend.; Cal. Const., art. I,
§ 7, subd. (a).) In line with this
constitutional bedrock, an adjudicative governmental action that implicates a
significant [**805] or substantial property deprivation generally
requires the procedural due process standards of reasonable notice and
opportunity to be heard. (Horn, supra, 24 Cal.3d at pp. 612-616.)
Legislative action generally is not governed by these procedural due process
requirements because it is not practical that everyone should have a direct
voice in legislative decisions; elections provide the check there. (Id. at
p. 613; see Longtin's, supra, §
11.10, p. 990.) Ministerial action is generally not within this
constitutional realm either. This is because
[*623] ministerial decisions are
essentially automatic based on whether certain fixed standards and objective
measurements have been met. (Horn, supra, 24 Cal.3d at pp. 615-616.) There is
one more legal principle that plays a pivotal role in our analysis: the
principle of vested rights. In light [***16]
of the state and federal constitutional takings clauses,
when zoning ordinances or similar land use regulations are enacted, they
customarily exempt existing land uses (or amortize them over time) to avoid
questions as to the constitutionality of their application to those uses. (Hansen
Brothers Enterprises, Inc. v. Board of Supervisors (1996) 12 Cal.4th 533,
551-552 [48 Cal. Rptr. 2d 778, 907 P.2d 1324] (Hansen).) Such
exempted uses are known as nonconforming uses and provide the basis for vested
rights as to such uses. (Ibid.) (4) Generally, for a
nonconforming land use to be allowed to continue, the use must be similar to
the use existing at the time the land use law became effective. Intensification
or expansion of the use is prohibited. (Hansen, supra, 12 Cal.4th at p. 552.)
This general principle, however, does not apply neatly to surface mining
operations. This is because, unlike other nonconforming uses in which the land
is merely incidental to the activities conducted upon it, surface mining
contemplates the excavation and sale of the land itself, and the excavated land
is a " 'diminishing asset' " that requires expanding the mining into
nonexcavated areas to continue the land [***17]
use. (Id. at pp. 553-556.) In this situation, California follows
the "diminishing asset" doctrine. Under that doctrine, a vested right
to surface mine into an expanded area requires the mining owner to show (1)
part of the same area was being surface mined when the land use law became
effective, and (2) the area the owner desires to surface mine was clearly
intended to be mined when the land use law became effective, as measured by
objective manifestations and not by subjective intent. (Id. at pp. 555-556;
see id. at p. 576 (conc. opn. of Werdegar, J.).) With
these principles in mind, Western contends that its vested rights determination
is ministerial. Petitioners counter that this determination is adjudicative and
requires the procedural due process protections of reasonable notice and an
opportunity to be heard for persons significantly affected by the
determination. We agree with Petitioners. We start
with the SMARA statute on vested rights. Section 2776 states as
pertinent: "No person who has obtained a vested right to conduct surface
mining operations prior to January 1, 1976, shall be required to secure a
permit pursuant to [***18] [SMARA] as
long as the vested right continues and as long as no substantial
changes are made in the operation except in accordance with [SMARA]. A
person shall be deemed to have vested rights if, [*624]
prior to January 1, 1976, he or she has, in [**806]
good faith and in reliance upon a permit or other authorization, if
the permit or other authorization was required, diligently commenced
surface mining operations and incurred substantial liabilities
for work and materials necessary therefor." (Italics added.) These
italicized portions of section 2776 encompass several factual issues
that must be resolved through the adjudicative exercise of judgment rather than
the ministerial (automatic, nondiscretionary) application of fixed standards
and objective measurements. A good
example of this dichotomy is provided by a decision from this court, Ramey.
(Ramey, supra, 45 Cal.App.3d 185.) In Ramey, we concluded that
the approval of a mobilehome park construction permit was a discretionary act
subject to CEQA rather than a ministerial act exempt from CEQA. (A ministerial
decision under CEQA similarly involves only the use of fixed standards or
objective [***19] measurements.) Although
the approval process in Ramey involved a large number of
"ministerial" decisions applying "fixed" design and
construction specifications, there were other approval decisions where the
standards were "relatively general": for example, " 'sufficient'
" supply of lighting; "satisfactory" sewage disposal;
"adequate" water supply; and " 'well-drained' " site. (Ramey,
supra, 45 Cal.App.3d at p. 193; see also Friends of Westwood, supra, 191
Cal.App.3d at pp. 270-271.) These relatively general approval decisions did
not have the agency, in ministerial fashion, " 'merely appl[ying] the law
to the facts ... us[ing] no special discretion or judgment in reaching a
decision.' " (Mountain Lion Foundation v. Fish & Game Com. (1997)
16 Cal.4th 105, 117 [65 Cal. Rptr. 2d 580, 939 P.2d 1280].) Instead, these
general approval decisions involved "relatively personal decisions addressed
to the sound judgment and enlightened choice of the [agency]... . Inevitably
they evoke[d] a strong admixture of discretion." (Ramey, supra, 45
Cal.App.3d at p. 193; see Friends of Westwood, supra, 191 Cal.App.3d at
p. 272.) The same
can be said, [***20] and has been said, for section 2776's
issues of "substantial changes ... in the operation," and "in
good faith ... diligently commenced ... operations and incurred substantial
liabilities for work and materials necessary therefor." In construing section
2776 in a 1976 opinion, the Attorney General concluded that determining
"substantial change[s]" in operations and " 'substantial
liabilities' " for work and materials constitute questions of fact which
can only be determined on a case-by-case basis in a proper vested rights
proceeding before the lead agency. (59 Ops.Cal.Atty.Gen. 641, 643, 655-656
(1976); see also Horn, supra, 24 Cal.3d at p. 614 [subdivision
development approvals involve the application of general standards to specific
parcels of real property; such governmental conduct, affecting the relatively
few, is " 'determined by facts peculiar to the individual case' and is
'adjudicatory' in nature"].) [*625] Furthermore,
the vested rights determination here encompasses more than just these factual
issues set forth in section 2776. Western's extractive surface mining
operation implicates the diminishing asset doctrine. Consequently, Western
[***21] must show that the area it
desires to excavate was " 'clearly intended' " to be excavated--as
measured by objective manifestations, not subjective intent--when the vested
rights trigger of a new law was pulled. (Western concedes this triggering
occurred when County's first mining regulation [**807] --a mining permit ordinance--became effective
in April 1971.) (Hansen, supra, 12 Cal.4th at p. 556, italics omitted;
see id. at p. 576 (conc. opn. of Werdegar, J.).) Moreover, there are
issues here regarding whether the alleged vested right has been
"continu[ous]" (§ 2776),
as the subject site has involved gold mining and not simply aggregate mining. The sheer
quantity and complexity of these factual issues illustrate why the government
agency in Hansen held a public adjudicatory hearing--with testimony from
nearby landowners--and made a findings-based determination regarding a
diminishing asset claim of vested rights to mine aggregate on a 67-acre parcel
of riverbed and adjacent land. (See Hansen, supra, 12 Cal.4th at pp.
540-544, 545-546, fn. 9, 568.) Bear in mind, we are dealing here with a
diminishing asset claim of vested rights to mine aggregate on [***22] 3,430 acres of river-related land,
which is more than five square miles and more than 50 times the size
of the area at issue in Hansen. (5)
Ramey noted, importantly, that
"[s]tatutory policy, not semantics, forms the standard for segregating
discretionary from ministerial functions." (Ramey, supra, 45 Cal.App.3d
at p. 194.) SMARA's policy is to assure that adverse environmental effects
are prevented or minimized; that mined lands are reclaimed to a usable
condition; that the production and conservation of minerals are encouraged
while giving consideration to recreational, ecological and aesthetic values;
and that residual hazards to the public health and safety are eliminated. (§ 2712.) A public adjudicatory hearing that
examines all the evidence regarding a claim of vested rights to surface mine in
the diminishing asset context will promote these goals much more than will a
mining owner's one-sided presentation that takes place behind an agency's
closed doors. A vested
rights determination acts as the fulcrum in SMARA policy because it (or its
analogue, a permit to surface mine) governs the coverage of the reclamation
plan and, in turn, the financial [***23]
assurances to implement the plan. (§ § 2770, subds. (a)-(c), 2772, subd.
(c)(5), (6); see El Dorado, supra, 36 Cal.4th at p. 984
[permit, plan and assurances are the heart of SMARA].) A vested rights
determination functions in the SMARA scheme as does a surface mining permit--it
sets the tone for all that follows. Western concedes the law is settled that
the issuance of such permits "is adjudicatory in nature and therefore
subject to notice and hearing requirements." (Hayssen v. Board [*626]
of Zoning Adjustments (1985) 171 Cal.App.3d 400, 404 [217 Cal. Rptr.
464] (Hayssen).) A similarity in function between permits and vested
rights argues for a similarity in their issuance. Western asserts, though, that
vested rights are to be distinguished from conditional permits such as surface
mining permits. That is true. Vested rights, if established and continued,
generally cannot be conditioned (although they can be limited in time--for
example, through amortization of investment). (See Hansen, supra, 12 Cal.4th
at p. 552.) This recognition, however, does not foreclose vested rights
from being established in a basic procedure similar to [***24] that for such permits. We conclude,
then, that the determination of Western's vested rights claim to surface mine
in the diminishing asset context presents an adjudicative rather than a
ministerial determination. The
question remains whether this adjudicative determination implicates significant
or substantial deprivations of property
[**808] to trigger procedural due
process protections. (Horn, supra, 24 Cal.3d at pp. 612, 616; Scott
v. City of Indian Wells (1972) 6 Cal.3d 541, 548-549 [99 Cal. Rptr. 745, 492
P.2d 1137] (Scott); Hayssen, supra, 171 Cal.App.3d at p. 404.)
We conclude it does. (6) In Horn and Scott,
our state Supreme Court emphasized that adjudicatory land use decisions--in
those cases, approvals for significant development projects--which "
'substantially affect' " the property rights of adjacent landowners may
constitute property " 'deprivation[s]' " within the context of
procedural due process, requiring reasonable notice and an opportunity to be
heard for those landowners before the land use decision is made. (Horn, supra,
24 Cal.3d at pp. 615-616; Scott, supra, 6 Cal.3d at pp. 548-549.)
Due process [***25] "notice and
hearing requirements are triggered only by governmental action which results in
'significant' or 'substantial' deprivations of property, not by agency decisions
having only a de minimis effect on land." (Horn, supra, at p. 616.)
"It is ... now settled law that the property interests of adjacent
landowners are at stake in [such an adjudicatory] land use proceeding, and that
procedural due process protections are therefore invoked." (Hayssen,
supra, 171 Cal.App.3d at p. 404, citing Scott, supra, 6 Cal.3d at p. 549.) Here,
Western's vested rights claim involves mining aggregate on over 3,400 acres.
Western presently mines on about 1,200 acres, so Western is claiming almost a
threefold increase pursuant to vested rights. The mining at issue is extractive
surface mining with an expansive appetite. This description itself is enough to
envision significant environmental consequences and adverse effects to adjacent
properties. As such, property owners adjacent to the proposed mining have
significant property interests at stake. (Horn, supra, 24 Cal.3d at p. 616;
Aries Dev. Co. v. California Coastal Zone Conservation Com. (1975) 48
Cal.App.3d 534, 541 [122 Cal. Rptr. 315] [***26] (Aries).) [*627] Petitioner
Calvert presents a typical example of the property deprivations at play for
adjacent landowners. In the complaint and petition, Calvert, who owns a house
and ranch land within 300 feet of Western's property, alleged that Western's
mining operation exposed his property to dust, noise, and air, water and toxic
pollution; furthermore, Western's operation has damaged at-risk species of
chinook salmon and steelhead trout and made area roadways more dangerous.
Calvert has adequately described a property deprivation "substantial"
enough to require procedural due process protection. (See Horn, supra, 24
Cal.3d at p. 615 [plaintiff there alleged sufficiently that the proposed
development project would interfere with his property access and increase
traffic congestion and air pollution].) Consequently, Calvert and the other
property owners adjacent to Western's vested rights-claimed mining operation
are entitled to reasonable notice and an opportunity to be heard in an
evidentiary public adjudicatory hearing before that vested rights claim is
determined. (Horn, supra, 24 Cal.3d at pp. 612, 616; Scott, supra, 6
Cal.3d at pp. 548-549; [***27] Hayssen,
supra, 171 Cal.App.3d at p. 404; Aries, supra, 48 Cal.App.3d at p. 541.) Pursuant
to court questioning at oral argument, however, Western maintained [**809]
that Calvert has forfeited any claim of substantial property deprivation
by settling a prior federal lawsuit against Western (for $ 10,000, along with
other plaintiffs, we note) and by dismissing with prejudice his original third
cause of action here against Western for nuisance. In the settlement agreement
in the federal suit, Calvert reserved "the right to bring and prosecute a
lawsuit in state court alleging violations of ... (SMARA)" by the County,
the State and Western, and also reserved the right to "bring a nuisance
claim against Western predicated on alleged noise and vibration from Western's
operations," but the nuisance claim could not include "any claim for
alleged water or air pollution by Western, which claims [were] ... explicitly
waived and released ... ." Of course, Calvert has brought the present
state court action, which includes the SMARA causes of action, and which also
included, originally, a nuisance cause of action against Western that was based
essentially on allegations [***28] of
dust and air pollution. Calvert has since dismissed with prejudice this nuisance
cause of action against Western. We conclude
that the settlement of the federal lawsuit against Western for $ 10,000 and the
dismissal of the nuisance cause of action against Western do not mean that
Calvert has forfeited or waived his constitutional right to receive notice and
an opportunity to be heard from the governmental entity that will determine
Western's vested rights claim. The record cited by Western at oral argument
does not disclose the substance of the federal lawsuit--Western's counsel at
oral argument referred to it as the "Proposition 65" suit
(Proposition 65 covers pollution discharges and warnings)--but Calvert, along
with other plaintiffs, settled that suit for $ 10,000. Even assuming that
Calvert has settled and dismissed any property deprivation [*628]
claims he has against Western, that only means that Calvert is
foreclosed from making any further such claims against Western. Calvert's fifth
cause of action here for notice and hearing regarding Western's vested rights
determination--under SMARA--is not a claim against Western for
property deprivation. Rather, it is a claim [***29] against the County for violating
procedural due process requirements of notice and hearing in determining that
Western has vested rights to mine the 3,430 acres. And Calvert is not
maintaining this procedural due process claim against the County for his
property deprivation, but because of such deprivation. Recall that due
process "notice and hearing requirements are triggered only by
governmental action which results [or will result] in 'significant' or
'substantial' deprivations of property." (Horn, supra, 24 Cal.3d at p.
616, italics added.) In other
words, while Calvert may be foreclosed from seeking any further remedy against
Western for property deprivation, he is still entitled to due process notice
from, and an opportunity to be heard before, the governmental entity deciding
Western's vested rights claim because he has "suffered [a] significant
deprivation of property" related to that claim. (See Horn, supra, 24
Cal.3d at p. 615 [rejecting argument that landowner "suffered no
significant deprivation of property which would invoke constitutional rights to
notice and hearing"].) Moreover,
as we have explained, Western's [***30]
vested rights determination centers on factual issues involving Western's
mining operations and intent. And for over 30 years, Calvert has lived and
ranched in the area that is the subject of that determination. Why should
Calvert be foreclosed from having his say before the governmental entity deciding
these factual issues and [**810] making that determination simply because he
has settled his property deprivation claims against Western? (7) A waiver of a constitutional
right requires a knowing and intentional relinquishment of that right, and such
a waiver is disfavored in the law. (See City of Ukiah v. Fones (1966) 64
Cal.2d 104, 107-108 [48 Cal. Rptr. 865, 410 P.2d 369]; see also Waller
v. Truck Ins. Exchange, Inc. (1995) 11 Cal.4th 1, 31 [44 Cal. Rptr. 2d 370, 900
P.2d 619]; 7 Witkin, Summary of Cal. Law (10th ed. 2005) Constitutional
Law, § 104, p. 208.) It cannot seriously
be argued that Calvert knowingly and intentionally relinquished his
constitutional right to notice and hearing from the governmental entity
deciding Western's vested rights claim simply because he settled a federal
lawsuit against Western (for $ 10,000, along with others) and dismissed a
nuisance cause of action against Western, where [***31] neither action involved this constitutional
notice and hearing right. (8) Nor can there be any dispute
that Calvert has standing to maintain the fifth cause of action. The question
of property deprivation sufficient to obtain
[*629] due process-based notice
and hearing regarding adjudicatory land use decisions must be distinguished
from the question of standing to bring the fifth cause of action. Although
Western has thrown every threshold procedural roadblock it can think of at
Petitioners, it has not claimed that they lack standing to bring the fifth
cause of action. Nor could it. A party lacks standing if it lacks "a real
interest in the ultimate adjudication because [it] has neither suffered nor is
about to suffer any injury of sufficient magnitude reasonably to assure that
all of the relevant facts and issues will be adequately presented." (California
Water & Telephone Co. v. County of Los Angeles (1967) 253 Cal.App.2d 16, 23
[61 Cal. Rptr. 618]; see 3 Witkin, Cal. Procedure (4th ed. 1996) Actions,
§ 73, pp. 132-133.) That certainly
cannot be said here. As attested to by the $ 10,000 settlement in the federal
lawsuit and by the scores [***32] of
pages devoted to appellate briefing on the fifth cause of action, Calvert has
suffered and stands to suffer an injury of sufficient magnitude through the
governmental determination of Western's vested rights claim to assure that all
of the relevant facts and issues have been adequately presented. We
conclude that the governmental determination of Western's vested rights claim
implicates property deprivations significant or substantial enough to trigger
procedural due process protections for landowners, including Calvert, adjacent
to Western's proposed vested rights mining operation. Western
raises several other counterpoints to the conclusion we have reached regarding
the necessity for public notice and hearing as to Western's vested rights
claim, aside from its argument that a vested rights determination is a ministerial
one. We are unpersuaded. Western
first raises a trio of statutory points. As Western correctly observes, SMARA
does not specify a procedure for making a vested rights determination. But
given the factual issues raised by SMARA's vested rights statute (§ 2776) and by the diminishing asset
doctrine, and given that Western has the burden of proving its vested
[***33] rights claim (Hansen, supra,
12 Cal.4th at p. 564), the existence, nature and scope of such rights must
be determined pursuant to some procedure even if SMARA fails to specify one. It
goes without saying that that procedure must be a constitutional one. Along
similar statutory lines, Western also notes that SMARA, unlike the
California [**811] Coastal Act of 1976 (§ 30000 et seq.) or the federal Surface
Mining Control and Reclamation Act of 1977 (30 U.S.C. § 1201 et seq.), does not contain a
procedure for a public hearing to determine vested rights. As Western
acknowledges in its briefing, though, these non-SMARA statutes do not contain
this procedure, but regulations enacted pursuant to them do. (§ 30000 et seq.; Cal. Code Regs., tit.
14, § § 13200-13205, 13059; 30
U.S.C. § 1201 et seq.; 30 C.F.R.
§ § 761.11, 761.16 (2005).)
Furthermore, the state [*630] coastal act statute on vested rights has been
characterized as "remarkably similar" to the SMARA statute on vested
rights, section 2776. (See §
30608, former § 27404 [as
characterized in 59 Ops.Cal.Atty.Gen., supra, at p. 647].) [***34] And for
the third point in Western's statutory trilogy, section 2774 of SMARA
states that every lead agency shall adopt ordinances establishing procedures
that require at least one public hearing for the review and approval of reclamation
plans and financial assurances and the issuance of surface mining permits. (§ 2774, subd. (a).) Although section
2774 does not mention vested rights determinations, the section recognizes
that public hearings are required to address the complex, judgment-based issues
raised by permits, reclamation plans and financial assurances. We have seen
that vested rights determinations in the diminishing asset context raise
analogous complexities and judgment calls. Western, however, sees a
distinction: determinations of mining permits and reclamation plans look to the
future and involve what should happen, while determinations of vested rights
look to the past and involve what has happened. Actually, it can be said that
vested rights determinations, particularly in the diminishing asset context,
look to the past to look to the future. But semantics aside, Western's
observation is of little help in deciding what procedural due process requires. [***35]
For that, we must look, not so much to the past or to the future, but to
what is being decided and to the consequences of that decision. Finally,
Western is concerned that if a public adjudicatory hearing is required to
confirm vested rights, public hearings will have to be held statewide for all
operations based on vested rights. As we have emphasized, though, our decision
applies only to an entity claiming a vested right under SMARA to conduct a
surface mining operation that is subject to the diminishing asset doctrine. (9) This concern does raise,
however, the issue of whether our decision should be given prospective or
retroactive effect. Generally, judicial decisions are applied retroactively.
But considerations of fairness and public policy may limit such application. (Woods
v. Young (1991) 53 Cal.3d 315, 330 [279 Cal. Rptr. 613, 807 P.2d 455]; see Neel
v. Magana, Olney, Levy, Cathcart & Gelfand (1971) 6 Cal.3d 176, 193 [98
Cal. Rptr. 837, 491 P.2d 421]; see also 9 Witkin, Cal. Procedure (4th ed.
1997) Appeal, § 984, p. 1038.) We prefer
to steer a middle course of limited retroactivity here, making our decision
apply to all cases, including [***36]
the one before us, in which no final judgment on appeal has yet been
rendered, or in which an administrative determination of SMARA-based vested
rights, in the context presented here of diminishing asset surface mining, is
yet to be made or has been made and is still subject to administrative or
judicial review. (See 9 Witkin, Cal. Procedure, supra, Appeal, § 986, pp. 1042-1043, & cases cited
therein.) Our concern is that property rights may have been founded and deemed
vested in accordance [*631] with a less formal vested rights
determination under SMARA, which does not specify a procedure for this
determination. (See 9 Witkin, Cal. Procedure, supra, Appeal, § 949, p. 992 [perhaps the strongest of the
considerations that influence courts to follow an established rule is that
property rights have been founded and have become vested in accordance with the
rule].) [**812]
(10) We conclude the trial court properly granted Petitioners
summary adjudication on their fifth cause of action against Western. County's
determination that Western had vested rights under SMARA to mine aggregate on
the 3,430 acres violated procedural due process requirements of reasonable
notice and an opportunity to be heard. Now we
turn to Petitioners' cross-appeal. As to the fifth cause of action, Petitioners
properly obtained a writ of mandate to remand for constitutionally proper
proceedings. (Townsel v. San Diego Metropolitan Transit Development Bd.
(1998) 65 Cal.App.4th 940, 953 [77 Cal. Rptr. 2d 231] [***37] [ordinary mandate appropriate to compel
agency to hold legally required hearing].) The trial court's modified judgment,
as noted, imposed three remand-related conditions: County was not required to
hold a new vested rights proceeding; Western was not required to request one;
and if County held such a proceeding, it had to meet procedural due process
requirements. In their cross-appeal, Petitioners contend these conditions have
effectively foreclosed any remedy for the constitutional violation the trial
court found pursuant to the fifth cause of action. We agree and resolve the
cross-appeal as follows. If
Western wants to continue its aggregate mining in the Yuba Goldfields, it will
either have to prove its claim of vested rights in a public adjudicatory
hearing before the Board (§ 2776),
or obtain a permit to conduct such surface mining in a public adjudicatory
hearing before the County (§ § 2770,
subd. (a), 2774, subd. (a), 2774.4, subd. (a); Hayssen,
supra, 171 Cal.App.3d at p. 404). This is because the Board has taken over
the County's SMARA duties regarding Western. (§ 2774.4.) Under section 2774.4,
when the Board takes over for a lead agency, it "shall [***38] exercise" any of the SMARA powers of
that lead agency "except for permitting authority." (§ 2774.4, subd. (a).) n2 n2 We
have specified a deadline for this choice--vested rights or permit--in the
Disposition section of this opinion. Apparently, Western has continued mining
during the pendency of these proceedings and has not been, to this point,
legally precluded from doing so. Until the vested rights or permit decision is
made, Western may continue with its current mining, if any, in similar fashion
but not expand or intensify that mining. (See Bauer v. City of San Diego
(1999) 75 Cal.App.4th 1281, 1296 [89 Cal. Rptr. 2d 795] [city could not
properly deem plaintiff's vested property rights based on an existing legal
nonconforming use automatically terminated without providing plaintiff an
opportunity to be heard]; see also Hansen, supra, 12 Cal.4th at p. 552
[describing legal requirements for a continuance of a nonconforming use].)
Western remains subject to all applicable SMARA provisions regarding
reclamation plans and financial assurances as to any such ongoing mining. (§ 2770.) [***39]
[*632] Furthermore,
the Board will conduct any public adjudicatory hearing to determine Western's
vested rights claim at an appropriate site within the County. (See, e.g., § 2774.4, subd. (c) [the Board shall hold a
public hearing as to a lead agency's section 2774.4 deficiencies
"within the lead agency's area of jurisdiction"].) Western remains
subject to all applicable SMARA provisions regarding reclamation plans and
financial assurances as to any authorized mining. (§ 2770.) Notice of
any public adjudicatory hearing regarding vested rights must be reasonably
calculated to afford affected persons the realistic opportunity to protect
their interests. Such notice must occur sufficiently prior to the determination
of vested rights to provide a meaningful predeprivation hearing to affected landowners.
(Horn, supra, 24 Cal.3d at pp. 617-618; see § 2774 [**813] [concerning public hearing regarding
permit].) As suggested in Horn, an acceptable notice technique might
include the mailing of notice to property owners of record within a reasonable
distance of the subject property and the posting of notice at or near the
project site. (Horn, supra, 24 Cal.3d at p. 618.) [***40] n3 n3 In
light of our resolution of the fifth cause of action, we will not consider the
parties' evidence and arguments regarding the existence, nature and scope of
Western's alleged vested rights to mine aggregate in the 3,430-acre area. That
will be the subject of the public adjudicatory hearing on vested rights, if
that procedure is chosen. 2. First Cause of Action--Mandate to Compel
SMARA Enforcement In their
first cause of action, Petitioners essentially seek a writ of mandate to compel
the County and the State to enforce SMARA against Western for having no permit
and no valid reclamation plan. We conclude the trial court properly granted
summary adjudication to Western on this cause of action. (11) Under SMARA, "[a]ny
person may commence an action on his or her own behalf against the [B]oard, the
State Geologist, or the director [of the Department of Conservation] for [a
traditional] writ of mandate ... to compel the [B]oard, the State Geologist, or
the director to carry out any duty [***41]
imposed upon them pursuant to [SMARA]." (§ 2716.) For Petitioners to obtain a
traditional writ of mandate, they must show: (1) a clear, present and usually
ministerial duty on the part of the State or the County; and (2) a clear,
present, and beneficial right on the Petitioners' part to the performance of
that duty. (Mobley v. Los Angeles Unified School Dist. (2001) 90 Cal.App.4th
1221, 1244 [109 Cal. Rptr. 2d 591] (Mobley); Code Civ. Proc., §
§ 1085-1086; see 8 Witkin, Cal.
Procedure, supra, Extraordinary Writs, §
72, p. 853, & cases cited therein.) As noted,
at the heart of SMARA is the requirement that every surface mining operation
have a permit (or a vested right to mine), a reclamation plan, and financial
assurances for reclamation. (§ 2770,
subd. (a); El Dorado, [*633] supra, 36 Cal.4th at p. 984.) From this,
Petitioners argue that SMARA does not allow surface mining without a permit and
an approved reclamation plan based on it, except where vested rights have been
established, and that is not the case here. Petitioners assert that, with no
established vested rights, Western's mining without a permit or [***42] a reclamation plan based on it simply cannot
be ignored or excused. Having vacated County's vested rights determination, the
trial court should immediately have issued a writ of mandate compelling the
County and the State to enforce SMARA, Petitioners maintain. Leaving
aside any issues of how the principle of agency prosecutorial discretion may
apply here (see, e.g., Heckler v. Chaney (1985) 470 U.S. 821, 831-832 [84
L.Ed.2d 714, 105 S. Ct. 1649]; see also § 2774.1, subd. (a)), Petitioners cannot
show that they meet the two basic requirements for issuance of a writ of
mandate. n4 n4 We
deny the State's request to take judicial notice regarding the prosecutorial
discretion of the State Water Resources Control Board. Western
did establish its vested rights in a proceeding before the County. Furthermore,
it is undisputed that Western has a reclamation plan that was approved in 1980.
As the new lead agency, the State accepted the County's vested rights
determination and is relying on that determination as well [***43] as on Western's 1980 [**814]
reclamation plan to process an amendment to the plan. As we and
the trial court have concluded, County's procedure for determining Western's
vested rights violated procedural due process, and a new proceeding will have
to be held pursuant to reasonable notice and an opportunity to be heard. Thus,
it has not been determined substantively that Western lacks vested rights, only
that the procedure for determining vested rights was legally flawed. And
Western does have an approved reclamation plan, although it is being updated. In this
muddled context, then, there is no clear, present and ministerial duty on the
State's part to enforce SMARA against Western for having no mining permit and
corresponding reclamation plan. Consequently, there is no clear, present and
beneficial right on the Petitioners' part to such enforcement. Accordingly,
Petitioners are not entitled to the writ of mandate they seek in the first
cause of action, and summary adjudication in favor of Western was properly
granted on this action. 3. Second and Third Causes of Action--Direct
Actions Against Western for SMARA Violations In their
second and third causes of action, Petitioners [***44] allege direct actions against Western for
violating SMARA by, respectively, not having a permit or [*634]
vested rights and not having a reclamation plan. Petitioners seek
injunctive relief in these causes of action. After
reviewing these matters, we conclude the trial court properly resolved them. We
adopt the trial court's summary adjudication opinion on these causes of action
as our own. With appropriate deletions and additions, that opinion reads as
follows: n5 n5 Single
brackets without enclosed material indicate our deletions while double brackets
with enclosed material indicate our additions to the opinion. (See, e.g., People
v. Coria (1999) 21 Cal.4th 868, 871, fn. 1 [89 Cal. Rptr. 2d 650, 985 P.2d 970].) SMARA
does not contain an explicit provision authorizing private enforcement through
an action for an injunction against a mining operator. Instead, SMARA sets
forth detailed provisions for administrative enforcement by the lead agency or
the Director of the Department of Conservation. (See, [[e.g.,]] [] [[§ ]] 2774.1.) [***45] The only provision of SMARA that explicitly
permits an action by a member of the public at large is [] section 2716,
which permits "any person" to commence an action for a writ of
mandate against certain state agencies or officers to compel them to carry out
any duty imposed upon them pursuant to SMARA. This provision does not authorize
a direct action against a mining operator. (12) Petitioners rely on [] section
2774.1[[, subdivision ]](g), which states that "[r]emedies under this
section are in addition to, and do not supersede or limit, any and all other
remedies, civil or criminal." [[We are]] not persuaded that [[this
provision]] authorizes private enforcement of SMARA. In Moradi-Shalal v.
Fireman's Fund Ins[[.]] Companies (1988) 46 Cal.3d 287 [250 Cal. Rptr. 116, 758
P.2d 58] [[Moradi-Shalal]], the Supreme Court held that a similar
provision in a comprehensive statutory scheme for administrative enforcement of
unfair practices claims in the insurance business did not establish a private
right of action against insurance companies that committed such practices.
Here, as in Moradi-Shalal, the Legislature created a comprehensive
administrative [***46] scheme to enforce
SMARA, indicating that private enforcement was not contemplated, at least not
in the form attempted here. [**815]
The fact that SMARA does not authorize enforcement actions by private
parties does not mean that private parties affected by mining in violation of
SMARA have no remedy. As the Supreme Court explained in Moradi-Shalal,
apart from administrative remedies, the courts retain jurisdiction to impose
civil damages or other remedies in appropriate common law actions based on [*635]
traditional theories, i.e., based on law other than the administrative
enforcement scheme itself. (46 Cal.3d at [[pp.]] 304-305.) In fact,
SMARA explicitly recognizes and preserves the right of private parties to seek
relief against mine operators under other law. (See [] [[§ ]] 2715[[, subd. ]](d).) As set forth
therein, such relief might be sought in an action [[for]] private nuisance [[or
for other appropriate private relief]]. [] The present action as it stands,
however, is based purely on the alleged violations of SMARA. Petitioners'
separate nuisance claim has been dismissed, and the Complaint/Petition does not
purport to state a cause of action for [] any other [***47] claim arising outside of SMARA. [] []
Petitioners' [[second and third]] cause[[s]] of action [] therefore [[are]] not
authorized by SMARA and the motion for summary adjudication [[regarding them
was properly]] granted. [End of
quotation from the trial court's opinion.] 4. Fourth Cause of Action--SMARA Enforcement
and State as Lead Agency In their
fourth cause of action, Petitioners seek a writ of mandate, claiming the State
has abused its discretion by not enforcing SMARA and by not taking over the
lead agency functions from the County. (13) Summary adjudication was
properly granted in Western's favor on this cause of action. We have already rejected
the writ of mandate claim involving State SMARA enforcement in part 2 of the
Discussion concerning the first cause of action. And the Board in this matter
has already taken over the lead agency SMARA functions from the County. As the
trial court noted, a writ of mandate will not issue to compel an action that
already has been performed. (See Mobley, supra, 90 Cal.App.4th at p. 1244.) Disposition The
judgment is modified as follows. The three conditions on remand specified in
the judgment are vacated and the following conditions [***48] are imposed: If Western wants to continue its
aggregate mining in the Yuba Goldfields, it will either have to prove its claim
of vested rights in a public adjudicatory hearing before the Board (to be
conducted within the County's area of jurisdiction), or obtain a permit to
conduct such surface mining based [*636] on a public adjudicatory hearing before the
County. Western will have 30 days from the issuance of this Court's remittitur
to inform the Board and the County of its choice. Depending on that choice, the
Board or the County will then proceed immediately to provide adjacent
landowners reasonable notice and an opportunity to be heard. Western remains
subject to all applicable SMARA provisions regarding reclamation plans and
financial assurances. As
modified, the judgment is affirmed. Each party shall pay its own costs on
appeal. Blease,
Acting P. J., and Hull, J., concurred. Document URL: http://ceres.ca.gov/ceqa/cases/2006/William_Calvert_et_al._v._County_of_Yuba_et_al..htm Copyright © 1998-2003 California Resources Agency. All rights reserved. |