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Reprinted with the permission of LexisNexis. SIERRA
CLUB et al., Plaintiffs and Appellants, v. CALIFORNIA COASTAL COMMISSION,
Defendant and Respondent; CATELLUS RESIDENTIAL GROUP, Real Party in Interest
and Respondent. S116081 SUPREME
COURT OF CALIFORNIA 35
Cal. 4th 839; 28
Cal. Rptr. 3d 316; 2005 Cal. LEXIS 5381; 2005 Daily Journal DAR 5757 May
19, 2005, Filed PRIOR HISTORY: Superior Court of San Francisco County, No.
315686, A. James Robertson II, Judge. Court of Appeal, First Dist., Div. Five,
No. A100194. Sierra Club v. California
Coastal Com., 107 Cal. App. 4th 1030, 133 Cal. Rptr. 2d 182, 2003 Cal. App.
LEXIS 522 (Cal. App. 1st Dist., 2003) COUNSEL: Law Offices of Frank P. Angel, Frank P.
Angel, Curtis M. Horton, Phyl van Ammers, Meredith Lobel-Angel and Edward
Grutzmacher for Plaintiffs and Appellants. Bill Lockyer, Attorney General, Manuel M. Medeiros, State
Solicitor General, Richard M. Frank, Chief Assistant Attorney General, J. Matthew
Rodriguez, Assistant Attorney General, Jamee Jordan Patterson and Hayley
Peterson, Deputy Attorneys General, for Defendant and Respondent. Latham & Watkins, Robert C. Crockett, Kathryn M. Davis
and James R. Repking for Real Party in Interest and Respondent. JUDGES: Chin, J., expressing the unanimous view
of the court. OPINIONBY: CHIN OPINION: CHIN, J.--This case requires us to consider the
California Coastal Commission's (Commission) exercise of permit authority under
the California Coastal Act of 1976 (Coastal Act) (Pub. Resources Code, § 30000 et seq.) n1 in connection with a
proposed development project that straddles the coastal zone boundary. In
issuing a permit in this case, the Commission found that as conditioned, the
part of the proposed project within the coastal zone is in conformity with the
Coastal Act's policies and requirements. The opponents of the permit
request contend that the Commission,
based on an incorrect construction of the Coastal Act, improperly refused to
consider impacts within the coastal zone of the part of the proposed project
outside the coastal zone. The Court of Appeal upheld the Commission's reading
of the Coastal Act and its decision. We affirm the Court of Appeal's judgment. - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n1 Unless otherwise
indicated, all further statutory references are to the Public Resources Code. - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - Factual Background n2 - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n2 The facts
regarding the proposed development are taken from the Court of Appeal's opinion
and are not disputed. - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - Respondent Catellus
Residential Group (Catellus) proposed to build a development with 114 houses on
a 44-acre parcel of property in the City of Los Angeles (City) approximately
one mile from the ocean and near the Ballona Wetlands. All of the new houses
would be built on top of a bluff that is outside the "coastal zone"
as defined by section 30103. To access 85 of the houses, Catellus proposed to
build a road--Street A--that would descend from the top of the bluff, down its
face, to State Highway 1. The bluff face is within the coastal zone, as would
be approximately one-half of Street A. Construction of Street A would require
substantial grading across the last remaining bluff in the area. Catellus also
proposed to locate related infrastructure under Street A, including a storm
water pipe to convey runoff from the bluff top to a detention basin below. In
carrying out the proposed project, Catellus also proposed to construct a public
access view park along the bluff rim, to revegetate over 10 acres of bluff face
within the coastal zone, and to purchase and dedicate to open space 15 off-site
lots along the bluff face inside the coastal zone. Because part of the
proposed project, including part of Street A, involves "development in the
coastal zone," Catellus must "obtain a coastal development
permit." (§ 30600, subd. (a).) In
fact, because the City does not have a certified local coastal program but has
adopted procedures for issuing coastal development permits, Catellus must get
two such permits: one from the City and one from the Commission. (See § § 30519, subd. (a), 30600, subd. (b), 30601.)
Catellus thus applied to the City for a coastal development permit, as well as
other approvals and permits required under provisions other than the Coastal
Act. After preparing an environmental impact report (EIR) for purposes of
complying with the California Environmental Quality Act (CEQA) (§ 21000 et seq.), the City granted Catellus's
coastal development permit request and approved the project. Catellus then applied
to the Commission for a separate coastal development permit. At the same time,
petitioners Sierra Club, Spirit of the Sage Council, and Ballona Ecosystem
Education Project (collectively, Sierra Club) appealed the City's coastal
permit approval to the Commission pursuant to section 30625. n3 In a combined
report addressing both the permit request and the appeal, the Commission's
staff recommended permit approval conditioned on elimination of Street A.
However, a majority of the Commission voted to
delete staff's "no Street A" recommendation, to grant
Catellus's permit request for construction of Street A, and to deny Sierra
Club's appeal. The Commission made extensive findings in support of its
decision, including the following: "The bluff top ... is not in the
Commission's jurisdiction" and
"it is not in the Commission's power to regulate development on the bluff
top." - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n3 Other aspects of
the City's project approval were challenged, and ultimately upheld, in a
separate action. (Coalition of Concerned Communities, Inc. v. City of Los
Angeles (2004) 34 Cal.4th 733 [21 Cal. Rptr. 3d 676, 101 P.3d 563].) - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - Sierra Club
challenged the Commission's actions through several petitions for writ of
mandate filed in the superior court. As here relevant, Sierra Club alleged that
the Commission should have denied the permit request because the project as a
whole--including activities both inside and outside the coastal zone--is not in
conformity with the Costal Act's "management policies and development
standards" for protecting "scenic views" and environmentally
sensitive habitat areas (ESHA's). Regarding scenic views, Sierra Club alleged
in relevant part that the proposed location of the houses near the coastal zone
boundary would "result in significant impacts to scenic resources"
inside the coastal zone, and that under section 30251, the Commission should
not have issued a permit until Catellus "set back" the houses on the
bluff top--which is outside the coastal zone--"far enough from the bluff
edge to avoid or eliminate" those impacts. Regarding ESHA's, Sierra Club
alleged in relevant part that proposed activities on the bluff top,
"outside of the coastal zone," would produce "adverse ...
impacts" to "the Ballona Wetlands, an ESHA located directly adjacent
to the site's northerly boundary," and that under section 30240,
subdivision (b), the Commission should not have issued a permit until Catellus
"sited and designed" the bluff top part of the project so as "to
prevent" these impacts. In support of its position, Sierra Club argued
that the Coastal Act authorizes the Commission to deny a permit request
"based on the effects inside the coastal zone of development outside"
the coastal zone, especially where the proposed activities inside and outside
the coastal zone are "part of one and the same project." In responding to
these claims, the Commission relied principally on section 30604, subdivision
(d) (section 30604(d)), which states: "No development or any portion
thereof that is outside the coastal zone shall be subject to the coastal
development permit requirements of [the Coastal Act], nor shall anything in
[the Coastal Act] authorize the denial of a coastal development permit by the
commission on the grounds the proposed development within the coastal zone will
have an adverse environmental effect outside the coastal zone." This
provision, the Commission argued, "prohibits [it] from exercising its
powers on development outside the coastal zone" and, contrary to Sierra
Club's assertion, precludes it from denying "a coastal permit based on the
effects inside the coastal zone of development outside" the coastal zone.
Sierra Club's contrary view, the Commission explained, "ask[s] [the
Commission] to do indirectly what the Legislature has explicitly stated
[it] can't do directly," i.e.,
"subject" portions of the
proposed development "outside the coastal zone ... to the coastal
development permit requirements of [the Coastal Act]." n4 (§ 30604(d).) - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n4 The Commission's
argument in the superior court closely mirrored the argument Catellus had previously
made to the Commission during its permit proceedings. Relying on section
30604(d), Catellus argued during those proceedings that "the Commission
cannot lawfully do indirectly, by denying a permit for development within the
Coastal Zone based on the impacts of the portion of that development which is
outside the coastal zone, what it could not do directly." - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - Sierra Club disagreed
with the Commission's view of section 30604(d), arguing that this provision
"specifically does not preclude denial of a coastal permit based on
the effects inside the coastal zone of development outside." On the
contrary, Sierra Club asserted, under the Coastal Act, the Commission
"must consider all Project impacts
(within and outside the coastal zone) affecting the coastal zone."
According to Sierra Club, "jurisdiction" and the duty to
"minimiz[e] ... impacts" under the Coastal Act "extends [the
Commission's] authority to control the generation point(s) of adverse effects
originating outside the coastal zone (causing impacts to resources within the
coastal zone)." Thus, Sierra Club maintained, the Commission had erred in
"fail[ing] to assess the impacts" of proposed activities outside the
coastal zone "on the Ballona Wetlands ESHA" and in issuing a permit
without requiring Catellus to mitigate the "adverse coastal impacts"
inside the coastal zone "arising from houses being built along the bluff
edge." The superior court
denied relief. As relevant here, it found "substantial evidence" in
the record to support the Commission's conclusion that, consistent with the
Coastal Act, the proposed activities "in the coastal zone and subject to
the coastal development permit" are "sited and designed to ...
protect views" and will "not significantly degrade the Ballona
Wetlands ... ESHA." It also found that, contrary to Sierra Club's assertion,
"the Commission was not required to consider alternatives to the entire
project but rather properly limited its review to alternatives to ... those
portions of the project within the coastal zone and the Commission's
jurisdiction." Sierra Club appealed,
arguing in relevant part that the Commission had erred in issuing the permit
without "consider[ing] the adverse impacts in the coastal zone of project
activities originating in the portion of the project site located outside of
the coastal zone." As in the superior court, in the Court of Appeal,
Sierra Club specifically focused on the adverse scenic impacts within the
coastal zone of the houses to be built on the bluff top, and the adverse
environmental impacts to the Ballona Wetlands ESHA of project activities and
land uses on the bluff top. In response, the Commission maintained that section 30604(d) "expressly
prohibit[s]" the Commission from denying Catellus's permit request based
on a "find[ing] that the houses [to be built outside the coastal zone]
will adversely impact the coastal zone." The Commission also maintained
that it "has no authority to require greater setbacks for the homes or to
require less density." Likewise, citing section 30604(d), Catellus argued
that the Commission lacked "authority to deny or condition a project on
the basis of changes to the Larger Project outside the Coastal Zone." The Court of Appeal
affirmed the superior court's decision. Agreeing with the Commission and
Catellus and relying on section 30604(d), the court rejected Sierra Club's
argument that the Commission was "statutorily obligated" to
"reject the development inside the coastal zone" based on adverse
impacts within the coastal zone of "that portion of the project outside
the coastal zone." The court found that in refusing to deny the permit
request on this basis, the Commission had "respected the boundaries on its
power set out for it by the Legislature." Finally, finding substantial
evidence in the record to support the Commission's conclusion "that the
portions of the Project inside the coastal zone are consistent with the
environmental policies of the Coastal Act," the court affirmed the
superior court's denial of relief. We then granted
Sierra Club's petition for review. Discussion As in the Court of
Appeal, Sierra Club argues here that the Commission erred in declining to base
its decision regarding a permit for proposed activities within the coastal zone on "the cumulative
environmental impacts in the coastal zone of project activities located
outside" the coastal zone. More specifically, Sierra Club asserts that the
Commission should have denied the permit request based on "the visual and
scenic impacts in the coastal zone" of the proposed "blufftop
modifications" and the "adverse impacts" of those proposed
modifications "on the Ballona Wetlands' ecosystem." According to
Sierra Club, issuance of the permit despite these impacts within the coastal
zone violates sections 30251 and 30240, subdivision (b). The former provision
states in relevant part: "Permitted development shall be sited and
designed to protect views to and along the ocean and scenic coastal areas ...
[and] to be visually compatible with the character of surrounding areas ... .
New development in highly scenic areas ... shall be subordinate to the
character of its setting." (§
30251.) The latter provision specifies that "[d]evelopment in areas
adjacent to [ESHA's] ... shall be sited and designed to prevent impacts which
would significantly degrade those areas, and shall be compatible with the
continuance of those habitat and recreation areas." (§ 30240, subd. (b).) Sierra Club argues that
its position is consistent with
"the plain meaning" and "legislative history" of
section 30604(d) and with "the purposes of the Coastal Act." In response, the
Commission agrees that in making a permit decision regarding "development
inside the coastal zone," it "may consider impacts in the coastal
zone of the portions of the project outside the coastal zone" and
"may properly ... act to prevent" those impacts "to the extent
[they] are related to the development inside the coastal zone." In fact,
the Commission maintains, it actually "did consider such impacts when it
made its decision" here. However, the
Commission argues, what it refused to do, and what it may not do under the
"plain" and "unambiguous" language of section 30604(d), is
"deny a permit for development inside the coastal zone where the impacts
of that development have been fully mitigated and the only purpose for denying
the permit would be to indirectly regulate development outside the coastal
zone." The Commission first explains that under the "plain
meaning" of section 30604(d), it "has no permit jurisdiction over the
residential subdivision which will be located outside of the coastal
zone." Thus, "the Commission cannot impose a condition directly
reducing the number of homes outside the coastal zone or increasing the setback
of the homes from the bluff edge." The Commission then argues that
adopting Sierra Club's position--that the Commission, although finding Street A
to be "consistent with the Coastal
Act" and to have no unmitigated "adverse impacts," must
nevertheless deny the permit request "based solely on th[e] impacts"
within the coastal zone of activities outside the coastal zone-would provide
"an indirect route to achieve these same results." This, the
Commission contends, "would violate" section 30604(d) by requiring
"the Commission to do indirectly what the Legislature has told it it may
not do directly," i.e., "subject[] development outside of the coastal
zone to the [Coastal] Act's permit requirements." In other words, the
Commission asserts, Sierra Club is improperly trying to "leverage"
the Commission's "approval over Street A, which the Commission found will
have no unmitigated impacts, to force changes in portions of the [project] over
which the Commission has no permit jurisdiction." In short, the Commission
argues, it "properly considered impacts from outside the coastal zone as
they related to the development inside the coastal zone and as necessary to
find the coastal zone development consistent with the Coastal Act," and
properly declined to "abuse the limitations on its authority imposed by
the Legislature by leveraging its permit jurisdiction to regulate the project
outside the coastal zone." Catellus agrees with the Commission's position. (1) We conclude that the Commission's
construction of the Coastal Act is correct under the governing statutory
framework. The Coastal Act, section
30600, subdivision (a), provides in relevant part that "any person
... wishing to perform or undertake any development in the coastal zone, other
than a facility subject to Section 25500, shall obtain a coastal development
permit." On its face, this section does not specify how its permit
requirement applies to projects that straddle the coastal zone boundary. That
subject is addressed in section 30604(d), which, as noted above, provides:
"No development or any portion thereof that is outside the coastal zone
shall be subject to the coastal development permit requirements of [the Coastal
Act], nor shall anything in [the Coastal Act] authorize the denial of a coastal
development permit by the commission on the grounds the proposed development
within the coastal zone will have an adverse environmental effect outside the
coastal zone." As to that part of a proposed project "subject to the
provisions of" the Coastal Act, "the standards" for determining
"the permissibility of [the] proposed development[]" are set forth in
chapter 3 of the Coastal Act (§ 30200 et
seq.). (§ 30200, subd. (a).) Where, as
here, no certified "local coastal program" governs, a coastal
development permit "shall be issued" upon a "find[ing] that the
proposed development is in conformity with Chapter 3." (§ 30604, subd. (a).) (2) This statutory framework authorizes the
Commission, in determining whether proposed development within the coastal zone
is in conformity with the Coastal Act's standards, to consider whether that
proposed development takes into account or addresses impacts within the coastal
zone of proposed development outside the coastal zone, at least, as the
Commission states, "to the extent these impacts are related to the development
inside the coastal zone." This conclusion is fully consistent with the
Legislature's express command that the Coastal Act "be liberally construed
to accomplish its purposes and objectives." (§ 30009.) It is also fully consistent with
section 30604(d), through which the Legislature has specifically addressed the
scope of the Commission's authority over projects that straddle the coastal
zone boundary. Regarding such a project, that section places two limits on the
Commission: (1) it may not "subject" the "portion" of the
project "that is outside the coastal zone" to the Coastal Act's
"permit requirements"; and (2) it may not deny a permit request
"on the grounds the proposed development within the coastal zone will have
an adverse environmental effect outside the coastal zone." (§ 30604(d).) The Commission clearly does not
violate the second limitation merely by considering the impacts within the
coastal zone of the part of the proposed project that is outside the coastal
zone. Nor does it violate the first limitation, unless it considers the impacts
originating outside the coastal zone in such a way as to "subject"
the "portion" of the project "that is outside the coastal
zone" to the Coastal Act's "permit requirements." (§ 30604(d).) In short, as Sierra Club asserts,
nothing in section 30604(d) or any other relevant provision requires the
Commission, in applying the Coastal
Act's standards to proposed development within the coastal zone, to
"turn a blind eye to the impacts of project activities originating outside
the coastal zone." Here, for example,
the record reflects several ways in which the Commission, in evaluating and approving Catellus's permit
request for the proposed development inside the coastal zone, considered
impacts within the coastal zone of the proposed development outside the coastal
zone. In its findings, the Commission stressed that the distance the proposed
"residential development" on the bluff top will be "set back ...
from the bluff face" furthers the Coastal Act's policies in several ways;
consistent with section 30253, "this design solution" will
"stabilize the bluff face" in the coastal zone, leave "the
majority" of that bluff face "in an ungraded condition," and
allow "the creation of a drainage setback area at the top of the bluff
face" that will facilitate "diversion of drainage away from the bluff
face." The Commission also noted that "[t]o further reduce erosion
along the bluff face," Catellus will construct "four soldier
pile/retaining walls ... partially within the Coastal Zone." These
"drainage improvements," the Commission explained, "will help to
reduce siltation and pollution in ... [the] Ballona Wetlands caused by
uncontrolled storm water runoff down the bluff." The Commission also stressed
Catellus's proposal to restore the already degraded bluff face through
"implementation of a comprehensive bluff face revegetation plan." In
several respects, that plan takes into account the fact that as part of the
overall project, houses will be built nearby on the bluff top outside the
coastal zone. It divides the part of the project within the coastal zone into
several "sub-zone[s]" and specifies a different revegetation strategy
for each sub-zone "based on [its] distance ... from the residential units."
It specifies that Catellus will use "native species ... that will not have
to be extensively cleared to protect the homes from fire." It also
specifies that the restoration "will be considered successful" only
when, among other things, the revegetated bluff face "resists invasion by
exotic plant species." The Commission next stressed that the dedication to
open space of 15 off-site lots inside the coastal zone will further the scenic
preservation policies stated in section 30251 by "provid[ing] a visual
buffer between the [Ballona] [W]etlands and the upland development."
Moreover, these lots, given Catellus's promise "to keep [them] undeveloped
and landscaped with native vegetation," will "provid[e] a landscape
buffer between the wetland and upland areas that are landscaped with non-native
plants," thus "prevent[ing] native invasive type plants from
encroaching closer to the wetlands." More broadly, the Commission
explained that under Catellus's proposal, "81 [percent] of the bluff face,
within the Coastal Zone will be left ungraded" and will "serve as a
buffer between the Ballona Wetlands and the residential areas to the
south." Consistent with these
findings, the Commission imposed several "special conditions" on its
issuance of a permit. It required Catellus to implement a water quality
management program "to mitigate the potential development impact" by
"collecting and directing runoff from all streets and residential lots
through a system of filter devices ... designed to trap sediment, particulates
and other solids and remove or mitigate contaminants." It required
Catellus to "carr[y] out and complete[]" bluff face "restoration
... consistent with" its proposed revegetation plan and to submit a report
addressing the bluff face's resistance to invasion by exotic plant species
"[f]ive years from the date of the receipt of the Certificate of Occupancy
for the residences" to be built on the bluff top. Finally, it required
Catellus to execute and record deed restrictions dedicating to open space the
15 specified off-site lots inside the coastal zone and to include those lots in
its "bluff face revegetation plan." Thus, the record makes clear that
the Commission did in fact consider the
ways in which the proposed development outside the coastal zone would produce
impacts within the coastal zone, and the ways in which the proposed development
inside the coastal zone, as further conditioned by the Commission to implement
the Coastal Act's standards, would address those impacts. The Commission's
actions in this regard were proper under the Coastal Act and the parties do not
suggest otherwise. (3) However, having found the proposed
development within the coastal zone, as conditioned, to be "in conformity
with" the Coastal Act's standards (§
30604, subd. (a)), the Commission
correctly declined to deny the permit request solely on the basis of the
impacts within the coastal zone that Sierra Club alleges will result from the
proposed development outside the coastal zone. n5 In its brief, Sierra Club
concedes that the language of section 30604(d) prohibits the Commission from
either "requir[ing] a coastal permit for the project elements outside the
zone" or "condition[ing] ... coastal permits" for project
activities within the coastal zone "on changes to project elements sited
outside the coastal zone." As the Commission asserts, for all practical
purposes, that is precisely what Sierra Club asked the Commission to do. Given
the Commission's finding that the proposed development within the coastal zone,
as conditioned, is in conformity with the Coastal Act, a denial of the permit
request for that development would simply be a means of effectuating change in
the portion of the project outside the coastal zone. n6 Indeed, the record
makes clear that one of Sierra Club's primary goals in opposing the permit request is to force
changes to the project outside the coastal zone, specifically, the number and
location of the proposed houses. n7 Under these circumstances, the Commission
correctly found that Sierra Club was asking it "to do indirectly" what
Sierra Club concedes the plain language of section 30604(d) prohibits:
"condition[ing] ... coastal permits" for project activities within
the coastal zone "on changes to project elements sited outside the coastal
zone." Moreover, given the language of section 30604(d), the Commission
correctly rejected Sierra Club's request as an improper attempt to
"leverage" the Commission's permit authority regarding proposed
activities within the coastal zone "to force changes in portions of the [project]
over which the Commission has no permit jurisdiction." - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n5 The Commission's
finding that the proposed development inside the coastal zone, as conditioned,
is itself in conformity with the Coastal Act was affirmed by the Court of
Appeal and is not within the scope of the issues on which we granted review.
Thus, our analysis assumes that finding to be correct. n6 The same could not
be said of a denial based on the impacts inside the coastal zone of proposed development
inside the coastal zone, even if that denial has incidental effects on portions
of a project outside the coastal zone. Thus, if substantial evidence supports
its decision, the Commission may properly deny a permit request based on impacts
within the coastal zone of proposed development inside the coastal zone, even
if those impacts can be sufficiently mitigated only by changing the portion of
a proposed project outside the coastal zone. n7 At a hearing
before the Commission, Sierra Club argued: "What this project comes down
to is density. This project is too dense, and as a result contains almost no
open space, requires destruction of the bluff face ... and will result in
unsightly visual impacts along the bluff edge. [P] You can solve or mitigate
all of these problems simply by reducing the greed factor in the number of
homes, increasing the setbacks ... and open space." - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - The evolution of
section 30604(d) and its legislative history support this conclusion. The
Coastal Act was first enacted in 1976
through passage of Senate Bill No. 1277 (1975-1976 Reg. Sess.). As
initially proposed in Senate Bill No. 1277, the Coastal Act provided that
"[i]f any portion of a parcel of land on which development is proposed
lies within the permit area, the entire parcel is subject to the requirements
of this division, where the proposed development could have a significant
impact on any portion of the parcel within the permit area." (Sen. Bill
No. 1277 (1975-1976 Reg. Sess.) as amended June 18, 1976, § 1 [proposed §
30111, subd. (e)].) This
provision, had it been enacted, would have authorized the Commission to do
precisely what Sierra Club argues it must do: base its permit decision on the
adverse impacts within the coastal zone of proposed development outside the
coastal zone, even where proposed development inside the coastal zone is
otherwise in conformity with the Coastal Act. However, this provision was
deleted before the bill's passage. (Sen. Bill No. 1277 (1975-1976 Reg. Sess.)
as amended Aug. 2, 1976.) Instead, the Legislature added section 30604(d),
which provided, as first enacted: "Nothing in this division shall
authorize the denial of a coastal development permit on grounds that a portion
of the proposed development not within the coastal zone will have adverse
environmental impacts outside the coastal zone; provided, however, that the
portion of the proposed development within the coastal zone shall meet the
requirements of this chapter." (Stats. 1976, ch. 1330, § 1, p. 5990.) On its face, this provision said
nothing about whether or how the Commission should consider impacts within the
coastal zone of proposed activities outside the coastal zone. However, even before
the Governor signed the Coastal Act into law, the Legislature recognized this potential
ambiguity and took steps to address it. On August 31, 1976, the same day Senate
Bill No. 1277 was enrolled and sent to the Governor, the Senate published a
letter from Senator Smith, the author of the legislation, to the Secretary of
the Senate. The letter stated: "During the debate on [Senate Bill No.]
1277, questions were raised relative to the interpretation of several
provisions in the bill. ... By including this letter in the Senate Journal, it
is my purpose to clarify my intent, as the author of [Senate Bill No.] 1277,
with respect to [some of those] provisions. I have made these same statements
of intent before both Senate and Assembly Committees. Speaker McCarthy made similar
representations, with my full concurrence, during the debate on this bill
before the full Assembly. [P] 1. The area within which the provisions of
[Senate Bill No.] 1277 apply: [P] The coastal commission's jurisdiction and the
area to which the provisions of [Senate Bill No.] 1277 apply is the coastal
zone and is limited entirely to that area inside the specifically delineated
boundaries described in Section 17 of the bill and shown on the maps adopted by
Committee ... . The planning and regulatory requirements of this bill do not
apply inland of these boundaries of the coastal zone ... . [P] The coastal
commission has no direct permit or planning controls, pursuant to [Senate Bill
No.] 1277, over any area or the activities of any other public agency outside
the coastal zone (i.e., the commission may only deal with those activities
occurring within the coastal zone). The area outside the specifically mapped
coastal zone remains under the exclusive jurisdiction of existing units of
local and state government and the authority, power, duties and
responsibilities of the latter are not changed by this bill. The only charge to
such agencies is (see Section 30200) that where their activities outside the
coastal zone could have a direct impact on resources within the coastal zone,
they must consider the effect of such activities relative to the policies of this bill. This provision can
be fully met if such effects are considered by way of the environmental
impact review process. No additional requirements are required or intended by
this section." n8 (9 Sen. J. (1975-1976 Reg. Sess.) pp. 16967-16968.) - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n8 Although we
generally do not consider the understanding of individual legislators in construing
statutes, the letter from Senator Smith is relevant because it purports to
reiterate statements made to the Legislature during consideration of Senate
Bill No. 1277 (1975-1976 Reg. Sess.) and because it was printed with the
Senate's consent pursuant to Senator Smith's motion. (See In re Marriage of
Bouquet (1976) 16 Cal.3d 583, 590 [128 Cal. Rptr. 427, 546 P.2d 1371].) It
also provides relevant background for construing section 30604(d) in its
current form. - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - Seeking further
guidance, the Commission asked the Attorney General for a legal opinion
regarding its duties in considering permit requests for proposed projects that
straddle the coastal zone boundary. (Cal. Atty. Gen., Indexed Letter, No. IL 77-20 (Aug. 26,
1977).) n9 In August 1977, the Attorney General issued an opinion in response
to the request, which stated that "if the portions of a project inside and
outside the coastal zone are part of one development, then the commission may go on to determine
whether portions outside the zone have significant environmental impacts inside
the zone" (ibid.) and may "deny permits on the basis that the
portion of [the] development outside the coastal zone would have adverse
environmental impacts inside the coastal zone." n10 (Ibid.) - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n9 At Sierra Club's
request, we have taken judicial notice of an opinion letter from the Attorney
General's office dated August 26, 1977, and addressed to the South Coast
Regional Commission. n10 The analysis in
the opinion made no mention of the statements of intent published in the Senate
Journal on motion of Senator Smith, the author of the Coastal Act. - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - The Legislature
quickly responded by amending section 30604(d) in 1978 to provide, as it does
today, that "[n]o development or any portion thereof that is outside the
coastal zone shall be subject to the coastal development permit requirements
of" the Coastal Act. (Stats. 1978, ch. 1075, § 14, p. 3304.) An analysis of the 1978
amendment by the Senate Committee on Natural Resources and Wildlife explained
the impetus and purpose of the amendment as follows: "In some instances
the coastal zone boundary bisects a developable parcel, leaving part in and
part out of the coastal zone. The Attorney General has issued an opinion stating
that if such a parcel is proposed for subdivision, the commission may look at
the entire parcel in making its decision. This [amendment] would expressly
provide that no portion of a development outside the coastal zone shall be
subject to coastal development permit requirements." (Sen. Com. on Natural
Resources and Wildlife, Analysis of Sen. Bill No. 1873 (1977-1978 Reg. Sess.)
Mar. 22, 1978, p. 3.) Other legislative analyses described the amendment's
purpose as being to clarify that "only that portion of [a proposed]
project within the coastal zone is subject to commission jurisdiction"
(Assem. Com. on Resources, Land Use, and Energy, Analysis of Sen. Bill No. 1873
(1977-1978 Reg. Sess.) as amended May 8, 1978, p. 2; Assem. 3d reading analysis
of Sen. Bill No. 1873 (1977-1978 Reg. Sess.) as amended Aug. 28, 1978), and to
"make[] clear that coastal permit controls do not apply to any project or
portion of any project that is outside the coastal zone." (Comm., Analysis
of Sen. Bill. No. 1873 (1977-1978 Reg. Sess.) Apr. 17, 1978, p. 1; Dept. of
Fin., Analysis of Sen. Bill. No. 1873 (1977-1978 Reg. Sess.) May 8, 1978, p.
1.) (4) This legislative history demonstrates
that regarding developments straddling the coastal zone boundary, the
Legislature intended to divide permit
authority between the Commission and all other local public entities having
jurisdiction over portions of the development outside the coastal zone, with
the Commission passing on permit requests for proposed development inside the
coastal zone and the other entities passing on permit requests for proposed
development outside the coastal zone. n11 Having concluded in this case that
the proposed development inside the coastal zone, as conditioned, is in
conformity with the Coastal Act, the Commission's refusal to deny the permit
request for that development based on the impacts inside the coastal zone of
the proposed development outside the coastal zone--i.e., its refusal to
leverage its permit authority over the part of the project within the coastal
zone to force changes in portions of the project over which it has no permit
authority-is consistent with this intended division of authority. A contrary
conclusion would be inconsistent with this intended division of authority; it
would, where proposed development within the coastal zone is in conformity with
the Coastal Act, effectively allow the Commission to overrule the decisions of
other public agencies regarding proposed development outside the coastal zone
and within their jurisdiction. - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n11 Other sources
confirm the Legislature's intent to place significant responsibility for
implementing the Coastal Act on local authorities. (§ 30004, subd. (a) [stating the Legislature's
finding that "[t]o achieve maximum responsiveness to local conditions,
accountability, and public accessibility, it is necessary to rely heavily on
local government and local land use planning procedures and enforcement"];
Sen. Democratic Caucus, Analysis of Senate Bill No. 1277 (Aug. 19, 1976) pp.
2-3 [Coastal Act contains "[p]rovisions for ... the transfer of coastal
management responsibilities back to local government [that would] alleviate[]
previous problems regarding local control in the planning process"].) - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - Despite the statutory
language and the evidence of legislative intent, Sierra Club argues that its construction
of section 30604(d) is consistent with "the manifest purposes of the
Coastal Act," as reflected in several of its other provisions. Specifically,
Sierra Club cites express legislative findings that the coastal zone "is a
distinct and valuable resource of vital and enduring interest to all the people
and exists as a delicately balanced ecosystem" (§ 30001, subd. (a)); that "to promote the
public safety, health, and welfare, and to protect public and private property,
wildlife, marine fisheries, and other ocean resources, and the natural environment,
it is necessary to protect the ecological balance of the coastal zone and
prevent its deterioration and destruction" (§ 30001, subd. (c)); and that
"developments that are carefully planned and developed consistent with the
policies of this division, are essential to the economic and social well-being
of the people of this state and especially to working persons employed within
the coastal zone." (§ 30001, subd.
(d).) Sierra Club also cites the "basic goals" expressly stated in
the Coastal Act, which are protecting, enhancing and restoring "the
overall quality of the coastal zone environment and its natural and artificial
resources" (§ 30001.5, subd. (a)); "[a]ssur[ing] orderly,
balanced utilization and conservation of coastal zone resources taking into
account the social and economic needs of the people of the state" (§ 30001.5, subd. (b)); "[m]aximiz[ing]
public access to and along the coast and maximiz[ing] public recreational
opportunities in the coastal zone consistent with sound resources conservation
principles and constitutionally protected rights of private property
owners" (§ 30001.5, subd. (c));
"[a]ssur[ing] priority for coastal-dependent and coastal-related
development over other development on
the coast" (§ 30001.5, subd.
(d)); and "[e]ncourag[ing] state and local initiatives and cooperation in
preparing procedures to implement coordinated planning and development for
mutually beneficial uses, including educational uses, in the coastal
zone." (§ 30001.5, subd. (e).)
Finally, Sierra Club relies on the Legislature's express command that the
Coastal Act "be liberally construed to accomplish its purposes and
objectives." (§ 30009.) For several reasons,
Sierra Club's reliance on these provisions is unavailing. First, these broad
statements regarding the general goals of the Coastal Act cannot overcome the
express terms of section 30604(d), through which the Legislature has
specifically addressed the limits of both the Coastal Act's reach and the
Commission's power. Second, Sierra Club's construction would effectively
transfer control over proposed development outside the coastal zone from local
authorities to the Commission, simply because part of a proposed project
happens to be inside the coastal zone, but the general statements Sierra Club
cites reflect no legislative intent to effect such a transfer of control. By
contrast, statements in the relevant legislative history discussed above
indicate that the Legislature had precisely the opposite intent and envisioned
that under the Coastal Act, "area[s] outside the ... coastal zone ...
[would] remain[] under the exclusive jurisdiction of existing units of local
and state government." (9 Sen. J. (1975-1976 Reg. Sess.) p. 16968.) This
conclusion is consistent with the fact, as noted above, that in passing the
Coastal Act, the Legislature considered, but rejected, proposed language that
would have effected the transfer of control that would result under Sierra
Club's construction. (Sen. Bill No. 1277 (1975-1976 Reg. Sess.) as amended June
18, 1976, § 1 [all portions of a
parcel of land are "subject to the requirements of" the Coastal Act
"[i]f any portion of [that] parcel ... lies within the permit area"
and "the proposed development could have a significant impact on any
portion of the parcel within the permit area"].) We may not judicially
write the deleted provision back into the Coastal Act simply because, as Sierra
Club observes, "the coastal zone boundary does not immunize the zone
against ... impacts" from "project activities on the other side of
the boundary." Sierra Club next
asserts that its construction "is in harmony with" the second
sentence of section 30200, subdivision (a), which provides: "All public
agencies carrying out or supporting activities outside the coastal zone that could have a direct impact on resources
within the coastal zone shall consider the effect of such actions on coastal
zone resources in order to assure that the[] policies [set forth in Chapter 3
of the Coastal Act] are achieved." Sierra Club argues that this provision
applies because in issuing a permit for Street A, which would provide access to
houses built outside the coastal zone, the Commission is "supporting activities
outside the coastal zone that could have a direct impact on resources within
the coastal zone." (§ 30200, subd.
(a).) The Commission responds that because it has no "permitting or other
discretionary authority outside of the coastal zone and therefore by definition
does not 'carry out or support' activities outside the coastal zone," the
cited provision is simply inapplicable. In reply, Sierra Club concedes that the
provision in question "is primarily aimed at agencies other than the
Commission." However, citing the statute's reference to "[a]ll public
agencies" (§ 30200, subd. (a)),
Sierra Club argues that the Commission's view is "not supported by section
30200's all-inclusive language or the Coastal Act's mandate that its provisions
be liberally construed to accomplish its purposes and objectives." According to Sierra Club, the Commission
"is a public agency and whether through permitting of coastal development
related to activities outside the coastal zone, or through other means, ... can
be called upon to support activities outside the zone." Sierra Club's
reliance on section 30200, subdivision (a), is unpersuasive. Initially, the
relevant legislative history supports the Commission's view that the
Legislature did not intend the second sentence of section 30200, subdivision
(a), to apply to the Commission. As noted above, the letter of intent published
in the Senate Journal in connection with the Coastal Act's passage explained
that "existing units of local and state government" other than
the Commission have "exclusive jurisdiction" over land outside the
coastal zone and that in dealing with "activities outside the coastal zone
[that] could have a direct impact on resources within the coastal zone,"
these other "agencies" are "charge[d]" under
"Section 30200" with "consider[ing] the effect of such
activities relative to the policies of" the Coastal Act. (9 Sen. J.
(1975-1976 Reg. Sess.) p. 16968.) This discussion suggests that the Legislature
viewed the second sentence of section 30200, subdivision (a), as being
applicable only to agencies other than the Commission, as part of carrying out
the division of permit authority the Legislature established in section
30604(d). Supporting this conclusion is the absence of anything in the 1978
amendment to section 30604(d) or its legislative history--which specifically
addressed the scope of the Commission's authority over activities outside the
coastal zone--even suggesting that the second sentence of section 30200,
subdivision (a), has anything to say about this subject. n12 - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n12 Nor does anything
in the Attorney General's opinion letter, which specifically addressed the same
subject and which was the stated impetus for the 1978 amendment, suggest that
the second sentence of section 30200, subdivision (a), speaks to the
Commission's authority. - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - Ultimately, however,
we need not determine here whether the second sentence of section 30200, subdivision
(a), never applies to the Commission because even if we assume it does in some
cases, it cannot apply as Sierra Club asserts. As explained above, the
legislative history shows that as to proposed developments straddling the
coastal zone boundary, section 30604(d) implements the Legislature's intent to
divide permit authority between the Commission and other local public entities
having jurisdiction over portions of a development outside the coastal zone.
Sierra Club's construction of section 30200, subdivision (a), would largely
undo that legislatively established division of authority; as we have already
explained, where proposed development inside the coastal zone is in conformity
with the Coastal Act, such a construction would effectively authorize the
Commission to overrule the decisions of other public agencies regarding
proposed development outside the coastal zone and within their jurisdiction.
Thus, adopting Sierra Club's view of section 30200, subdivision (a), would be
contrary to our duty to "harmonize" the "various elements"
of the Coastal Act "in order to carry out the overriding legislative
purpose as gleaned from a reading of the entire act. [Citation.]" n13 (Wells
v. Marina City Properties, Inc. (1981) 29 Cal.3d 781, 788 [176 Cal. Rptr.
104, 632 P.2d 217].) - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n13 By contrast,
rejecting Sierra Club's view of section 30200, subdivision (a), does not affect
that provision's application to agencies other than the Commission. As noted
above, Sierra Club concedes that the second sentence of section 30200,
subdivision (a) "is primarily aimed at" those other agencies. - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - Sierra Club next
argues that the Commission's construction of section 30604(d) is inconsistent
with the Commission's "information disclosure requirements" under
CEQA. According to Sierra Club, CEQA requires the Commission to "disclose
and publicly review in its staff reports the reasonably foreseeable effects in
the coastal zone of the whole project because, under CEQA, environmental
'effects' or 'impacts' to be considered by agencies, and integrated in their
decisionmaking procedures (see § 21006),
include not only direct or primary effects caused by the project, but also
indirect or secondary effects which 'are later in time or farther removed in
distance, but are still reasonably foreseeable.' [Citations.]"
"[L]ikewise," Sierra Club asserts, CEQA "requires agencies to
account for cumulative impacts in their decisionmaking." Based on these alleged
requirements, Sierra Club "asks [us] to hold that the Commission has a
duty under CEQA to identify and evaluate all impacts on the coastal zone
environment of a project that straddles the coastal zone boundary"
(italics added) and "to refrain from approving an activity as proposed, if
available feasible alternatives or mitigation measures would substantially
lessen any significant adverse effect of the activity on the coastal zone
environment." (5) Contrary to Sierra Club's assertion,
nothing in CEQA authorizes or requires the Commission, notwithstanding its
finding that proposed development inside the coastal zone is in conformity with
the Coastal Act, to deny a permit request for that development based on the
impacts within the coastal zone of proposed development outside the coastal
zone. On the contrary, several provisions of CEQA preclude us from using that
act to expand the Commission's authority beyond the limits set forth in the
Coastal Act. Section 21004 provides that "[i]n mitigating or avoiding a
significant effect of a project on the environment, a public agency may
exercise only those express or implied powers provided by law other than"
CEQA. (Italics added.) In an uncodified section of the legislation that enacted
this provision, the Legislature explained that "clarification" of
CEQA's "scope and meaning" had become "necessary because of
contentions that" its provisions, "by themselves, confer on public
agencies independent authority to ... take ... actions in order to comply with
[CEQA's] general requirement ... that
significant effects on the environment be mitigated or avoided whenever it is
feasible. ..." (Stats. 1982, ch. 1438, §
4, p. 5484.) The Legislature went on to explain that section 21004
"clarif[ies]" that CEQA "confer[s] no such independent authority.
Rather, [its] provisions ... are intended to be used in conjunction with
discretionary powers granted to a public agency by other law in order to
achieve the objective of mitigating or avoiding significant effects on the
environment when it is feasible to do so. ... In order to fulfill [CEQA's]
requirement [that feasible mitigating actions be taken], a public agency is
required to select from the various powers which have been conferred upon it by
other law, those which it determines may be appropriately and legally
exercised ... ." (Stats. 1982, ch. 1438, §
4, p. 5484, italics added.) As these comments demonstrate, the
Legislature passed section 21004 to preclude us from doing precisely what Sierra
Club's now asks us to do: use CEQA as tool to expand the Commission's authority
beyond the Coastal Act's express limits. Sierra Club's CEQA
analysis is also inconsistent with section 21174, which provides in part:
"To the extent of any inconsistency or conflict between the provisions of
the ... Coastal Act ... and the provisions of [CEQA], the provisions of [the
Coastal Act] shall control." Thus, to the extent, if any, the Commission's
construction of section 30604(d)-- which
is consistent with the statutory language and legislative history--creates a conflict
with some aspect of CEQA, CEQA itself resolves the conflict by requiring
us to honor the limits of the Commission's authority under the Coastal Act and
to reject Sierra Club's request that we use CEQA's provisions to override or
expand those limits. Although the Commission relies on sections 21004 and 21174
in support of its position, Sierra Club simply ignores these statutes; we are
not free to do so. Sierra Club's CEQA
analysis also ignores section 21002.1, subdivision (d), which explains the respective
"responsibilit[ies]" of a "lead agency" and a
"responsible agency" in reviewing an EIR and applying CEQA's command
to mitigate or avoid a project's significant environmental effects. Whereas the
lead agency is "responsible for considering the effects, both individual
and collective, of all activities involved in a project," "[a]
responsible agency [is] responsible for considering only the effects of
those activities involved in a project which it is required by law to carry out
or approve." (§ 21002.1, subd.
(d), italics added.) In its CEQA discussion, Sierra Club maintains that as to
Catellus's entire proposed project, the City is the lead agency and the
Commission is "a responsible agency" within the meaning of CEQA.
Assuming Sierra Club is correct, under CEQA's express terms, the Commission is
"responsible for considering only the effects of those activities"
within the coastal zone, which are the only project activities the
Commission "is required by law to ... approve." (§ 21002.1, subd. (d).) This provision directly
refutes Sierra Club's argument that the Commission's construction of section
30604(d) conflicts with CEQA. Finally, Sierra Club
argues that the Commission's construction conflicts with its duties under the
federal Coastal Zone Management Act (CZMA) (16 U.S.C. § 1451 et seq.). As relevant to Sierra Club's
argument, CZMA requires "any applicant for a required Federal ... permit
to conduct an activity, in or outside of the coastal zone, affecting any land ... use or natural
resource of the coastal zone of that state" to "provide" the
federal "permitting agency a certification that the proposed activity
complies with the enforceable policies of the state's [federally] approved
[coastal zone management] program." (16 U.S.C. § 1456(c)(3)(A).) CZMA also requires "the
state or its designated agency" to "notify" the federal
permitting agency "that the state concurs with or objects to the
applicant's certification." (Ibid.) By statute, the Commission is
the California agency responsible for providing most of these CZMA
notifications (§ 30330) and the Coastal
Act is part of California's federally approved "coastal zone management
program ... for purposes of" CZMA. (§
30008; see also American Petroleum Institute v. Knecht (C.D.Cal.
1978) 456 F. Supp. 889, 895.) In requesting federal approval, the Commission
described how it "intend[ed] to carry out its responsibilities in
connection with [CZMA's] consistency provisions." n14 Regarding proposed
activities "[w]ithin the coastal zone" requiring a federal permit,
the Commission explained that "a Coastal Commission permit will be
required" and that "issuance of a Coastal Commission permit ... will
be deemed to be a determination by the State that the proposed Federal ... permit activity is
consistent with [California's coastal] management program, and no further certification will be required."
According to Sierra Club, because the Commission's issuance of a permit also
constitutes its CZMA concurrence that a proposed activity is consistent with
California's coastal zone management program, even where the Commission has
determined that proposed activities within the coastal zone are in conformity
with the Coastal Act, the Commission's disposition of a permit request must be
based on an assessment of, in the words of CZMA, proposed "activit[ies]
... outside of the coastal zone, affecting any land ... use or natural resource
of the coastal zone." (16 U.S.C. §
1456(c)(3)(A).) Sierra Club further asserts that because the project at
issue here "straddl[es] the coastal zone boundary," the Commission's
refusal to base its permit decision solely on the impacts within the coastal
zone of the proposed activities outside the coastal zone is inconsistent with
CZMA and "create[s] an issue of
conflict preemption." - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n14 At Sierra Club's
request, we have taken judicial notice of part of the document the Commission
submitted in requesting federal approval of California's coastal management
program. - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - (6) Sierra Club's argument fails because it
rests on an incorrect understanding of CZMA. Sierra Club is correct that the
Commission's issuance of a coastal development permit constitutes its CZMA
concurrence that a proposed activity is consistent with California's coastal
management program. However, that fact does not, as Sierra Club asserts,
establish that the Commission must base its permit decisions on whether proposed
activities outside the coastal zone will have impacts inside the coastal zone,
or that a permit approval constitutes a representation that it has considered
such activities. One of the administrative regulations implementing CZMA
provides that "[i]f described in a State's management program, the
issuance ... of relevant State permits can constitute the [designated] State
agency's consistency concurrence ... if the [designated] State agency ensures
that the State permitting agencies or the [designated] State agency review individual
projects to ensure consistency with all applicable State management program
policies ... ." n15 (15 C.F.R. §
930.6(c) (2004).) (7) Because this regulation was promulgated by
"the federal agency charged with administering CZMA," it is
"entitled to deference by the courts." (8) (Secretary of
Interior v. California (1983) 464 U.S. 312, 320, fn. 6 [78 L. Ed. 2d 496,
104 S. Ct. 656].) Under it, the Commission's issuance of a permit for project
activities inside the coastal zone does not create a conflict with CZMA so long
as the Commission ensures that agencies issuing permits for proposed activities
outside the coastal zone are reviewing those activities for "consistency
with all applicable State management program policies." (15 C.F.R. § 930.6(c) (2004).) n16 - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n15 These regulations
in title 15 of the Code of Federal Regulations, which were promulgated by the National
Oceanic and Atmospheric Administration (NOAA) of the Commerce Department, will
hereafter be referred to as NOAA regulations. n16 Although section
930.6(c) of the NOAA regulations does not define the term "State
permitting agencies," section 923.41(a)(2) of those regulations provides
that under CZMA, "[t]he state chosen agency or agencies (including
local governments, area-wide agencies, regional agencies, or interstate
agencies) must have the authority for the management of the coastal
zone." (15 C.F.R. § 923.41(a)(2)
(2004), italics added.) This latter regulation mirrors the express language of
CZMA, which provides that a state's coastal management plan may not be
federally approved unless "[t]he State, acting through its chosen agency
or agencies (including local governments, areawide agencies, regional
agencies, or interstate agencies) has authority for the management of the
coastal zone in accordance with the management program." (16 U.S.C. § 1455(d)(10), italics added.) Thus, both CZMA
itself and its implementing regulations contemplate that local governments
qualify as "State permitting agencies." (15 C.F.R. § 930.6(c) (2004).) - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - This conclusion is
consistent with other NOAA regulations that generally describe CZMA's structure
and approach. According to those regulations, CZMA's requirement that a state
designate a single responsible agency "should not be viewed as confining
or otherwise limiting the role and responsibilities which may be assigned to
this agency. It is up to the State to decide in what manner and to what extent
the designated State agency will be involved in actual program implementation
or enforcement." (15 C.F.R. §
923.47(b)(2) (2004).) In other words, the requirement "is designed
[merely] to establish a single point of accountability ... for monitoring of
management activities." (15 C.F.R. §
923.47(b)(1) (2004).) Thus, "[d]esignation does not imply that this
single agency need be a 'super agency' or the principal implementation vehicle.
It is, however, the focal point for proper administration and evaluation of the
State's program and the entity to which [the federal government] will look when
monitoring and reevaluating a State's program during program implementation."
(Ibid.) This explanation of CZMA's structure reinforces the conclusion
that the Commission's construction does not create an impermissible conflict
with CZMA. For the reasons
explained above, we agree with the Court of Appeal that the Commission, having
found the proposed development within the coastal zone, as conditioned, to be
"in conformity with" the Coastal Act's standards (§ 30604, subd. (a)), correctly declined to deny
the permit request solely on the basis of the impacts within the coastal zone
that Sierra Club alleges will result from the proposed development outside the
coastal zone. Sierra Club raises
two additional challenges to the permit approval here, both based on the
assertion that although Commission staff reviewed the final EIR certified by
the City in connection with its consideration of Catellus's proposed project,
the Commissioners did not. As support for its assertion, Sierra Club relies on
the declaration attached to its reply brief in the superior court, in which
Sierra Club's counsel recounted his telephone conversation with "the
coastal program analyst in the Commission's South Coast Area Office assigned to
the [Catellus] project." According to the declaration, the program analyst
told counsel that "Commission staff had not provided the [C]ity's EIR to
the Commissioners." Sierra Club asserts that by failing to review the City's EIR, the Commission members
violated the CEQA Guidelines, n17 which provide that "[t]he decisionmaking
body of a public agency shall not delegate the following functions: [P] (1)
Reviewing and considering a final EIR ... prior to approving a project."
(Cal. Code Regs., tit. 14, § 15025,
subd. (b)(1).) Sierra Club also asserts that because the Commissioners did not
themselves review the City's EIR, the Court of Appeal erred in partially
relying on that EIR to find that substantial evidence supports the Commission's
decision. - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n17 We use the term
"CEQA Guidelines" to refer to title 14 of the California Code of
Regulations, the administrative regulations for implementing CEQA promulgated
by the California Resources Agency pursuant to section 21083. - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - (9) For several reasons, we reject Sierra
Club's arguments. First, they depend on evidence that is not part of the
administrative record. By statute, review of the Commission's decision to grant
a permit is by way of a "writ of [administrative] mandate in accordance
with Section 1094.5 of the Code of Civil Procedure." (Pub. Resources Code, § 30801.) " 'The general rule' " in
such actions is that judicial review " 'is conducted solely on the record
of the proceeding before the administrative agency. [Citation.]' [Citation.]"
(Pomona Valley Hospital Medical Center v. Superior Court (1997) 55
Cal.App.4th 93, 101 [63 Cal. Rptr. 2d 743].) A reviewing court may receive
additional evidence only if that evidence "in the exercise of reasonable
diligence, could not have been produced or that was improperly excluded at the
hearing before" the administrative agency. (Code Civ. Proc., § 1094.5, subd. (e); see also No Oil, Inc.
v. City of Los Angeles (1974) 13 Cal.3d 68, 79, fn. 6 [118 Cal. Rptr. 34,
529 P.2d 66].) Thus, in reviewing the Commission's decision, courts are
"confined to the record before the Commission unless" the petitioner
shows it "could not have produced" the new evidence "in the
exercise of reasonable diligence or unless relevant evidence was improperly
excluded at the administrative hearing." (State of California v.
Superior Court (1974) 12 Cal.3d 237, 257 [115 Cal. Rptr. 497, 524 P.2d
1281] (State of California).) Here, because Sierra Club has made no
attempt to establish either of these prerequisites, consideration of the
statement in counsel's declaration would be improper. n18 (See City of
Fairfield v. Superior Court (1975) 14 Cal.3d 768, 775-776 [122 Cal. Rptr.
543, 537 P.2d 375] (City of Fairfield); Pomona Valley Hospital
Medical Center v. Superior Court, supra, 55 Cal.App.4th at p. 101
["absen[t] ... a proper preliminary foundation showing that one of the
[statutory] exceptions ... applies, it is error for the court to permit the
record to be augmented"].) - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n18 The record does
not indicate whether either the superior court or the Court of Appeal
considered the statement. In the superior court, Catellus objected to the
proffered declaration, citing Code of Civil Procedure section 1094.5,
subdivision (e). The record does not reflect a ruling on the objection.
However, the superior court rejected Sierra Club's request that the court's
statement of decision expressly admit the declaration into evidence. The Court
of Appeal's decision is silent regarding the issue. - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - (10) Second, Sierra Club's arguments ask us to
do something we may not do: go behind the administrative record to
"determine what material the Commission read and relied upon in reaching
its determination ... ." (State of California, supra, 12
Cal.3d at p. 258.) "[I]n California," where an "administrative
board" conducting "a quasi-judicial proceeding" states its
findings, judicial "inquiry outside the administrative record to determine
what evidence was considered ... by the administrators" is
"preclude[d]." (City of Fairfield, supra, 14 Cal.3d 768
at p. 779.) In State of California, we applied this rule to judicial
review of permit decisions by the California Coastal Zone Conservation
Commission. (State of California, supra, 12 Cal.3d at pp.
257-258.) We discern no reason not to apply the rule to the Commission, which,
by statute, "succeed[ed] the California Coastal Zone Conservation
Commission." (Pacific Legal Foundation v. California Coastal Com. (1982)
33 Cal.3d 158, 163 [188 Cal. Rptr. 104, 655 P.2d 306].) Here, in granting
Catellus's permit application, the Commission made extensive findings that
specifically cited and relied on the City's EIR in numerous places. n19 In
accordance with California law, we therefore reject Sierra Club's invitation to
determine, based on evidence outside of the administrative record, whether the
Commissioners, although citing the
City's EIR in their findings, did not actually review that EIR. n20 - - - - - - - - - - - - - - Footnotes - - - - - - - - - - -
- - - - n19 Notably, as a
ground for writ relief, Sierra Club complained that "[t]he Commission ...
improperly relied on a review of alternatives in the City of Los Angeles EIR
... ." n20 To the extent
Sierra Club is arguing that the Commissioners' alleged violation of CEQA
Guidelines section 15025 alone requires reversal, its argument suffers from
another deficiency: untimeliness. Sierra Club never objected during Commission
proceedings that the Commissioners failed to review the City's EIR. Although
Sierra Club made this objection in its reply briefs in the superior court and
the Court of Appeal, it did not argue that reversal was required for this
reason. Rather, as Sierra Club explains in its opening brief here, in the trial
court and the Court of Appeal, it raised this factual issue only as a basis for
precluding the Commission from relying on the City's EIR to support its
decision. "We do not ordinarily consider issues that were not raised below
(Cal. Rules of Court, rule 29(b)(1); [citation]) and see no compelling reason
to depart from the ordinary rule in this case." (Brown v. Poway Unified
School Dist. (1993) 4 Cal.4th 820, 828, fn. 3 [15 Cal. Rptr. 2d 679, 843
P.2d 624].) Thus, we express no opinion regarding Sierra Club's view that CEQA
Guidelines section 15025, subdivision (b)(1), is violated if the Commissioners
personally review the report prepared by their own staff--which "serves as
the functional equivalent of an EIR" for purposes of complying with CEQA
(see § 21080.5; Mountain Lion
Foundation v. Fish & Game Com. (1997) 16 Cal.4th 105, 113 [65 Cal.
Rptr. 2d 580, 939 P.2d 1280])--but only review staff summaries of EIR's
prepared by other agencies. We also express no opinion as to whether any such
violation necessarily requires reversal. (See Sierra Club v. State Bd. Of
Forestry (1994) 7 Cal.4th 1215, 1236 [32 Cal. Rptr. 2d 19, 876 P.2d 505]
[reversal required "[o]nly if the manner in which an agency failed to
follow the law is shown to be prejudicial, or is presumptively
prejudicial"]; Laurel Heights Improvement Assn. v. Regents of
University of California (1993) 6 Cal.4th 1112, 1123, fn. 4 [26 Cal. Rptr.
2d 231, 864 P.2d 502] [declining to decide whether CEQA guidelines "are
regulatory mandates or merely aids to interpretation"].) - - - - - - - - - - - - End Footnotes- - - - - - - - - - - -
- - Conclusion For the reasons
stated above, we affirm the Court of Appeal's decision. George, C. J.,
Kennard, J., Baxter, J., Werdegar, J., Brown, J., and Moreno, J., concurred. Document URL: http://ceres.ca.gov/ceqa/cases/2005/Sierra_Club_v._California_Coastal_Comm_(edit).htm Copyright © 1998-2003 California Resources Agency. All rights reserved. |