123 Cal.Rptr.2d 708, 2 Cal. Daily Op. Serv.
7488, 2002 Daily Journal D.A.R. 9380
FRIENDS OF EAST WILLITS VALLEY et al.,
Plaintiffs and Respondents,
v.
COUNTY OF MENDOCINO, Defendant and Respondent;
SHERWOOD VALLEY RANCHERIA, Real
Party in Interest and Appellant.
No. A094872.
Court of Appeal, First District, Division 5,
California.
Aug. 14, 2002.
[Opinion certified for partial publication. [FN*] ]
FN* Pursuant to California Rules of Court, rules 976(b) and 976.1,
this opinion is certified for publication with the exception of part II.
COUNSEL
Rapport & Marston and David J. Rapport for Real Party in Interest and
Appellant.
Brandt-Hawley & Zoia and Rose M. Zoia for Plaintiffs and Respondents.
No appearance for Defendant and Respondent.
GEMELLO, J.
This case presents an apparent conflict between a Native American tribe's
desire to build low-income homes for its members and Willits Valley residents'
efforts to preserve open space for agricultural uses. The Mendocino County
Board of Supervisors voted to grant the Sherwood Valley Rancheria's request for
cancellation of Williamson Act agricultural use restrictions on land the tribe
sought to develop. It issued a negative declaration that the tribe's limited
project would have no significant environmental impacts. The trial court issued
a peremptory writ of mandate directing Mendocino County to set aside its
approvals. Because we conclude that the decision to adopt a negative
declaration was permitted as a matter of law and the decision to cancel the
agricultural use restrictions was supported by substantial evidence, we
reverse. *195
Background
The
Sherwood Valley Rancheria (Tribe) consists of approximately 400 members of the
Pomo Indian tribe. The Willits Valley is its aboriginal territory. Its existing
land is insufficient to provide homes for the current members of the Tribe;
approximately 40 families are now on a waiting list for adequate housing. The
Tribe has obtained a community development grant from the United States
Department of Housing and Urban Development (HUD) for use in acquiring
additional land and constructing additional homes.
In May 1997, after approximately two years of searching unsuccessfully for
suitable additional land, the Tribe settled on acquiring the Bettansid Ranch
(Ranch), a 160-acre parcel two and one-half miles east of Willits, California.
The Tribe intended to convey the Ranch to the federal government in trust for
the Tribe and then construct 15 low-income homes on three and one-half acres of
the property.
The Ranch consists of two distinct regions. The flat valley bottomland portion,
approximately 53 acres to the west of East Side Road, is prime agricultural
land when irrigated. However, it has not been actively farmed since 1995. The
hilly upland portion, approximately 107 acres to the east of East Side Road,
has never been considered prime agricultural land. The Tribe's plan calls for
constructing homes in a cluster in this upland portion of the Ranch,
reforesting the remainder of the upland side, and planting orchards in the
bottomlands.
Since 1971, the Ranch has been the subject of a Williamson Act contract between
the County of Mendocino (County) and the Ranch's owners, Bettansid Ranch, Inc.
The Williamson Act establishes a mechanism for saving agricultural land by
allowing counties to create agricultural preserves and then to enter into
contracts with landowners within those preserves. (Gov. Code, § 51200 et seq.)
A Williamson Act contract obligates the landowner to maintain the land as
agricultural for 10 or more years, with resulting tax benefits. (Id., §§
51240-51244.) Absent contrary action, each year the contract renews for an
additional year, so that the use restrictions are always in place for the next
nine to 10 years. (Id., § 51244.)
Three methods exist for terminating a Williamson Act contract. The county or
the landowner may give notice of nonrenewal, in which case automatic renewal
will cease and the contract will expire at the end of its remaining term. (Gov.
Code, §§ 51245, 51246.) Alternatively, the landowner may petition the county
for cancellation of the contract, and the county may *196 approve
the petition upon finding that cancellation is in the public interest or is
consistent with the purposes of the Williamson Act. (Id., §§
51280-51282.) Finally, the government may institute eminent domain proceedings.
A taking nullifies the contract. (Id., § 51295.)
As a condition of the release of any funds, HUD required that the Williamson
Act restrictions on use of the Ranch be lifted. In September 1997, Bettansid
Ranch, Inc., and the Tribe jointly applied to the County for cancellation of
the Williamson Act contract. Also in September 1997, Bettansid Ranch, Inc.,
gave notice of nonrenewal of the Williamson Act contract. Consequently, absent
cancellation, the Williamson Act restrictions would expire in 2006 or 2007.
The Tribe commissioned an analysis of the environmental impacts of Williamson
Act cancellation and construction of the planned homes (the Project) in order
to comply with the National Environmental Policy Act and HUD's requirements for
use of grant money. In addition, the Tribe commissioned a report on biological
resources and a report on archaeological resources. We refer to the
environmental, biological, and archeological reports collectively as the "Environmental
Assessment." The Environmental Assessment concluded that the Project would
not result in any significant environmental impacts provided that several small
archaeological sites were avoided in construction.
On November 18, 1997, the Mendocino County Lands Program Committee voted two to
one to recommend approval of the cancellation. The dissenting member expressed
concerns that the Project would induce further growth both on-site and in the
surrounding area.
The County Department of Planning and Building Services (Planning Staff)
subsequently prepared an initial study of environmental impacts. The initial
study reported no impacts on traffic flow, drainage, water resources, or growth
rates. It did identify issues concerning archaeological and natural resources.
The initial study concurred with the conclusion of the Environmental Assessment
that so long as development avoided the archaeological sites on the Ranch,
there would be little impact on archaeological resources. As for natural
resources, the initial study concluded that the Project would result in a
reduction in acreage for agricultural crops and an alteration of an
agricultural resource protection zone. The Planning Staff viewed any voluntary
agreement by the Tribe not to develop the 53 acres of bottomland as
unenforceable. Because of this impact, and because the Planning Staff believed
findings related to general plan consistency were required and *197
could not be made, the Planning Staff recommended denial of cancellation.
Nevertheless, in the event the planning commission or board of supervisors
ultimately approved the Project, the Planning Staff prepared a draft negative
declaration.
On March 16, 1998, influenced by the initial study's concerns about a loss of
agricultural land, the Agricultural Commissioner, one of the Lands Program
Committee members who had voted for cancellation, reversed his recommendation.
On March 19, 1998, concurring with the recommendations of its staff, the
planning commission voted to deny the petition for cancellation.
The Tribe appealed to the Mendocino County Board of Supervisors (Board of
Supervisors). On April 13, 1998, the Board of Supervisors held a lengthy public
hearing and voted four to one to adopt a negative declaration that cancellation
and subsequent development would have no significant environmental impacts. It
also tentatively approved the cancellation application and scheduled a further
hearing to follow circulation of documents to various state agencies. In July
1998, the Board of Supervisors confirmed its tentative decision and granted the
Tribe's petition to cancel the Williamson Act contract by a three-to-two vote.
A critical factor underlying the approvals was the Tribe's submission of a
proposed Tribal/County Land Use Agreement (Tribal/County Agreement). The
Tribal/County Agreement, signed on April 13, 1997, and subsequently recorded as
a covenant running with the land, obligated the Tribe to comply with the terms
of the prior Williamson Act contract on the 53-acre bottomland portion of the
Ranch until September 30, 2007. The Tribe also agreed to waive its sovereign
immunity for the limited purpose of allowing the County to seek specific
enforcement of the Tribal/County Agreement. The Tribal/County Agreement
included as a condition precedent that the County cancel the Williamson Act
restrictions.
Within one month of approval of the Project, this lawsuit followed. A group of
local residents calling themselves Friends of East Willits Valley (Friends)
brought a mandamus action to challenge the County's adoption of a negative
declaration under the California Environmental Quality Act (CEQA) and
cancellation of the Williamson Act contract. Bettansid Ranch, Inc., and the
Tribe were named as real parties in interest. In a prior unpublished decision,
we rejected initial challenges to trial court jurisdiction over the Tribe,
concluding that because the Tribe had made a general appearance, it waived its
sovereign immunity. *198
After full briefing and a hearing, the trial court granted the petition for a
writ of mandamus. It concluded that substantial evidence prevented the County
from adopting a negative declaration and required it to prepare an
environmental impact report. It further held that no substantial evidence
supported the decision to grant Williamson Act cancellation and that the grant
of cancellation was therefore an abuse of discretion. It also reversed the
County's findings of consistency with its own general plan. The Tribe has
timely appealed.
During the pendency of this appeal, the Tribe applied to the Bureau of Indian
Affairs (BIA) to have the Ranch accepted into trust by the United States. [FN1]
The BIA granted an initial approval. Friends appealed to the Department of
Interior's Board of Indian Appeals, notifying it of this proceeding and asking
that approval be denied, but its appeal was denied for lack of standing. On
April 25, 2002, the BIA issued a final determination accepting the Ranch into
trust, and on June 3 the Tribe conveyed title to the Ranch to the United States
in trust for the Tribe.
FN1 The Tribe has filed two requests that we take judicial notice
of BIA documents evidencing the BIA's actions. We granted the first request
previously by separate order, and we now grant the second request as well.
(Evid. Code, §§ 452, subd. (c), 459.)
Discussion
I. This Case Is Not Moot Because Passage of
the Ranch into Trust Does Not
Void the Williamson Act Restrictions
(1a) The BIA's acceptance of the Ranch as federal trust land
during the pendency of this appeal makes it necessary for us to consider the
fundamental issue of jurisdiction. The Tribe contends that the BIA's action
voids the Williamson Act restrictions as a matter of either state law (Gov.
Code, § 51295) or federal law (28 U.S.C. § 1360) and that we therefore need not
decide whether the County's cancellation of the restrictions was valid. In the
alternative, the Tribe argues that the BIA's action conclusively deprives this
court and future courts of jurisdiction to enforce the restrictions. We
disagree. Neither state nor federal law voids the Williamson Act contract at
issue here; neither state nor federal law prevents the Tribe from waiving its
immunity and acceding to jurisdiction. This case presents a live controversy
that we must resolve.
A. Section 51295 Does Not Void the Williamson
Act Restrictions Because It
Applies Only to Eminent Domain Actions
As we interpret Government Code section 51295, it does not apply
here. Section 51295 provides in part: "When any action in eminent
domain for the *199 condemnation of the fee title of an
entire parcel of land subject to a [Williamson Act] contract is filed, or when
that land is acquired in lieu of eminent domain for a public improvement by a
public agency or person, or whenever there is any such action or acquisition
by the federal government," the Williamson Act contract will automatically
terminate. (Gov. Code, § 51295, italics added.) "Such action or
acquisition" refers back to those specific actions and acquisitions
defined in the first clause of the statute, i.e., condemnation actions under
the eminent domain power or acquisitions negotiated under threat of institution
of a condemnation action. The Legislature did not provide that any federal
acquisition terminated Williamson Act restrictions, only acquisitions through
or under threat of the exercise of federal eminent domain powers. The Tribe's
voluntary transfer of title and the federal government's acceptance of that
title in trust is not the involuntary taking contemplated by the statute and
does not automatically terminate the restrictions on the Ranch under Government
Code section 51295.
The Tribe contends that the federal acquisition of the Ranch was for a public
use, low-income housing for the Tribe, and that this acquisition is analogous
to an eminent domain taking and should trigger cancellation under Government
Code section 51295. (See State of Minnesota v. United States (8th Cir.
1942) 125 F.2d 636, 640-641 [use of government land for Native American housing
is public use].) Essentially, the Tribe argues that the federal government
could have acquired the Ranch by actual or threatened use of its eminent domain
powers, even though it did not. Whether this is so we need not decide.
Government Code section 51295 does not require the courts to exercise such
hindsight; it is triggered only when specified procedures are in fact used for
acquisition.
The Tribe's implicit argument, that exercise of the trust power can be read
into Government Code section 51295 as an alternate basis for termination, also
does not withstand analysis. The federal government's power to take land
through eminent domain and its power to hold lands in trust for Native American
individuals or tribes are historically distinct both in their constitutional
underpinnings and their application. The eminent domain power is a long-
acknowledged fundamental incident of sovereignty. (United States v. Carmack
(1946) 329 U.S. 230, 236 [67 S.Ct. 252, 255, 91 L.Ed. 209] ["The power of
eminent domain is essential to a sovereign government"]; Kohl et al. v.
United States (1875) 91 U.S. 367, 371-372 [23 L.Ed. 449, 451] ["The
right [of eminent domain] is the offspring of political necessity; and it is
inseparable from sovereignty"]; see U.S. Const., 5th Amend.) In contrast,
the trust power finds its roots in Johnson v. McIntosh (1823) 21 U.S. (8
Wheat.) 543 [5 L.Ed. 681], which declared that the government held title to all
lands *200 as successor to colonial explorers, who acquired title
by right of discovery. (Id. at p. 574 [5 L.Ed. at pp. 688-689].)
According to Chief Justice Marshall, the act of discovery displaced the
inhabitants' right of ownership, though not their right of possession. (Ibid.)
Subsequent judicial decisions have concluded that the federal government may
hold lands in trust for Native Americans as an incident of this title. (Santa
Rosa Band of Indians v. Kings County (9th Cir. 1975) 532 F.2d 655, 666, fn.
19; Boisclair v. Superior Court (1990) 51 Cal.3d 1140, 1148 [276
Cal.Rptr. 62, 801 P.2d 305].) The eminent domain power and the trust power are
different in application as well. A taking pursuant to eminent domain
necessarily rests on a prior finding that the land is needed for a public
purpose. (Hawaii Housing Authority v. Midkiff (1984) 467 U.S. 229, 241
[104 S.Ct. 2321, 2329-2330, 81 L.Ed.2d 186]; U.S. Const., 5th Amend.) In
contrast, acceptance of land into trust may be, but need not be, for the
public's benefit. (See 25 C.F.R. §§ 151.10, 151.11 (2002) [considerations
involved in trust acceptance].) Nothing in the language of Government Code
section 51295 suggests that the Legislature intended for termination to be
triggered by exercise of this fundamentally different federal power. We
conclude that acquisition pursuant to the trust power does not terminate the
Williamson Act restrictions under Government Code section 51295.
B. Federal Law Does Not Preempt Jurisdiction
over This Transaction
In the
alternative, the Tribe argues that federal law preempts the contractual
Williamson Act restrictions. (2) The federal government has "the plenary
and exclusive power" to deal with Native American tribes. (Bryan v.
Itasca County (1976) 426 U.S. 373, 376, fn. 2 [96 S.Ct. 2102, 2105, 48
L.Ed.2d 710].) This power "derives from federal responsibility for
regulating commerce with Indian tribes and for treaty making." (McClanahan
v. Arizona State Tax Comm'n (1973) 411 U.S. 164, 172, fn. 7 [93 S.Ct. 1257,
1262, 36 L.Ed.2d 129]; see U.S. Const., art. I, § 8, cl. 3; art. II, § 2, cl.
2.) (1b) In 1953, Congress passed Public Law No. 280, which granted certain
states (including California) limited civil and criminal jurisdiction over
Native American matters. (28 U.S.C. § 1360(a).) [FN2] Section 1360 (b)
specifies that the grant of jurisdiction is not intended to authorize preempted
*201 state or local regulation of Native American property. [FN3]
Courts applying section 1360 consistently have found federal preemption of
state and county regulation of trust land. (E.g., Bryan v. Itasca County,
supra, 426 U.S. 373 [state and county may not impose property tax]; United
States v. County of Humboldt (9th Cir. 1980) 615 F.2d 1260 [county may not
enforce zoning and building codes]; Santa Rosa Band of Indians v. Kings
County, supra, 532 F.2d 655 [same]; Middletown Rancheria v. Workers'
Comp. Appeals Bd. (1998) 60 Cal.App.4th 1340 [71 Cal.Rptr.2d 105] (Middletown
Rancheria) [workers' compensation board may not enforce workers'
compensation laws on tribal land].)
FN2 Title 28 United States Code section 1360(a) grants California
"jurisdiction over civil causes of action between Indians or to which
Indians are parties which arise in the areas of Indian country
listed opposite the name of the State to the same extent that such State has
jurisdiction over other civil causes of action, and those civil laws of such
State that are of general application to private persons or private property
shall have the same force and effect within such Indian country as they have
elsewhere in the State[.]" For brevity's sake, we refer to the statute as
section 1360 or Public Law No. 280, by which it is also commonly known.
FN3 Section 1360(b) provides: "Nothing in this section shall
authorize the alienation, encumbrance, or taxation of any real or personal
property, including water rights, belonging to any Indian or any Indian tribe,
band, or community that is held in trust by the United States or is subject to
a restriction against alienation imposed by the United States; or shall
authorize regulation of the use of such property in a manner inconsistent with
any Federal treaty, agreement, or statute or with any regulation made pursuant
thereto; or shall confer jurisdiction upon the State to adjudicate, in probate
proceedings or otherwise, the ownership or right to possession of such property
or any interest therein."
However, the federal preemption of involuntary restrictions on tribal land use
is not at issue here. The issue is not whether the state or County can regulate
the Ranch in the future; it is, instead, whether the Ranch remains subject to
voluntarily accepted contractual restrictions. While section 1360 may limit
regulation, nothing in its language invalidates contractual commitments made
before the passage of land into trust. Indeed, the Tribe and County expressly
contemplated that the Ranch would be accepted into trust, and nevertheless
entered into an agreement to restrict development after this was accomplished.
[FN4] We hold that federal law does not void prior restrictions on land agreed
to before the land passed into trust.
FN4 The Tribal/County Agreement provides in part: "9. Prior
to constructing the houses, the Tribe intends to convey the Property to the
United States to be held in trust ... pursuant to 25 U.S.C. Section 465."
Nevertheless, the Tribe agreed "as the owner of the Property in fee or as
the beneficial owner, if the Property is accepted in trust" to comply with
restrictions on its development of the Ranch, including Williamson Act
restrictions: the Tribe shall "continue to be bound by and comply with the
provisions of the [Williamson Act] Contract that provided for the exclusion of
uses other than agricultural, and other than those compatible with
agricultural uses, on the [flat valley bottomland portion] until
September 30, 2007, after which time said provisions shall cease to have any
further force or effect."
Finally, the Tribe argues that even if the restrictions were to remain in
place, they would be unenforceable in the future because Public Law No. 280
precludes jurisdiction over the Tribe. This is an overreading of the statute.
It is true that the Tribe enjoys sovereign immunity from suit in state court. (Santa
Clara Pueblo v. Martinez (1978) 436 U.S. 49, 58 [98 S.Ct. 1670, 1677, 56
L.Ed.2d 106]; see *202 United States v. State of Or. (9th
Cir. 1981) 657 F.2d 1009, 1012-1013 ["Indian tribes enjoy immunity because
they are sovereigns pre-dating the constitution, and immunity is thought
necessary to preserve autonomous tribal existence"].) It is also true
that, while Congress may abrogate that immunity and subject tribes to state
court jurisdiction, it did not do so when it passed Public Law No. 280:
"We have never read Pub. L. 280 to constitute a waiver of tribal sovereign
immunity, nor found Pub. L. 280 to represent an abandonment of the federal
interest in guarding Indian self-governance." (Three Affiliated Tribes
v. Wold Engineering (1986) 476 U.S. 877, 892 [106 S.Ct. 2305, 2314, 90
L.Ed.2d 881].)
(3) However, congressional authorization and tribal consent are separate and
independent bases for jurisdiction. "As a matter of federal law, an Indian
tribe is subject to suit only where Congress has authorized the suit or the
tribe has waived its immunity." (Kiowa Tribe of Okla. v.
Manufacturing Technologies, Inc. (1998) 523 U.S. 751, 754 [118 S.Ct. 1700,
1702, 140 L.Ed.2d 981], italics added; accord, C & L Enterprises, Inc.
v. Citizen Band Potawatomi Tribe of Okla. (2001) 532 U.S. 411, 418 [121
S.Ct. 1589, 1594, 149 L.Ed.2d 623] [holding that tribe contractually waived
sovereign immunity and subjected itself to state court jurisdiction].)
"Indian tribes may consent to suit without explicit Congressional
authority." (United States v. State of Or., supra, 657 F.2d at p.
1013; accord, Smith v. Hopland Band of Pomo Indians (2002) 95
Cal.App.4th 1, 6 [95 Cal.App.4th 890b, 115 Cal.Rptr.2d 455]; Middletown
Rancheria, supra, 60 Cal.App.4th at p. 1347; Hydrothermal Energy Corp.
v. Fort Bidwell Indian Community Council (1985) 170 Cal.App.3d 489, 494-495
[216 Cal.Rptr. 59] (Hydrothermal Energy Corp.); see also People ex
rel. Dept. of Transportation v. Naegele Outdoor Advertising Co. (1985) 38
Cal.3d 509, 519 [213 Cal.Rptr. 247, 698 P.2d 150].) (1c) Indeed, the Tribe
waived sovereign immunity previously when it made a general appearance in this
case. It also expressly waived sovereign immunity in connection with
enforcement of the Tribal/County Agreement. [FN5] If a tribe elects to waive
sovereign immunity and submit itself to state court jurisdiction, nothing in
the language of section 1360 stands as a bar to assumption of that
jurisdiction. Consequently, section 1360 does not render restrictions on the
Tribe's development of the Ranch unenforceable.
FN5 The Tribal/County Agreement provides in part: "3. The
Tribe hereby waives its sovereign immunity from unconsented suit and consents
to suit by the County of Mendocino in the courts of the state of California
within Mendocino County for the limited purpose of specifically enforcing the
provisions of this Agreement. The Tribe waives any right it might otherwise
have to insist upon exhaustion of tribal court remedies prior to the filing of
an action to enforce this Agreement and consents to jurisdiction and venue in
Mendocino County."
In reaching these conclusions concerning the scope and effect of section 1360
and Government Code section 51295, we accord respect to the public *203
policies underlying federal Native American law: federal predominance and the
promotion of tribal sovereignty and self-determination. (See generally Boisclair
v. Superior Court, supra, 51 Cal.3d at pp. 1147-1149.) Section 1360
precludes involuntary local regulation of tribal lands; our decision does not
alter that rule. Moreover, sovereignty and self-determination are promoted when
tribes are free to decide what voluntary agreements they will or will not enter
into, and when and under what circumstances they will waive their sovereign
immunity and subject themselves to state court jurisdiction. (Hydrothermal
Energy Corp., supra, 170 Cal.App.3d at p. 494; United States v. State of
Or., supra, 657 F.2d at p. 1014.) Were we to hold that even voluntary
restrictions on land use are automatically voided by the passage of land into
trust, or that section 1360 forecloses jurisdiction even when a tribe otherwise
voluntarily waives sovereign immunity, the ability of tribes to negotiate and
plan would be impeded. (United States v. State of Or., at p. 1014; Parker
Drilling Co. v. Metlakatla Indian Community (D. Alaska 1978) 451 F.Supp.
1127, 1131.) Here, for example, the Tribe entered into a Tribal/County
Agreement in which it both voluntarily accepted land use restrictions and
agreed to waive sovereign immunity. (See ante, fn. 4 & 5.) The
Tribal/County Agreement was predicated on the assumption that the Tribe's
concessions would be enforceable. The public policies underlying federal Native
American law countenance statutory interpretations that confirm that
assumption, thereby preserving for Native American tribes the freedom to judge
for themselves what agreements best promote their own welfare. [FN6]
FN6 In a footnote, the Tribe also contends that the Williamson Act
restrictions fail for want of consideration because the Tribe is
immune from real property taxes and receives no benefit from the Williamson
Act's tax relief. (See Bryan v. Itasca County, supra, 426 U.S. at 376
[96 S.Ct. at p. 2105].) This argument ignores the nature of Williamson Act
contracts. Under such contracts, future restrictions on development are the
consideration for present tax benefits. (See Sierra Club v. City of Hayward
(1981) 28 Cal.3d 840, 851-852 [171 Cal.Rptr. 619, 623 P.2d 180].) The future
restrictions at issue here are (at least in part) the quid pro quo for tax
benefits already received by the Tribe's predecessor- in-interest, Bettansid
Ranch, Inc. There is no failure of consideration.
Because this case is not moot, we turn to the merits: whether the County's cancellation
of the Williamson Act restrictions comported with CEQA, the Williamson Act, and
general plan consistency requirements.
II. The County's Adoption of a Negative
Declaration Did Not Violate CEQA [FN*]
FN* See footnote, ante, page 191.
. . . . . . . . . . .*204
III. The County Did Not Violate the
Williamson Act
(4a) As a second basis for issuing the writ of mandate, the trial
court concluded that the County violated the Williamson Act. (5) We review this
holding de novo. (Sierra Club v. City of Hayward, supra, 28
Cal.3d 840, 849, fn. 2.) In contrast to our analysis of the negative
declaration, here we must accord deference to the County's actions. We are
limited to reviewing the County's Williamson Act findings for an abuse of
discretion. (Id. at pp. 849, fn. 2, 850; Code Civ. Proc., § 1094.5,
subd. (b).) We will not disturb those findings unless the County "has not
proceeded in the manner required by law, the ... decision is not supported by
the findings, or the findings are not supported by the evidence." (Code
Civ. Proc., § 1094.5, subd. (b).) (4b) We conclude that the County made the
necessary findings and its findings were supported by substantial evidence.
Consequently, this ground cannot support issuance of the writ.
A. Findings Required by the Williamson Act
A county may grant a Williamson Act cancellation petition only
after making either of two discrete findings: that cancellation is
"consistent with the purposes of [the act]," or that cancellation is
"in the public interest." (Gov. Code, § 51282, subd. (a).) Here, the
County concluded that cancellation was in the public interest. (Id., §
51282, subd. (a)(2).) That determination requires two subordinate findings:
that "other public concerns substantially outweigh[]" the concerns
protected by the act, and that no suitable land not subject to a Williamson Act
contract is available. (Gov. Code, § 51282, subd. (c).)
In the trial court, Friends argued that the County was required to make an
entirely different set of findings: that (1) an emergency situation existed
(citing Sierra Club v. City of Hayward, supra, 28 Cal.3d at pp.
852-853); (2) the Project was contiguous to existing development (citing Honey
Springs Homeowners Assn. v. Board of Supervisors (1984) 157 Cal.App.3d 1122
[203 Cal.Rptr. 886] (Honey Springs)); (3) the Project would not result
in adjacent properties being removed from agricultural use (citing Gov. Code, §
51282, subd. (b)(2)); and (4) the Project was consistent with the Mendocino
County General Plan. The trial court agreed, and concluded that these findings
were not supported by substantial evidence.
However, in light of the statutory structure, we cannot agree that any of these
findings are necessary. We do not read Sierra Club v. City of Hayward,
supra, 28 Cal.3d 840 as requiring a board or council to make a specific
finding that an emergency situation exists. Even if it had, however, the *205
Legislature amended the Williamson Act in direct response to Sierra Club v.
City of Hayward, passing the Robinson Act in 1981. (See Stats. 1981, ch.
1095, § 8, p. 4254.) It is the Robinson Act's amended version of Government
Code section 51282 that now governs, and section 51282, subdivision (f)
confines the findings required for cancellation to those "expressly set
forth" in section 51282. Section 51282 does not specify an emergency
situation finding.
Similarly, the contiguity requirement discussed by Honey Springs was
part of Government Code former section 51282.1, a set of temporary cancellation
requirements that were put in place by the Robinson Act and expired in 1983.
The contiguity requirement is still part of Government Code section 51282,
subdivision (b)(4), but the findings called for by subdivision (b) only come
into play when a board bases cancellation on the alternate finding that
cancellation would be consistent with the purposes of the Williamson Act. The
County did not do so here. For the same reason, the findings called for by
subdivision (b)(2) have no bearing here. Finally, as we will discuss in detail
in part IV, post, the Williamson Act does not require findings of
general plan consistency.
We turn to a consideration of the evidence supporting the two subordinate
findings actually required to justify cancellation.
B. Public Interest Finding
The
County identified the need for more low-income housing as the public interest
supporting cancellation. Substantial evidence supports its conclusion that this
interest substantially outweighs the interest in keeping the Ranch under the
Williamson Act.
There is no dispute that the provision of low-income housing constitutes a
substantial public interest. Federal, state, and local law recognize the
significance of this interest. (See 25 U.S.C. §§ 4131-4135 [providing special
funding for low-income housing for Native Americans]; Health & Saf. Code,
§§ 34201, 50001-50003.3 [declaring promotion of decent low-income housing a
matter of state public policy and concern]; Mendocino County General Plan
Policy 1.4e [making provision of housing for low-income and special need
populations under specified circumstances a County priority].) [FN11] However,
Friends argues that before the County could conclude that that interest *206
was being served here, it first had to determine that the specific findings
required by policy 1.4e of its general plan could be made. We disagree. The
Williamson Act requires a finding that cancellation would promote other public
interests that substantially outweigh the interests underlying the Williamson
Act. (Gov. Code, § 51282, subd. (c).) While various federal, state and local
statutes and ordinances may stand as evidence of a particular public policy, it
does not follow that their provisions are thereby incorporated into the
Williamson Act. The County could conclude that the Project promoted its
interest in ensuring an adequate stock of low-income housing without concluding
that the specific provisions of Mendocino County General Plan Policy 1.4e had
been satisfied. [FN12]
FN11 Policy 1.4e provides that "[q]ualifying housing projects
which substantially advance Housing Element goals or quantified objectives for
the production or conservation of housing may be determined to have a higher
priority than resource protection, when [particular findings related to
environmental and growth impacts] can be made by the decision making body
...." For a project to substantially advance housing element goals under
policy 1.4e, it must provide housing for low-income or special needs households
in specified amounts. Policy 1.4e thus recognizes the potentially overriding
importance of low-income housing.
FN12 Moreover, as we discuss in more detail in part IV, post,
the Williamson Act, as amended by the 1981 Robinson Act, expressly absolves the
County from having to make a finding that cancellation was consistent with its
general plan policies.
Substantial evidence supports the County's finding that the Project will
promote low-income housing. The record establishes that more than 70 percent of
Tribe member's households have incomes below 50 percent of the median in the
County. More than 40 families are living in substandard or overcrowding housing
or housing that consumes more than 30 percent of their income and are on a
waiting list for adequate housing. Seventeen families are living on the Tribe's
existing lands without electricity and with inadequate water. The County could
therefore conclude that the additional homes arising from the Project serve a
compelling public need.
Furthermore, the County was entitled to decide that the impact on Williamson
Act interests from cancellation would be negligible. Approximately one-third of
the Ranch is considered prime agricultural land when properly irrigated. That
land is not currently being farmed. Under the terms of the Tribal/County
Agreement, the portion of the Ranch that potentially constitutes prime
agricultural land will remain subject to Williamson Act restrictions until
September 30, 2007, essentially the same period for which such restrictions
would have continued to apply in the absence of cancellation. The County
therefore could conclude that cancellation would have little, if any, impact on
the interests protected by the Williamson Act, and that those interests were
substantially outweighed by the need for additional low-income housing. *207
C. Absence of Alternatives Finding
The County also concluded that there was no proximate
noncontracted land that was both "available and suitable" for the
proposed project. (Gov. Code, § 51282, subd. (c).) Under the deferential
standard of review we employ, we find the evidence in the record sufficient to
support this finding.
The Tribe submitted a declaration from its realtor, Pamela Baxman, indicating
that she had reviewed all properties for sale in the unincorporated Willits and
Laytonville area and that only the Ranch was suitable for the Project. Other
properties that were otherwise available reportedly had inadequate access,
inadequate water, insufficient on-site sewage treatment capacity, or excessive
costs associated with acquisition and development. The Tribe supplemented this
evidence with a declaration from its chairperson, Robin Phillips, who testified
to details of the Tribe's unsuccessful multiyear search for proximate
alternatives other than the Ranch. Although Phillips's declaration did not
explain why various alternatives were determined to be unsuitable, Phillips
supplemented his description of the search in his testimony to the Board of
Supervisors, as did the Tribe's attorney. Friends points to no contrary
evidence, and our independent review of the record reveals no concrete evidence
of viable alternative properties. The County was entitled to credit the
statements of both chairperson Phillips and Baxman. (See Silveira v. Las
Gallinas Valley Sanitary Dist. (1997) 54 Cal.App.4th 980, 986 [63
Cal.Rptr.2d 244].)
Friends criticizes the submissions of Phillips and Baxman as conclusionary. We
agree, to an extent. Certainly our job, and that of the County, would have been
easier had the Tribe offered substantially more specifics concerning the nature
and extent of its search. But the evidence submitted, taken together, discloses
at least the minimum information necessary to sustain a finding by the County:
the fact that a search for available alternatives was conducted, the fact that
the search encompassed the region proximate to the Tribe's current location,
the timing and duration of the search, and the fact that criteria permissible
under the Williamson Act were used to determine unsuitability and
unavailability.
The Tribe concedes that cost played a role in some of its decisions. The Williamson
Act properly looks on cost considerations with a jaundiced eye. (Cf. Gov. Code,
§ 51292 [public improvements may not be placed on Williamson Act parcels based
primarily on cheaper cost of such parcels].) If the greater cost of
non-Williamson Act land were generally sufficient cause to deem land
unavailable, the narrow cancellation exception might well turn *208
into a four-lane freeway. Here, however, there is specific evidence of
irremediable financial constraints. The County was entitled to take those
constraints, as well as the public policies served by the Project, into account
in determining that unaffordable parcels could be treated as unavailable under
the Williamson Act.
Friends also criticizes the search for including other Williamson Act parcels
and for apparently confining itself to parcels that were actually offered for
sale during the search period. In rural areas such as the Willits Valley, much
of the available land may be locked up under Williamson Act contracts. Evidence
before the County indicated that at least 75 percent of the properties on the
market were under contract. The Tribe investigated alternative Williamson Act
and non-Williamson Act sites, conducted environmental reviews, and determined
that other sites were unsuitable for development for various reasons. The act
requires consideration of all proximate, available non-Williamson Act parcels,
but it does not preclude consideration of available Williamson Act parcels.
Similarly, the act requires only that a petitioner and county consider
"available" properties (Gov. Code, § 51282, subd. (c)), a constraint
which means, at a minimum, that a property is available for sale.
From the evidence before it, the County was entitled to find that no proximate
and suitable non-Williamson Act land was available. Consequently, its decision
to grant cancellation of the Williamson Act contract on the Ranch was lawful.
IV. Williamson Act Cancellation Does Not
Require Findings of General Plan
Consistency
(6) Friends contends that the County was required to make findings
that the Project is consistent with its general plan, and that it could not do
so on this record. The trial court agreed. Because we hold that findings of
general plan consistency are not required, we reverse on this ground as well.
In 1981, the Legislature passed the Robinson Act, which substantially revised
the Williamson Act. It did so in order to "clarify and make the
[Williamson Act] workable in light of problems and ambiguities created by the
California Supreme Court decision in the case of Sierra Club v. City of
Hayward [, supra,] 28 Cal.3d 840." (Stats. 1981, ch. 1095, § 8,
p. 4254.) One of the principal issues debated by the majority and dissent in Sierra
Club was the extent of any express findings required to grant a petition
for cancellation. (Compare Sierra Club, supra, 28 Cal.3d at pp.
858-860 (maj. opn. of Mosk, J.) with id. at pp. 865-870 (dis. opn. of
Richardson, J.).) The Sierra *209 Club majority
found in the pre-1981 Williamson Act a series of implied required findings; the
dissent interpreted the act as mandating only thosefindings expressly required.
(Id. at pp. 860, 862 (maj. opn. of Mosk, J.); id. at pp. 866-867
(dis. opn. of Richardson, J.).)
In response, the Robinson Act rewrote Government Code section 51282, the
statute governing the findings required for cancellation. In the new section
51282, the Robinson Act included a provision expressly delimiting the findings
required: "In approving a cancellation pursuant to this section, the board
or council shall not be required to make any findings other than or in addition
to those expressly set forth in this section, and, where applicable, in Section
21081 of the Public Resources Code." (Gov. Code, § 51282, subd. (f).) In
other words, the only findings required for approval of a petition for
cancellation are those explicitly stated in section 51282 and those required by
CEQA. To imply additional findings would run directly counter to the express
language of subdivision (f). Consequently, the County was not required to make
any other findings, including findings of general plan consistency.
Other provisions of the Robinson Act make clear that the decision to omit
general plan consistency findings was intentional. The Robinson Act included an
alternative "window" provision for cancellation applicable only in
1982. (Gov. Code, § 51282.1 [repealed Jan. 1, 1983 by Stats. 1981, ch. 1095, §
9, p. 4254].) This window provision included among the findings required for
cancellation the finding "[t]hat the alternative use is consistent with
applicable provisions of the city or county general plan ...." Gov. Code,
former § 51282.1, subd. (f)(2), Stats. 1981, ch. 1095, § 3, p. 4252.) The
inclusion of this requirement in the temporary cancellation requirements and
its omission from the permanent cancellation requirements leaves no doubt that
the Legislature intended to eliminate any obligation to make general plan
consistency findings.
Because the County was not required to make findings that the Project would be
consistent with its general plan, issuance of the writ on the basis of its
failure to do so was error.
Disposition
The
County's issuance of approvals for the Project represented the considered
judgment of elected officials after reasoned deliberation and evaluation of the
available evidence. Having considered each of the bases relied upon by the
trial court, we find no legal cause to set aside the County's *210
decisions. Accordingly, we reverse the judgment of the trial court ordering
issuance of a writ of mandate and remand with instructions to deny the
petition. The Tribe shall recover its costs on appeal.
Stevens, Acting P. J., and Simons, J., concurred. *211
Cal.App.1.Dist.,2002.
FRIENDS OF EAST WILLITS VALLEY et al., Plaintiffs and Respondents, v. COUNTY OF
MENDOCINO, Defendant and Respondent; SHERWOOD VALLEY RANCHERIA, Real Party in
Interest and Appellant.