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Reprinted with the permission of LexisNexis.
108 Cal. App. 4th 859; 134 Cal. Rptr.
2d 322; 2003 Cal. App. LEXIS 731; 2003 Cal. Daily Op. Service 4165
FRIENDS OF THE EEL RIVER et al.,
Plaintiffs and Appellants,
v.
SONOMA COUNTY WATER AGENCY,
Defendant and Respondent; PACIFIC GAS AND ELECTRIC COMPANY, Real Party in
Interest and Respondent.
COURT OF APPEAL OF CALIFORNIA,
FIRST DISTRICT, DIVISION ONE
May 16, 2003,
Decided
May 16, 2003,
Filed
COUNSEL
Law Offices of Stephan C. Volker, Stephan
C. Volker and Eileen M. Rice for Plaintiffs and Appellants.
Steven M. Woodside, County Counsel, Jill D. Golis and Sheryl L. Bratton, Deputy
County Counsel; Bartkiewicz, Kronick
& Shanahan, and Alan B. Lilly for Defendant and Respondent.
No appearance for Real Party in Interest
and Respondent.
OPINION
MARGULIES, J.
I.
INTRODUCTION
In this appeal, we determine the
sufficiency of an environmental impact report (EIR) prepared by defendant and
respondent Sonoma County Water Agency (Agency) for a project increasing the
Agency's withdrawal of water from the Russian River. Appellants, Friends of the
Eel River et al., n1 contend the EIR does not comply with the California
Environmental Quality Act (Pub. Resources Code, § 21000 et seq. Cal. Code Regs., tit. 14, § 1500 et seq. (CEQA)) n2 and violates
certain planning laws. Appellants challenge the EIR on three primary grounds: (1) the EIR fails to adequately consider the
project's impacts and alternatives; (2) the EIR does not describe the project's
environmental setting accurately; and (3) the Agency did not comply with
certain planning laws in its approval of the project. We conclude the EIR does not contain adequate
cumulative impacts and alternatives analyses and its description of the
project's environmental setting is deficient. We reject appellants' remaining
arguments. Because the EIR is inadequate, the trial court
erred in denying appellants' petition for a writ of mandate vacating the
Agency's certification of the EIR and approval of the project.
Accordingly, we reverse the judgment.
II.
FACTUAL AND PROCEDURAL BACKGROUND
Two rivers are at the heart of this
controversy. The Russian River, the immediate source of water for the Agency's 500,000 customers, runs
south from its headwaters near Ukiah, and then west to Jenner,
where it empties into the Pacific Ocean. The Eel River lies to the northeast of the Russian River. It flows west and then north through Mendocino and Humboldt Counties and empties into the Pacific Ocean near Eureka.
The Agency draws water from the Russian River and then releases it to its customers in Sonoma and Marin Counties. n3 The Agency has the right to divert up to 75,000 acre-feet of water
a year (AFY) from the Russian River under permits issued to it by the State Water Resources Control Board.
At the time the Agency proposed this project, it was using 55,000 AFY of its
permitted water rights. The Agency has determined it must divert considerably
more water than its current permit allows in order to meet the needs of the
growing populations of Sonoma and Marin Counties. The project that is the subject of the challenged EIR is a proposal to increase the
Agency's diversions of Russian River water from 75,000 AFY to 101,000 AFY and to expand its transmission
system of pumps, tanks and pipelines in order to meet the projected demands of
its customers (the Project).
Despite its distance from the Agency's
customers, the Eel River is a crucial part of the Agency's Russian River water supply system. For decades, Pacific Gas and Electric Company
(PG&E) has redirected a significant amount of water from the Eel River under a license issued by the Federal Energy Regulatory Commission
(FERC). n4 This water--between 159,000 and 181,000 AFY--powers a PG&E
hydroelectric project in Potter Valley called the Potter Valley Project (PVP). After the water is used to
generate power, it is sent into the Russian River, pursuant to a 1965 agreement between PG&E and the Agency n5 and PG&E's FERC license. As the Agency acknowledges in its EIR, "the PVP is important to the successful
operation of the . . . Agency's water transmission system." In fact, most
of the summer water flow in the Russian River consists of water diverted from the Eel River.
This diversion of water from the Eel River to the Russian River has resulted in a decline in the population of salmonid
species in the Eel River and impacted fishery operations along the river. Several endangered
species are among the fish populations that have been harmed by the diversion
of water from the Eel River.
The environmental consequences of diverting
water from the Eel River have not gone unnoticed. In 1983, as a condition of relicensing
PG&E's Potter Valley Project, FERC ordered
PG&E, in cooperation with the California Department of Fish and Game and
the United States Fish and Wildlife Service, to carry out fish monitoring
studies at the Potter Valley Project for a decade, between 1985 and 1995. ( Covelo Indian Community v. F.E.R.C. (9th Cir.
1990) 895 F.2d 581.) In 1998, PG&E, joined by these two wildlife agencies
and the National Marine Fisheries Service, filed a proposal to decrease by 22
percent the amount of water diverted from the Eel River to the Russian River (the Consensus Recommendation). n6
The Agency participated in the FERC
proceeding and vigorously opposed the Consensus Recommendation. It put forward
an alternate proposal for curtailing diversions from the Eel River by 10 percent by the year 2022. In so doing, the Agency pointed out
that cutting off Eel River water to the extent proposed in the Consensus Recommendation would have
severe environmental consequences to the Russian River, including the risk of dewatering portions of that river during
critically dry years because of the impossibility of maintaining "prudent
water storage reserves." Despite these concerns, the Agency did not
include in this EIR, which contemplated an increase in water withdrawn from the Russian River, any discussion of the potential curtailments in Eel River diversions. Instead, the Agency made only a summary reference to the
pending FERC proceedings.
Appellants argued, both in administrative
hearings and before the trial court, that the Agency was required to consider
the environmental consequences of the proposals before FERC to curtail water
diverted from the Eel River into the Russian River. Appellants also contended the Agency was required to disclose and
discuss the long-standing diversion of water from the Eel River and the fact that these diversions have ongoing environmental
consequences to the Eel River, most notably seen in the loss of endangered salmonid
species. In a similar vein, appellants argued that the Project's commitment of
water from the Russian River to customer uses would make FERC reluctant to curtail the diversion of Eel River water. Appellants contended the Agency was required to disclose this
possibility in the EIR.
The Agency rejected appellants' arguments
and approved the EIR without making the analyses and
disclosures urged by appellants. Appellants challenged this approval in the
Sonoma County Superior Court on the grounds that the EIR was insufficient under CEQA and the
Agency's approval of the EIR violated California planning law. The Agency defended its failure to discuss the possible
curtailment of Eel River diversions by characterizing the proposed curtailments as speculative.
The trial court rejected appellants' challenge to the EIR. This timely appeal followed.
III. DISCUSSION
A. Standard of Review
In Napa Citizens for Honest Government
v. Napa County Bd. of Supervisors (2001) 91 Cal.App.4th 342, 356-357 [110
Cal. Rptr. 2d 579] (Napa Citizens), we
articulated the standard of review applicable to a CEQA challenge. " '[I]n
reviewing agency actions under CEQA, Public Resources Code section 21168.5
provides that a court's inquiry "shall extend only to whether there was a
prejudicial abuse of discretion. Abuse of discretion is established if the
agency has not proceeded in a manner required by law or if the determination or
decision is not supported by substantial evidence." ' " ( Napa
Citizens, at pp. 356-357.) "On appeal, '[i]n
applying the substantial evidence standard, "the reviewing court must
resolve reasonable doubts in favor of the administrative finding and
decision." ' ( Laurel Heights Improvement Assn. v. Regents of
University of California, supra, 47 Cal.3d at p. 393.) The role of the
appellate court ... is precisely the same as the trial court's, and the lower
court's findings are not conclusive on appeal. [Citation.]" ( Napa
Citizens, at p. 357.)
"Thus, the reviewing court '
"does not pass upon the correctness of the EIR's environmental
conclusions, but only upon its sufficiency as an informative document." '
[Citations.] We may not set aside an agency's approval of an EIR on the ground that an opposite
conclusion would have been equally or more reasonable. 'Our limited function is
consistent with the principle that "[t]he purpose of CEQA is not to
generate paper, but to compel government at all levels to make decisions with
environmental consequences in mind. CEQA does not, indeed cannot, guarantee
that these decisions will always be those which favor environmental
considerations." ' [Citations.] We may not, in sum, substitute our
judgment for that of the people and their local representatives. We can and
must, however, scrupulously enforce all legislatively mandated CEQA
requirements." ( Citizens of Goleta Valley v. Board of Supervisors
(1990) 52 Cal.3d 553, 564 [276 Cal. Rptr. 410, 801
P.2d 1161].) With these principles in mind, we consider appellants' CEQA
arguments.
B. Cumulative Impacts Analysis
Appellants argue the EIR's cumulative
impacts analysis is flawed because it does not take into account the proposals
pending before FERC to curtail water diverted from the Eel River into the Russian River. The Agency, on the other hand, argues the outcome of the FERC
proceeding is speculative and need not be included in the cumulative impacts
discussion of the EIR. We conclude it was reasonable and practical to include a discussion of
the FERC proceeding in the EIR, and the Agency failed to proceed
in a manner required by law when it concluded otherwise. The Agency, therefore,
abused its discretion in certifying the EIR. ( Laurel Heights, supra, 47
Cal.3d at p. 376; San Franciscans for Reasonable Growth v. City and County
of San Francisco (1984) 151 Cal. App. 3d 61, 71 [198 Cal. Rptr. 634] (San Franciscans for Reasonable Growth).)
The Guidelines require the Agency to
consider "past, present, and probable future projects producing related or
cumulative impacts . . . ." (Guidelines, § 15130, subd.
(b)(1)(A).) The Agency must interpret this requirement in such a way as to
"afford the fullest possible protection of the environment." ( Citizens
Assn. for Sensible Development of Bishop Area v. County of Inyo (1985) 172
Cal. App. 3d 151, 168 [217 Cal. Rptr. 893]; see also Friends
of Mammoth v. Board of Supervisors (1972) 8 Cal.3d 247, 259 [104 Cal. Rptr. 761, 502 P.2d 1049]; San Franciscans for
Reasonable Growth, supra, 151 Cal. App. 3d 61, 74.)
In Kings County Farm Bureau v. City of
Hanford (1990) 221 Cal. App. 3d 692, 723 [270 Cal. Rptr.
650] (Kings County Farm Bureau), the court held that, in considering
whether an EIR must include related projects, "[t]he primary determination is
whether it was reasonable and practical to include the projects and whether,
without their inclusion, the severity and significance of the cumulative
impacts were reflected adequately." Here, the answer to this inquiry leads
to the conclusion that the FERC proceeding was a related project and should
have been included in the EIR.
We disagree with the Agency's contention
that the FERC proceeding is inconclusive and need not be analyzed in the EIR's cumulative
impacts section. Certainly, the present EIR might lead to this conclusion. In
that document, according to the Agency, "PG&E, in consultation with
the resource agencies, was required to file with FERC recommendations for modifications
to the required flow schedule, operations, or structures for the purpose of
protecting and maintaining fisheries resources in the Eel and East Fork Russian
rivers. A consensus recommendation, in which the National Marine Fisheries
Service (NMFS) also joined, was filed with FERC by PG&E at the end of March
1998." (Italics added.)
The record tells a far different story from
the one the Agency relates in its EIR. Although the Agency
euphemistically describes the flow proposals before FERC as
"modifications," every proposal before FERC--including the
Agency's own--posits a decrease in the amount of water available to the
Agency to supply its customers' needs at a time when the Agency is seeking to increase
the amount of water it takes out of the Russian River.
Moreover, the Agency was well aware at the
time the EIR was drafted that the proposals pending before FERC, if approved, would
limit its ability to supply water to its customers in an environmentally sound
way under current conditions. In a letter sent to FERC about a month before the
EIR was certified, the Agency told FERC that the Consensus Recommendation
proposed by PG&E and a number of federal and state wildlife agencies would
lead to a "dramatic increase in the risk that Lake Mendocino, and the
Russian River between Coyote Valley Dam and Healdsburg, would be dewatered in a
critically dry year by failure to maintain prudent water storage reserves. The
economic and environmental consequences of such dewatering would be enormous.
The National Marine Fisheries Service has listed steelhead trout and coho salmon in the Russian River as threatened species under the Endangered Species Act ('ESA'). In addition to the obvious
impacts on endangered fish of dewatering the upper Russian River, lower Lake Mendocino water levels would often result in higher water temperatures that could
adversely affect the salmonid rearing habitat
maintained for several miles downstream of Coyote Valley Dam by cold water
releases from Lake Mendocino. Salmonid rearing habitat on Dry Creek also
could be adversely affected by warmer releases from Lake Sonoma resulting from reduced diversions to the Russian River." Although the Agency was aware of the nature of the proposals
pending before FERC and the environmental consequences of these proposals, its EIR completely fails to alert the
public and the decision makers to the cumulative impact of Eel River curtailments pending before FERC and increased Russian River diversions proposed in the Project.
CEQA requires more than this. Despite the
Agency's argument to the contrary, it was both reasonable and practical to
include the Eel River curtailment proposals pending before FERC in the Agency's cumulative
impacts analysis. At the time the EIR was prepared, the proposals before
FERC had progressed to the point that an environmental impact statement, the
federal equivalent of an EIR (Guidelines, § 15363), had been
initiated. Based on this fact alone, we can conclude the possible curtailment
of Eel River diversions was a reasonably foreseeable future project, which should
have been included in the EIR's discussion of
cumulative impacts. For example, in San Franciscans for Reasonable Growth,
supra, 151 Cal. App. 3d 61, 75, the court held that high-rise building
projects that had progressed far enough to be under environmental review must
be considered in a cumulative impacts analysis because "experience and
common sense indicate that projects which are under review are 'reasonabl[y] foreseeable probable future projects.' "
The Agency responds that FERC has been
considering some curtailment of Eel River diversions for a long time and has yet to take action. We do not agree
that a lengthy review process means a project is speculative. We doubt the
Agency would describe its own project as speculative, despite the fact that a
great deal of time has elapsed since the project was originally proposed.
Similarly, the proposals pending before FERC to decrease Eel River diversions may not be considered speculative simply because the FERC
process appears to be a lengthy one.
Another basis for our conclusion that the
FERC proceeding should have been included as a related project in the
cumulative impacts section of the Agency's EIR is the fact that the Agency has
been participating actively in this proceeding. n7 In Kings County Farm
Bureau, supra, 221 Cal. App. 3d 692, 723, evidence that environmental
information omitted by the agency was, in fact, available for inclusion in the EIR, led the court to conclude that
"the EIR could reasonably and practically have included such projects in its
analysis." The Agency's detailed submittal to FERC on November 6, 1998 (a
month before the EIR was certified) leaves little doubt that the Agency, an active and
sophisticated participant in the FERC licensing procedure, had more than
sufficient information with which to analyze the FERC proceeding in its EIR.
Finally, the Agency's failure to
consider the impact of the potential curtailment of water from the Eel River has resulted in an EIR that fails to alert decision makers
and the public to the possibility that the Agency will not be able to supply
water to its customers in an environmentally sound way. ( Kings County Farm
Bureau, supra, 221 Cal. App. 3d at p. 724.) Throughout the EIR, the Agency relies on a tool
referred to as the "Russian River Model." The model is used by the
Agency to simulate demand on its Russian River water supply system in order to determine whether there is adequate
water to meet customer demands. In the cumulative impacts section, the Agency
forecasts demands on its water supply system and then, using the model, draws
conclusions about whether its existing water supplies will meet these future
demands. One assumption the Agency relies on in determining whether there is
enough water to meet future demands is that the Russian River will continue to receive diversions from the Eel River.
The EIR concludes that existing supplies
can meet future demands for water, and that minimum stream flow requirements
imposed by the State Water Resources Control Board can also be maintained even
when future water demands are taken into account. This is not an insignificant
conclusion environmentally, because these minimum stream flow requirements are
designed in part to ensure the health of species in the river. And yet, had the
Agency taken into account the potential curtailment of Eel River diversions, it
might well have reached a different conclusion about whether existing water
supplies could satisfy customer demands and minimum stream flow
requirements.
The Agency has made clear it believes that
the Consensus Recommendation pending before FERC will have "enormous"
environmental consequences. The failure to consider these consequences has
resulted in an underestimation of the Agency's ability to meet customer demands
without negative environmental consequences. ( Kings County Farm Bureau,
supra, 221 Cal. App. 3d at p. 724.)
In conclusion, this EIR should have, but did not, consider
whether the proposed curtailments in Eel River diversions would lead to significant cumulative impacts in combination
with the Project. The absence of this analysis makes the EIR an inadequate informational
document." '[T]he ultimate decision of whether to approve a project, be
that decision right or wrong, is a nullity if based upon an EIR that does not provide the
decision-makers, and the public, with the information about the project that is
required by CEQA.' [Citation.] The error is prejudicial 'if the failure to
include relevant information precludes informed decision making and informed
public participation, thereby thwarting the statutory goals of the EIR process.' [Citation.]" ( San
Joaquin Raptor/Wildlife Rescue Center v. County of Stanislaus (1994) 27
Cal.App.4th 713, 721-722 [32 Cal. Rptr. 2d 704] (San
Joaquin Raptor).) The public and the decision makers should have been made
aware that the proposed curtailment of Eel River diversions might impact the Agency's ability to provide water to its
customers in an environmentally sound way. The Agency's failure to do so
renders this EIR deficient.
C. Alternatives Analysis
Appellants contend the EIR's alternatives
analysis is flawed. Appellants assert the EIR should have, but did not, consider
alternatives that would reduce its dependence on water diverted from the Eel
River, particularly in light of the proposals before FERC to curtail this
water. (3)We agree. n8
An EIR is required to "ensure that
all reasonable alternatives to proposed projects are thoroughly assessed by the
responsible official." ( Wildlife Alive v. Chickering
(1976) 18 Cal.3d 190, 197 [132 Cal. Rptr. 377, 553
P.2d 537].) Therefore, "[a]n EIR must '[d]escribe
a range of reasonable alternatives to the project or to the location of the
project, which could feasibly attain the basic objectives of the project and
evaluate the comparative merits of the alternatives.' (Guidelines, § 15126, subd. (d). ) The discussion must 'focus on alternatives
capable of eliminating any significant adverse environmental effects or
reducing them to a level of insignificance, even if these alternatives would
impede to some degree the attainment of the project objectives, or would be
more costly.' (Guidelines, § 15126, subd. (d)(3).)"
( Kings County Farm Bureau, supra, 221 Cal. App. 3d at p. 733.) This
discussion of alternatives must be "meaningful" and must
"contain analysis sufficient to allow informed decision making." ( Laurel
Heights, supra, 47 Cal.3d 376, 403-404.)
The Agency was required to consider project
alternatives that might eliminate or reduce the Project's significant adverse
environmental effects. The EIR presently considers alternatives
fashioned by the Agency in light of the EIR's flawed
cumulative impacts analysis. In San Joaquin Raptor,
supra, 27 Cal.App.4th 713, 738, the court
held that, where the EIR's description of
the project's environmental setting was not "accurately and fully
assessed," the alternatives analysis was also flawed. In finding the
alternatives analysis flawed, the court pointed out that the EIR's "discussion
of alternatives does not foster 'informed decision making' [citation]"
because it is "devoid of substantive factual information from which one
could reach an intelligent decision as to the environmental consequences and
relative merits of the available alternatives to the proposed project. ...
[Citation.]" (Ibid.) Here, as there, "[b]ecause
the discussion of alternatives omitted relevant, crucial information, it
subverted the purposes of CEQA and is legally inadequate." ( Id. at
pp. 738-739.)
The Agency must discuss project
alternatives that would mitigate any significant cumulative impact of the
proposed curtailment of Eel River diversions and the Agency's Project.
Alternatives that would reduce the Agency's reliance on water diverted from the
Eel River would be among the alternatives that must be considered by the Agency
in the event it determines that the cumulative impact of the Project and the
FERC proceeding is significant.
D. The Project's Environmental Setting
Appellants contend the EIR's description of
the Project's environmental setting is deficient. Appellants argue that under
CEQA, the Agency was required to reveal that Eel River diversions, on which the
Agency depends for a significant amount of water, have harmed salmonid species in the Eel River. The Agency on the other
hand, contends its abbreviated description of historical levels of diversions
from the Eel River sufficiently describes the Project's environmental setting.
We conclude the EIR's description of the Project's environmental setting is deficient because
it does not disclose either the impact on Eel River salmonid
species of diverting water from the Eel River or the fact that FERC is
considering proposals to curtail these diversions in order to prevent harm to
these species.
An EIR must contain an accurate
description of the project's environmental setting. An EIR "must include a description of
the physical environmental conditions in the vicinity of the project ... from
both a local and regional perspective. This environmental setting will normally
constitute the baseline physical conditions by which a lead agency determines
whether an impact is significant." (Guidelines, § 15125, subd. (a).) There is good reason for this requirement:
"Knowledge of the regional setting is critical to the assessment of
environmental impacts. ... The EIR must demonstrate that the
significant environmental impacts of the proposed project were adequately
investigated and discussed and it must permit the significant effects of the
project to be considered in the full environmental context." (Guidelines,
§ 15125, subd. (c).) We interpret this Guideline
broadly in order to "afford the fullest possible protection to the
environment." ( Kings County Farm Bureau, supra, 221 Cal. App. 3d 692,
720.) In so doing, we ensure that the EIR's analysis of
significant effects, which is generated from this description of the
environmental context, is as accurate as possible. (See also Remy et al., Guide
to the Cal. Environmental Quality Act (CEQA) (10th ed. 1999) pp. 374-376.)
In the chapter devoted to the Project's
environmental setting, the EIR largely focuses on Lake Sonoma, the southernmost reservoir in the Agency's water supply system, and
the reservoir from which the Agency will make the proposed increased
withdrawals of water. In so doing, the EIR omits a meaningful discussion of
the conditions in the northern part of the water supply system: Most notably,
the diversion of Eel River water to the Russian River, the impact these
diversions have had on salmonid species in the Eel
River, and the proposals pending before FERC to curtail Eel River diversions in
order to protect these species. Beyond stating that most of the stream flow in
the Russian River during the summer months comes from water "imported" from the
Eel River, the Agency fails to alert the public and the decision makers to the
real possibility that these diversions, on which the Agency depends, will be
curtailed.
As we have explained, FERC, which
authorizes these diversions, has received proposals to decrease the
amount of water diverted from the Eel River. The EIR's incomplete description of the Project's environmental setting fails to
set the stage for a discussion of the cumulative impact of the FERC proceeding
and the Project. We conclude the EIR must disclose to the public and
decision makers that, because of the harm caused by Eel River diversions to salmonid species in that river,
proposals are pending before FERC to curtail these diversions, on which the
Agency depends. Without this information, the EIR does not comply with Guidelines
section 15125. ( San Joaquin Raptor, supra, 27 Cal.App.4th 713, 722-729;
see also Galante Vineyards v. Monterey
Peninsula Water Management Dist. (1997) 60 Cal.App.4th 1109, 1122 [71 Cal. Rptr. 2d 1].)
E. The Project's Impacts on the Eel
River
Although we conclude the EIR must discuss the fact that the
diversion of Eel River water has harmed salmonid
species in that river, we do not agree that this harm is a significant impact
caused by this Project, as appellants argue. Nor do we agree with
appellants' argument that another significant impact of the Project is the
possibility that, by committing additional Russian River water to Agency customers, the Agency will cause FERC to reject the
pending proposals to curtail Eel River diversions.
In general, an EIR is required to identify and focus
on direct and indirect environmental impacts caused by a project. Significant
impacts typically involve changes in the existing environment caused by a
project. (Guidelines, § 15126.2, subd. (a).) The
Agency's Project, neither approves nor makes any change to Eel River diversions. Accordingly, it does not cause the conditions in the Eel River. These conditions, which predate the Project, would exist even if the
Project was not approved. The record makes clear that the diversion of Eel River water is authorized by FERC through a license that gives PG&E the
right to divert water from the Eel River. PG&E's diversion of this water into the Russian River takes place under a contract between the Agency and PG&E entered
into in 1965. Under its terms, PG&E directs water from the Eel River into the Russian River and, in exchange, the Agency maintains dams and other structures
associated with the PVP.
Both the FERC licensing procedure and the
contract between the Agency and PG&E may well be "projects" under
CEQA. n9 (See Guidelines, § 15378, subd. (a) [a
project is the "whole of an action which has a potential for resulting in
either a direct physical change in the environment, or a reasonably foreseeable
indirect physical change in the environment"].) Quite clearly, neither the
FERC proceeding nor the 1965 contract is the subject of the EIR challenged by appellants. Both the
FERC proceeding and the 1965 contract may have significant environmental
impacts, but nothing in the record indicates these impacts are caused by the
Agency's Project.
In reality, appellants seem to be arguing
that, although the Project does not authorize or change the diversion of Eel
River water, the Agency must nevertheless account for the consequences of this
diversion in its EIR for the Project simply because the
Agency relies on these diversions. Appellants have not cited any authority for
the proposition that, when a project relies on an arrangement that predates the
project and is authorized in a different proceeding, the project's EIR must consider the significant
impacts of this prior arrangement.
One case cited by appellants in support of
this argument is County of Inyo v. Yorty (1973)
32 Cal. App. 3d 795 [108 Cal. Rptr. 377]. County of Inyo involves the withdrawal
of water from the Owens Valley to supply residents of the Los Angeles Basin. The project in County of Inyo was a proposal by the City of Los Angeles to expand and accelerate its extraction of subsurface water from Owens Valley. ( Id. at p. 799.) The city argued it was not required to
prepare an EIR for this proposal because it was not a new project. The court disagreed
and held that the "City's expanded tapping and extraction of the
underground water is an 'ongoing project,' requiring an EIR ... ." ( Id. at p.
808.) County of Inyo holds that, when a project proposes an increase in
the scope of an existing project, an EIR must be prepared. Here, however,
the Agency's Project does not involve any increase in or change to Eel River diversions. County of Inyo is, therefore, not helpful to
appellants. Santiago County Water Dist. v. County of Orange (1981) 118 Cal. App. 3d 818 [173
Cal. Rptr. 602] is similarly inapposite. The Santiago County court found that an EIR for a sand and gravel mine was
deficient because it failed to analyze the increased demands for water that
would result from the construction of the mine. ( Id. at p. 831.)
Because there is no evidence the Agency's Project will result in any increase
in diversions from the Eel River, Santiago County is inapplicable.
We turn next to the issue of whether the EIR must consider the impact of the
Agency's approval of the Project on the FERC proceedings. An EIR must discuss a project's direct and
indirect significant impacts, but these impacts need be discussed only if they
are likely to result from the project. (Guidelines, § 15126.2.) There is no
requirement that an EIR analyze speculative impacts. Guidelines section 15145 provides,
"If, after thorough investigation, a lead agency finds that a particular
impact is too speculative for evaluation, the agency should note its conclusion
and terminate discussion of the impact."
Appellants suggest that, if the Project is
approved, the Agency will somehow lock in Eel River diversions and thus will make it impossible for FERC to curtail these
diversions. The Agency points out that appellants' argument is based on an
assumption that FERC will respond to the Project's approval by refusing to
curtail Eel River diversions. Appellants have cited no evidence that the Agency's
approval of the Project is a legally cognizable factor in FERC's
decision to curtail Eel River diversions. The Agency, therefore, properly concluded
it need not consider the impact of approving the Project on the FERC
proceedings.
F. Growth-inducing Impacts
The Project is designed to accommodate the
projected population growth of the eight cities and counties served by the
Agency, as that growth is forecast under the general plans for these cities and
counties. Between 1987 and 1995, EIR's were prepared
for each of these general plans. In considering the growth inducing impacts of
the Project, the Agency incorporates the discussion contained in these general
plan EIR's. Appellants now
contend the Agency's EIR is deficient because the Agency was
required to prepare its own analysis of the consequences of growth in these
eight cities and counties. The Agency argues that its reliance on these general
plans is permitted under Guidelines section 15130, subdivision (b)(1)(B), which
provides that a cumulative impacts analysis can rely on a "summary of
projections contained in an adopted general plan or related planning document,
or in a prior environmental document which has been adopted or certified, which
described or evaluated regional or areawide
conditions contributing to the cumulative impact." We agree.
Appellants suggest for the first time in
their reply brief that the EIR's relied on by the
Agency are deficient because these documents do not address the cumulative
impacts of regional growth. Appellants support this contention with a blanket
reference to seven volumes of the administrative record, the functional
equivalent of offering no support whatsoever for this proposition. A "
'... reviewing court is not required to make an independent, unassisted study
of the record in search of error ... .' " ( Guthrey
v. State of California (1998) 63 Cal. App. 4th 1108, 1115) and may treat an
issue as waived "when an appellant makes a general assertion, unsupported
by specific argument ... ." ( People v. Stanley (1995) 10 Cal. 4th
764, 793 [42 Cal.Rptr.2d 543, 897 P.2d 481].) Because we are not required to
comb through the nearly 7,000 pages of the record cited by appellants in order
to locate these claimed deficiencies, we treat this argument as having been
waived by appellants.
G. Responses to Comments
Appellants also contend the Agency failed
to or did not adequately respond to a number of comments regarding various
aspects of the EIR. Two of these comments raise issues
we have identified as inadequately addressed by the Agency in the EIR and, therefore, these comments must
be addressed in a revised EIR. Specifically, comment 1-9 requests
additional evaluation of potential decreases in PVP diversions from the Eel River. Because we have held the Agency must take into account the pending
proposals to curtail Eel River diversions, a revised EIR must address this request. Comment
45-3 requests that the EIR include a figure depicting the Eel River, a request the Agency must fulfill when it revises the description of
the Project's environmental setting. n10
We have reviewed the Agency's responses to
the remaining comments and conclude they are adequate. "Guideline, section
15088, subdivision (b), explains that what is required of the responses is
'good faith, reasoned analysis. ... Conclusory
statements unsupported by factual information will not suffice.' " ( Towards
Responsibility in Planning v. City Council (1988) 200 Cal. App. 3d 671, 683
[246 Cal. Rptr. 317].) " 'The courts have looked
not for perfection but for adequacy, completeness, and a good faith effort at
full disclosure.' ... Thus, a lead agency need not respond to each comment made
during the review process, however, it must specifically respond to the most
significant environmental questions presented. [Citation.] Further, the
determination of the sufficiency of the agency's responses to comments on the
draft EIR turns upon the detail required in the responses. [Citation.] Where a
general comment is made, a general response is sufficient. [Citation.]" ( Browning-Ferris
Industries v. City Council (1986) 181 Cal. App. 3d 852, 862 [226 Cal. Rptr. 575].) With these principles in mind, we will address
briefly the remaining comments and responses challenged by appellants.
Comment 226-1 expresses a general concern
that the Project will degrade natural habitats, reduce water for agricultural
uses, and impact the health and safety of drinking water. The Agency responded
that the project would not have impacts on the Eel River and that its objective is to "provide a safe, economical, and
reliable water supply ... ." The response also referred to a more
extensive discussion of agricultural water use contained elsewhere in the EIR. Given the lack of specificity
contained in this comment, the Agency's response is adequate.
Comments 226-2 and 226-4 request that the
Agency prepare a watershed management plan. We agree with the Agency that this
comment asks the Agency to consider a different project and thus fails to raise
any significant issues regarding the Project itself. The Agency's response,
that a watershed management plan is not part of the Project, along with a
reference to the section of the EIR discussing the Agency's watershed
management activities, is adequate.
Comment 44-6 raises the issue of why the
Agency had not developed programs to identify the habitat needs of steelhead
trout, coho salmon, and chinook
salmon. The Agency's response refers to its discussion of the listing of these
species under the Endangered Species Act. We agree with the Agency that this
comment does not point out any deficiencies in the Agency's analysis of the
Project's impacts on these species in the EIR and, therefore, the Agency's
response is adequate.
H. California Planning Law Requirements
Appellants argue the Agency has failed to
comply with certain planning law requirements. Appellants contend the Agency is
in violation of Government Code sections 53091, 65401 and 65402 because it did
not consider whether its Project is in compliance with the general plans of
Marin, Mendocino, and Humboldt Counties. This argument is based on a misreading of the requirements of these
Government Code sections and we reject it.
Government Code section 53091 provides that
"[e]ach local agency shall comply with all applicable building ordinances
and zoning ordinances of the county or city in which the territory of the local
agency is situated." Appellants read this as a requirement that the Project
comply with the general plans of Marin, Mendocino, and Humboldt Counties because the Agency's water transmission system operates in all of these
counties. We disagree. This statute does not mandate compliance with applicable
general plans at all. Rather, it contemplates compliance with building and
zoning ordinances.
Neither of the cases cited by appellants
convinces us otherwise. In City of Lafayette v. East Bay Mun. Utility Dist. (1993) 16 Cal.App.4th 1005, 1009 [20 Cal. Rptr.
2d 658], the East Bay Municipal Utility District proposed to expand and improve
facilities at a filter plant that treated raw water for delivery to the
district's customers. The district applied for a use permit for the project
from the City of Lafayette, where the project was located. After the city denied the application,
the district attempted to declare itself exempt from compliance with Lafayette's zoning and building ordinances. ( Id. at p. 1012.) The issue
in City of Lafayette is whether the district's project was exempt from these ordinances.
Although appellants assert this case stands for the proposition that the
district was required to comply with the City of Lafayette's general plan, this issue is simply never discussed. In Lawler v.
City of Redding (1992) 7 Cal.App.4th 778 [9 Cal. Rptr.
2d 392], the court held that the City of Redding was categorically exempt from
compliance with the county's general plan under Government Code sections 53090
and 53091. It did not, therefore, address the specific question of whether
section 53091 requires that an Agency's project comply with a county general
plan. Our reading of this statute's plain language leads to the conclusion that
it does not concern general plan compliance, a subject covered in Government
Code sections 65401 and 65402.
Appellants further contend that, under
Government Code section 65401, the Agency was required to submit its Project to
the county planning agencies of all counties in which its water transmission
system is located for review and report as to their conformity with these
counties' general plans. The Agency counters that it was only required to do so
in Sonoma County. We agree.
Government Code section 65401 provides,
"If a general plan or part thereof has been adopted, within such time as
may be fixed by the legislative body, each county or city officer, department,
board, or commission, and each governmental body, commission, or board,
including the governing body of any special district or school district, whose
jurisdiction lies wholly or partially within the county or city, whose
functions include recommending, preparing plans for, or constructing, major
public works, shall submit to the official agency, as designated by the
respective county board of supervisors or city council, a list of the proposed
public works recommended for planning, initiation or construction during the
ensuing fiscal year. The official agency receiving the list of proposed public
works shall list and classify all such recommendations and shall prepare a
coordinated program of proposed public works for the ensuing fiscal year. Such
coordinated program shall be submitted to the county or city planning agency
for review and report to said official agency as to conformity with the adopted
general plan or part thereof." Section 65402, subdivision (c) provides
that local agencies shall not construct or authorize a public structure in any
county until the project has been submitted to and reported upon by the
planning agency having jurisdiction over the project as to conformity with the
local general plan.
We read these statutes as requiring the
Agency to submit the Project, which involves the construction of additional
facilities only in Sonoma County, to the Sonoma County Planning Commission. Although appellants suggest
that the Project "evolves [sic] the construction and maintenance of
check dams and other structures associated with the PVP in Mendocino County," in fact these facilities have already been constructed and are
not subject to review under Government Code section 65402, subdivision (c).
Appellants acknowledge the Agency did
submit the Project to the Sonoma County Planning Commission, as it was required
to do. Nevertheless, appellants contend the EIR is deficient because the Project is
in direct conflict with the Sonoma County general plan and this conflict is not disclosed in the EIR. An EIR is required to "discuss any
inconsistencies between the proposed project and applicable general plans ...
." (Guidelines, § 15125, subd. (d).) Thus, to
the extent the Project is inconsistent with general plan goals such as the
protection of rare and endangered species and stream environments, the EIR must discuss this inconsistency.
When the Agency drafts a subsequent EIR to correct the deficiencies
identified in this opinion, it may identify inconsistencies between the Project
and the Sonoma County general plan, including those provisions that identify a policy to
protect and restore fish and wildlife resources. At this point, however, we are
unable to conclude the Project conflicts with the Sonoma County general plan.
I. Conclusion
We have concluded, based on the foregoing
analysis of CEQA, that the EIR prepared by the Agency is an
inadequate informational document. The EIR fails to adequately discuss the
cumulative impact of the Project and the proposal pending before FERC to
curtail Eel River diversions. To the extent the adequate analysis of Project alternatives
depends on the EIR's thorough consideration of the Project's cumulative impacts, the EIR's alternatives
analysis is also deficient. Further, the EIR fails to provide an accurate
description of the Project's environmental setting. The EIR must disclose that diversions from
the Eel River have impacted salmonid species in that river
and given rise to proposals pending before FERC to curtail Eel River diversions. Finally, we conclude the Agency's responses to comments
violate CEQA insofar as these comments raise issues we have identified as
inadequately addressed in the EIR.
"When the informational requirements
of CEQA are not complied with, an agency has failed to proceed in 'a manner
required by law' and has therefore abused its discretion. [Citations.] [¶] ... While we may not substitute our judgment for
that of the decision makers, we must ensure strict compliance with the
procedures and mandates of the statute. [Citations.]" ( Save Our Peninsula Committee v. Monterey County Bd. of Supervisors (2001) 87 Cal.App.4th 99, 118 [104 Cal. Rptr. 2d 326].) The Agency's deficient EIR has made meaningful assessment of
the potentially significant impacts of its Project impossible. Therefore, the
Agency's failure to proceed as required by law was prejudicial and the trial
court erred in denying appellants' petition for a writ of mandate vacating
certification of the EIR and approval of the Project. n11 (Sierra
Club v. State Bd. of Forestry (1994) 7 Cal.4th 1215, 1236-1237 [32 Cal. Rptr. 2d 19, 876 P.2d 505] East Peninsula Ed. Council,
Inc. v. Palos Verdes Peninsula Unified School Dist. (1989)
210 Cal. App. 3d 155, 174 [258 Cal. Rptr. 147]; Rural
Landowners Assn. v. City Council (1983) 143 Cal. App. 3d 1013, 1023 [192
Cal. Rptr. 325].) The trial court erred in denying
appellants' petition for a writ of mandate.
IV. DISPOSITION
The judgment is reversed and the matter
remanded to the trial court with directions to grant appellants' petition for a
writ of mandate vacating the Agency's certification of the EIR and approval of the Project.
Appellants are awarded costs on appeal.
Marchiano, P. J., concurred.
CONCURBY: Swager
DISSENTBY: Swager
DISSENT: SWAGER, J., Concurring and Dissenting.
The majority opinion concludes that the
description of the Potter Valley Project's (Project) environmental setting is
deficient "because it does not disclose either the impact on Eel River salmonid species of diverting water from the Eel River or the fact that FERC is considering proposals to curtail these
diversions in order to prevent harm to these species." (Maj. opn., ante, at p. 874.) Despite this conclusion, the
majority holds that the harm caused to the salmonid
species in the Eel River is not a "significant impact caused by this Project ...
." (Maj. opn., ante, at p. 875.) I
respectfully dissent from this portion of the opinion.
"Before the impacts of a project can
be assessed and mitigation measures considered, an EIR must describe the existing
environment. It is only against this baseline that any significant
environmental effects can be determined. (Cal. Code Regs.,
tit. 14], §§ 15125, 15126.2, subd. (a).)" ( County
of Amador v. El Dorado County Water Agency (1999) 76 Cal.App.4th 931, 952
[91 Cal.Rptr.2d 66].) The majority recognizes that an adequate description of
the Project's environmental setting is necessary to insure that the EIR's (environmental
impact report) analysis of significant impacts "is as accurate as
possible" and notes two major deficiencies. (Maj. opn.,
ante, at p. 874.) The existing description veils the Project's
dependence on maintaining existing Eel River diversions and the effects of those diversions on fish populations in
that river. It also gives only a myopic view of the FERC (Federal Energy
Regulatory Commission) proceedings in which flow curtailments from the Eel River have been proposed. Thus, a sufficient "baseline" does not
exist from which it can be accurately determined if the Project will, or will
not have, a significant impact on the Eel River.
Until this veil is lifted by an adequate
description of the environmental setting, as required by the majority opinion,
it is premature to find that the Project has no significant impact on the Eel River. I therefore dissent from the majority's holding that the Project will
not cause a significant impact on the Eel River. In all other respects, I concur in the opinion.
A petition for a rehearing was denied June 13, 2003, and the opinion was modified to read as printed above.
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