91 Cal.App.4th 342
Cal.App.1.Dist.,2001.
Sept. 4, 2001
NAPA CITIZENS FOR
HONEST GOVERNMENT et al., Plaintiffs and Respondents,
v.
NAPA COUNTY BOARD OF
SUPERVISORS, Defendant and Appellant.
STEIN, Acting P. J.
It is ordered that the published opinion, filed August 3, 2001 be modified as
follows:
On page 2, the second sentence of last paragraph [91 Cal.App.4th 353, advance
report, 1st par., lines 3-6] is modified to read: "This meant, among other
things, that the County was required to prepare and circulate an environmental
impact report, or EIR and was encouraged to hold public hearings prior to
certifying the EIR and adopting the 1986 Specific Plan."
On page 3, the last sentence of the second full paragraph [91 Cal.App.4th 353,
advance report, 3d par., lines 8-11] is modified to read: "At the
completion of these proceedings, the County, on October 20, 1998, adopted the
Updated Specific Plan, after certifying the FSEIR, which was comprised of the
draft subsequent EIR as modified by the Supplement and the Addendum."
On page 16 [91 Cal.App.4th 364, advance report (correction made in adv. rep.
opn.)], the first sentence of the first full paragraph is modified so that the
word "potential" appears in place of the word
"potentially."
On page 30 [91 Cal.App.4th 375, advance report], footnote 9, the first sentence
is modified to read: "For example, Policy Guideline 2a(2) concerns the
construction of three grade separated interchanges at the intersections of
State Route 29 and State Route 12, State Route 221 and American Canyon
Road."
In all other respects the opinion remains the same. This modification does not
effect a change in judgment. The petition for rehearing is denied.
NAPA CITIZENS FOR
HONEST GOVERNMENT et al., Plaintiffs and Appellants,
v.
NAPA COUNTY BOARD OF
SUPERVISORS, Defendant and Appellant.
COUNSEL
Law Office of J. William Yeates, J. William Yeates, Mary U. Akens; Law Offices
of William D. Ross, William D. Ross and Barbara J. Higgins for Plaintiffs and
Appellants.
Chatten-Brown and Associates, Jan Chatten-Brown and Douglas P. Carstens for
Mountain Lion Foundation, Natural Resources Defense Council, Planning and
Conservation League and Sierra Club as Amici Curiae on behalf of Plaintiffs and
Appellants.
Miller, Starr & Regalia, Arthur F. Coon and Christian M. Carrigan for
Defendant and Appellant.
McCutchen, Doyle, Brown & Enersen, Stephen L. Kostka and Laura A. Colthurst
for California State Association of Counties as Amicus Curiae on behalf of
Defendant and Appellant.
STEIN, Acting P. J.
On October 20, 1998, the Napa County Board of Supervisors (the County) adopted
a resolution certifying a final subsequent environmental impact report (the
FSEIR) and adopting an updated specific plan (the Updated Specific Plan) for
the development of an unincorporated area surrounding the Napa County Airport.
Two citizens groups and the City of American Canyon, a city located within the
County, responded to the County's actions by filing complaints and petitions
for writ of mandate challenging the County's general plan (General Plan), the
Updated Specific Plan and the certification of the FSEIR. (The challengers will
be referred to, collectively, as Petitioners.) The superior court sustained
demurrers to the causes of action challenging the General Plan, ruling that
they were time-barred. It later entered judgment granting the petition for writ
of mandate, ruling that the FSEIR was inadequate and that the Updated Specific
Plan was invalid.
The County has filed an appeal from the judgment. Petitioners have filed a
cross-appeal from the order sustaining the demurrer to the causes of action
challenging the County's General Plan.
We do not agree with every detail of the trial court's rulings, but we will
find that the demurrers properly were sustained, the FSEIR was inadequate and
the Updated Specific Plan was invalid. We therefore will affirm the judgment,
although without completely adopting the trial court's reasoning.
Background
The Legislature has declared a
policy "to protect California's land resource, to insure its preservation
and use in ways which are economically and socially desirable in an attempt to
improve the quality of life in California." (Gov. Code, § 65030.) To
further this policy, each of the state's counties is required to adopt a
comprehensive, long-term, general plan for the physical development of that
county. (Gov. Code, § 65300.) The county may then, if it chooses, adopt one or
more specific plans for the systematic implementation of the general plan for
all or part of the area covered by the general plan. (Gov. Code, § 65450.)
In 1986, in accordance with Government Code section 65450, the County adopted a
specific plan (the 1986 Specific Plan) to develop the airport industrial area
(the Project or Project area). The Project area is made up of approximately 2,945
acres, including the Napa County Airport, immediately south of the City of Napa
City. It is bordered by the area's main north-south transportation route, State
Route 29. The area's main east-west transportation route, Highway 12, crosses
State Route 29 and runs through the Project area to the Napa County Airport. In
1986, the area consisted mainly of flat grasslands, crossed by several creeks.
It was used primarily for agricultural purposes such as grazing and growing
forage crops. The 1986 Specific Plan contemplated developing the area to
accommodate 1,923 acres of industrial development, including 1,354 acres
designated business/industrial park and 569 acres designated general
industrial.
The 1986 Specific Plan was a "project" within the purview of the
California Environmental Quality Act (CEQA), Public Resources Code section
21000 et seq. This meant, among other things, that the County was required to
prepare and circulate an environmental impact report, or EIR, and was required
to hold public hearings prior to certifying the EIR and adopting the 1986
Specific Plan. (Pub. Resources Code, §§ 21065, 21080, subd. (a), 21151.) An EIR
was prepared. It identified a number of adverse environmental effects that
would result from the adoption of the Project, identified various mitigation
measures that might alleviate some or all of those effects, and made
recommendations. The County adopted several of the proposed mitigation
measures, incorporating them into the 1986 Specific Plan.
The County found, however, that no feasible mitigation measures or alternatives
had been proposed that would fully mitigate the adverse effects of the Project
on traffic road access, hydrology water quality, vegetation wildlife, land use,
visual, noise and air quality. The County nonetheless certified the EIR,
finding that identified economic and social factors justified approval of the
Project notwithstanding that the Project would have unmitigated adverse effects
on the environment. The County thereafter approved the Project, and adopted the
1986 Specific Plan.
The County began to update the 1986 Specific Plan in 1994. As part of this
process, the County caused a draft Updated Specific Plan and a draft subsequent
EIR to be prepared and circulated, and again conducted hearings, reviews and
related proceedings. After receiving comments and criticisms, the County caused
a supplement to the draft subsequent EIR (the Supplement) to be prepared and
circulated, and after receiving comments and criticisms to the Supplement, it
caused an addendum to the draft subsequent EIR (the Addendum) to be prepared.
At the completion of these proceedings, the County, on October 20, 1998,
adopted the Updated Specific Plan, and certified the FSEIR, which was comprised
of the draft subsequent EIR as modified by the Supplement and the Addendum.
As in 1986, the County found that no feasible mitigation measures or
alternatives had been proposed that would fully mitigate the adverse effects of
the project. Indeed, the County concluded that a number of the measures approved
or adopted as part of the 1986 Specific Plan were not feasible. The County
nonetheless certified the FSEIR and adopted the Updated Specific Plan, deleting
the mitigation measures adopted in 1986 but found infeasible in 1998. The
County found that with the adoption of such mitigation measures as were
feasible, the specified impacts would be reduced to a "less than
significant" level, and/or that additional mitigation measures were
infeasible and the benefits of the Updated Specific Plan sufficiently overrode
and outweighed the significant impacts it would have on the environment.
On November, 19, 1998, Napa Citizens for Honest Government and North Bay
Citizens for Responsible Transportation filed a complaint and petition for writ
of mandate, challenging the FSEIR and Updated Specific Plan. American Canyon
was permitted to intervene in the proceedings, and filed its own complaint and
petition for writ of mandate challenging the FSEIR and Updated Specific Plan.
The County successfully demurred to both complaints and petitions insofar as
they attacked the County's General Plan, on the basis such an attack was time-
barred. The court, however, granted the petition for writ of mandate, and
entered judgment in favor of Petitioners on their remaining claims, finding (1)
that the Updated Specific Plan was inconsistent with the General Plan's
circulation element; (2) that the FSEIR failed adequately to analyze identified
traffic problems and failed to provide adequate mitigation measures for
identified traffic and circulation impacts; (3) that the Updated Specific Plan
was inconsistent with the goals and policies of the General Plan's housing
element; (4) that the FSEIR failed adequately to evaluate and mitigate the
Updated Specific Plan's impact on housing; (5) that the FSEIR failed adequately
to analyze and mitigate identified significant impacts as to wastewater
treatment and water distribution; and (6) that the FSEIR failed to investigate
and make findings as to the impact the Updated Specific Plan would have on
steelhead trout (Steelhead Trout).
The
Appeal
Introduction
Two interrelated bodies of law govern the County's
actions. The first is the state's planning and zoning laws, Government Code
section 65000 et seq., which, as mentioned above, are designed to protect
California's land resource, mandate that a county such as Napa develop and
adopt a general plan, and authorize counties to adopt specific plans.
The planning and zoning laws require each general plan to incorporate certain
elements including, as relevant here, a land use element, a circulation element
(which must be coordinated with the land use element), a housing element and a
conservation element. (Gov. Code, §§ 65302, subds. (b), (c) & (d).) " 'The general plan has been aptly
described as the " constitution for all future developments" within
the city or county.... "[T]he propriety of virtually any local decision
affecting land use and development depends upon consistency with the applicable
general plan and its elements. " ...' [Citations.] 'The consistency
doctrine has been described as "the linchpin of California's land use and
development laws; it is the principle which infuse[s] the concept of planned
growth with the force of law. " ...' [Citation.]" (Families
Unafraid to Uphold Rural etc. County (hereafter FUTURE) v. Board
of Supervisors (1998) 62 Cal.App.4th 1332, 1336, [74 Cal.Rptr.2d 1] quoting
from Corona-Norco Unified School Dist. v. City of Corona (1993) 17
Cal.App.4th 985, 994 [21 Cal.Rptr.2d 803].)
The Updated Specific Plan, therefore, is valid only to the extent that it is
consistent with the County's General Plan; i.e., to the extent that it is
compatible with the General Plan's objectives, policies, general land uses and
programs.
The second body of law at issue is CEQA, a comprehensive scheme designed to
provide long-term protection to the environment. (Mountain Lion Foundation
v. Fish & Game Com. (1997) 16 Cal.4th 105, 112 [65 Cal.Rptr.2d 580, 939
P.2d 1280].) The Public Resources Code codifies CEQA at section 21000 et seq.
Its provisions are supplemented by the CEQA Guidelines, set forth in the
California Code of Regulations, title 14, section 15000 et seq. (CEQA
Guidelines). [FN1]
FN1 It has not been decided if
the CEQA Guidelines are regulatory mandates or merely aids to interpreting
CEQA; nonetheless, "[a]t a minimum, ... courts should afford great weight
to the Guidelines except when a provision is clearly unauthorized or erroneous
under CEQA." (Laurel Heights Improvement Assn. v. Regents of University
of California (1988) 47 Cal.3d 376, 391, fn. 2 [253 Cal.Rptr. 426, 764 P.2d
278].)
" 'The foremost principle under CEQA is that the Legislature intended the
act "to be interpreted in such manner as to afford the fullest possible
protection to the environment within the reasonable scope of the statutory
language." ' [Citations.] [ ] The EIR has been aptly described as the
'heart of CEQA.' [Citations.] Its purpose is to inform the public and its
responsible officials of the environmental consequences of their decisions before
they are made. Thus, the EIR 'protects not only the environment but also
informed self- government.' [Citation.]" (Citizens of Goleta Valley v.
Board of Supervisors (1990) 52 Cal.3d 553, 563-564 [276 Cal.Rptr. 410, 801
P.2d 1161], fn. omitted.) " '[T]he ultimate decision of whether to approve
a project, be that decision right or wrong, is a nullity if based upon an EIR
that does not provide the decision-makers, and the public, with the information
about the project that is required by CEQA.' [Citation.] The error is
prejudicial 'if the failure to include relevant information precludes informed
decisionmaking and informed public participation, thereby thwarting the
statutory goals of the EIR process.' [Citation.]" (San Joaquin
Raptor/Wildlife Rescue Center v. County of Stanislaus (1994) 27 Cal.App.4th
713, 721-722 [32 Cal.Rptr.2d 704].)
The validity of the FSEIR, therefore, depends in large part upon whether it
provides the information necessary for the County and the public to understand
the nature and environmental consequences of the Project. There is no
requirement that the FSEIR itself be consistent with the County's General Plan,
but it is required to identify any inconsistencies between the Project and the
General Plan. (CEQA Guidelines, § 15125, subd. (d).)
Finally, although in regulating EIR's, CEQA describes the information that must
be provided before an agency can approve a project, it also, to a limited
degree, restricts the power of the agency to approve a project. Public
Resources Code section 21002.1, subdivision (b), thus prohibits an agency from
approving a project without requiring the implementation of any feasible
mitigation measures, providing: "Each public agency shall mitigate or
avoid the significant effects on the environment of projects that it carries
out or approves whenever it is feasible to do so." Public Resources Code
section 21002, and CEQA Guidelines, section 15093, subdivisions (a) and (b),
permit an agency to approve a project even though it will have significant
impacts on the environment that cannot be fully mitigated, but only if the
agency finds that specific economic, legal, social, technological, or other
benefits of a proposed project outweigh the unavoidable adverse environmental
effects it will have. In the present case, the FSEIR reported that the Project
would cause some adverse effects that could not be feasibly mitigated. The
County nonetheless adopted the Updated Specific Plan, finding that the
significant effects that could not be mitigated would be outweighed by the Project's
benefits. Petitioners do not claim that this finding was an abuse of
discretion; their complaints are with the process leading up to that finding.
Standard
of Review
An agency's certification of an
EIR is subject to judicial review, but "[i]n reviewing agency actions
under CEQA, Public Resources Code section 21168.5 provides that a court's
inquiry 'shall extend only to whether there was a prejudicial abuse of
discretion. Abuse of discretion is established if the agency has not proceeded
in a manner required by law or if the determination or decision is not
supported by substantial evidence.' Thus, the reviewing court "'does not
pass upon the correctness of the EIR's environmental conclusions, but only upon
its sufficiency as an informative document. " ' [Citations.] We may not
set aside an agency's approval of an EIR on the ground that an opposite
conclusion would have been equally or more reasonable. 'Our limited function is
consistent with the principle that "The purpose of CEQA is not to generate
paper, but to compel government at all levels to make decisions with
environmental consequences in mind. CEQA does not, indeed cannot, guarantee
that these decisions will always be those which favor environmental
considerations." ' [Citations.] We may not, in sum, substitute our
judgment for that of the people and their local representatives. We can and
must, however, scrupulously enforce all legislatively mandated CEQA
requirements." (Citizens of Goleta Valley v. Board of Supervisors,
supra, 52 Cal.3d at p. 564.)
Similarly, a governing body's conclusion that a particular project is
consistent with the relevant general plan carries a strong presumption of
regularity that can be overcome only by a showing of abuse of discretion.
"An abuse of discretion is established only if the [governing body] has
not proceeded in a manner required by law, its decision is not supported by
findings, or the findings are not supported by substantial evidence." (Sequoyah
Hills Homeowners Assn. v. City of Oakland (1993) 23 Cal.App.4th 704, 717
[29 Cal.Rptr.2d 182].)
On appeal, "[i]n applying the substantial evidence standard, 'the
reviewing court must resolve reasonable doubts in favor of the administrative
finding and decision.' " (Laurel Heights Improvement Assn. v. Regents
of University of California, supra, 47 Cal.3d at p. 393.) The role of the
appellate court's rule is precisely the same as the trial court's and the lower
court's findings are not conclusive on appeal. (Bowman v. City of Petaluma
(1986) 185 Cal.App.3d 1065, 1076 [230 Cal.Rptr. 413].)
Deletion
of Mitigation Measures Adopted in 1986
A preliminary question is
presented by the trial court's determination that the County lacked the
authority to delete the mitigation measures adopted as part of the 1986
Specific Plan. Logic dictates against a conclusion that a mitigation measure
once adopted may not be deleted. A county's needs necessarily change over time
in light of such matters as the development of surrounding communities, state
and federal action and/or natural disasters. It follows that a county must have
the power to modify its land use plans as circumstances require. The Government
Code recognizes this need, and permits counties to modify their general plans
if they deem the amendment to be in the public interest, except that (with
exceptions not present here) any mandatory element of a general plan may not be
modified more frequently than four times in any calendar year. (Gov. Code, §
65358, subds. (a) & (b).) A specific plan may be amended in the same manner
as a general plan, except that a specific plan may be amended as often as
deemed necessary by the legislative body. (Gov. Code, § 65453, subd. (a).) Of
course, the specific plan, as amended, still must be consistent with the
general plan (Gov. Code, § 65454), and any EIR submitted in connection with the
modified plan still must be adequate, but there is no statutory authority for
the proposition that an amendment may not include the deletion of an
earlier-adopted mitigation measure.
The claim that once a mitigation measure is adopted it never can be deleted is
inconsistent with the legislative recognition of the need to modify land use
plans as circumstances change. It also is true that mistakes can be made and
need to be rectified, and that the vision of a region's citizens or its
governing body may evolve over time. In light of all these considerations, we
conclude that there are times when mitigation measures once adopted can be
deleted.
Petitioners cite Rio Vista Farm Bureau Center v. County of Solano (1992)
5 Cal.App.4th 351 [7 Cal.Rptr.2d 307] as providing support for the argument
that a mitigation measure once adopted cannot be deleted. The scope of the
project at issue there was broad and somewhat nebulous, with the result that
the county could not formulate mitigation measures with any precision. It was
held that certain mitigation measures, although imprecise, were sufficient
because "a firm commitment has been made to future mitigation of
significant impacts. Where, as here, devising more specific mitigation measures
early in the planning process is impractical, ' "the agency can commit
itself to eventually devising measures that will satisfy specific performance
criteria articulated at the time of project approval...." ' " (Id.
at p. 377.) Rio Vista, accordingly, establishes that a firm commitment
to devise an effective mitigation measure can itself be a mitigation measure.
It does not, however, establish that a particular mitigation measure once
adopted is a commitment that never may be modified or deleted.
Petitioners also cite Federation of Hillside & Canyon Associations v.
City of Los Angeles (2000) 83 Cal.App.4th 1252 [100 Cal.Rptr.2d 301], where
the court recognized that CEQA requires an agency, such as the County here, to
take steps to ensure that any mitigation measures "will actually be
implemented as a condition of development, and not merely adopted and then
neglected or disregarded." (Id. at p. 1261, italics omitted.)
Although the court found that an agency cannot simply ignore mitigation measures
required by an EIR, nothing in that case compels the conclusion that a
mitigation measure, once adopted, is binding for all time.
In short, we find nothing in established law or in logic to support the
conclusion that a mitigation measure once adopted never can be deleted.
Nonetheless, when an earlier-adopted mitigation measure has been deleted, the
deference provided to governing bodies with respect to land use planning
decisions must be tempered by the presumption that the governing body adopted
the mitigation measure in the first place only after due investigation and
consideration. We therefore hold that a governing body must state a legitimate
reason for deleting an earlier-adopted mitigation measure, and must support
that statement of reason with substantial evidence. If no legitimate reason for
the deletion has been stated, or if the evidence does not support the governing
body's finding, the land use plan, as modified by the deletion or deletions, is
invalid and cannot be enforced.
Assuming a valid reason for the deletion is stated, and the evidence supports
the governing body's finding that the stated reason exists, the land use plan,
as modified, and the supporting EIR, should be subjected to the same scrutiny
as would be given any land use plan and supporting EIR. The fact that a
mitigation measure had been adopted in an earlier plan, but has been deleted,
will be relevant to the question of the adequacy of the modified EIR, because
it identifies a mitigation measure that the modified EIR then must address. The
modified EIR also must address the decision to delete a mitigation measure. In
other words, the measure cannot be deleted without a showing that it is
infeasible. In addition, the deletion of an earlier-adopted measure should be
considered in reviewing any conclusion that the benefits of a project outweigh
its unmitigated impact on the environment.
In the present case, the EIR discussed the 1986 mitigation measures, and
concluded, in essence, that they were infeasible. The County concluded that the
Project could not go forward if it was conditioned on implementing the 1986
mitigation measures, and deleted them as having been ill-advised. This
conclusion was based on findings that the traffic resulting from Project-
related development would be only a minor contributing factor to the region's
traffic problems, that the County lacked the funds to implement the measures
recognized in 1986 and that the County had little control over improvements to
the state's highways, which improvements fall under the authority of the state
itself, through the Department of Transportation (Caltrans). The County,
accordingly, stated a legitimate reason for deleting the 1986 measures. As will
be discussed further, below, substantial evidence supports the EIR's findings
that the 1986 measures were infeasible, and the conclusion of the County that
the Project could not go forward unless those measures were not carried into
the Updated Specific Plan.
Adequacy
of the FSEIR's Identification of Significant Effects and Analysis of
Mitigation
Measures
In order to fulfill its purpose
as an informational document, an EIR is required, among other things, to
identify the "significant effects" that a proposed project will have
on the environment. (Pub. Resources Code, § 21100, subd. (b)(1); CEQA
Guidelines, § 15126, subd. (a).) A " '[s]ignificant ...' effect means a
substantial, or potentially substantial, adverse change in the
environment." (Pub. Resources Code, § 21068.) Whether a project will have
a significant effect is a matter of judgment, and it is recognized that an
"ironclad definition of significant effect is not always possible."
(CEQA Guidelines, § 15064, subd. (b).)
Once a significant effect has been identified, the EIR must propose and
describe mitigation measures that will minimize the significant environmental
effects that the EIR has identified. (Pub. Resources Code, § 21100, subd.
(b)(3); CEQA Guidelines, § 15126, subd. (e).) Mitigation measures must be
feasible and enforceable. (CEQA Guidelines, § 15126.4, subd. (a)(1), (2).)
" 'Feasible' means capable of being accomplished in a successful manner
within a reasonable period of time, taking into account economic,
environmental, social, and technological factors." (Pub. Resources Code, §
21061.1.) Any mitigation measure must be " 'roughly proportional' to the
impacts of the project." (CEQA Guidelines, § 15126.4, subd.
(a)(4)(B).)"[A]n EIR need not analyze ' " 'every imaginable
alternative or mitigation measure; its concern is with feasible means of
reducing environmental effects.' " ' [Citation.] Under the CEQA statute
and guidelines a mitigation measure is ' feasible' if it is 'capable of being
accomplished in a successful manner within a reasonable period of time, taking
into account economic, environmental, social, and technological factors.'
[Citations.] [ ] In keeping with the statute and guidelines, an adequate EIR
must respond to specific suggestions for mitigating a significant environmental
impact unless the suggested mitigation is facially infeasible. [Citations.]
While the response need not be exhaustive, it should evince good faith and a
reasoned analysis. [Citations.]" (Los Angeles Unified School Dist. v.
City of Los Angeles (1997) 58 Cal.App.4th 1019, 1029 [68 Cal.Rptr.2d 367].)
In addition, as noted above, while there is no requirement that an EIR itself
be consistent with the relevant general plan, it must identify and discuss any
inconsistencies between a proposed project and the governing general plan.
(CEQA Guidelines, § 15125, subd. (d).)
The failure to provide enough information to permit informed decisionmaking is
fatal. "When the informational requirements of CEQA are not complied with,
an agency has failed to proceed in 'a manner required by law' and has therefore
abused its discretion. [Citations.]" (Save Our Peninsula Committee v.
Monterey County Bd. of Supervisors (2001) 87 Cal.App.4th 99, 118 [104 Cal.Rptr.2d
326].)
A.
Traffic
1.
Identification of Significant Effects
Traffic congestion is described by "Levels of
Service," or "LOS." LOS A represents a high level of service.
LOS D represents a problematic level of service. The County's Congestion
Management Agency (CMA) permits levels of service as low as LOS E,
notwithstanding that LOS E represents delays indicating poor progression and
long cycle lengths. LOS F represents any service level below LOS E. In other
words, once the level of service has deteriorated to F it can deteriorate
further, but the service level will continue to be described as LOS F.
The FSEIR reports that traffic along the region's highways will increase with
or without the Project. It ultimately determined that traffic generated by the
Project alone would have a significant effect on certain intersections, but
that determination evolved in light of public comments and criticisms. At
first-and before it was decided to delete the 1986 traffic mitigation measures-
the drafters calculated the levels of service that would result if the Specific
Plan went forward including the 1986 mitigation measures, such as widening
portions of the state highways and creating means of bypassing key
intersections. The drafters contrasted these projected levels of service with
those that would occur if the Project was not developed and if none of the
mitigation measures was adopted. The drafters found that traffic would be less
congested if development went forward and the mitigation measures were adopted,
than it would be if development did not go forward and the mitigation measures
were not adopted, and concluded that "the project overall is deemed not to
have significant adverse impacts upon traffic and circulation."
The first draft became obsolete when it was decided to delete the 1986
mitigation measures. The drafters then took the position that the Project's
effect on traffic and circulation would not be significant if future congestion
would cause an intersection to deteriorate to below acceptable levels whether
or not the development went forward. [FN2] Thus, if an intersection would
deteriorate to LOS F even without the Project, the fact that the Project would
cause it to deteriorate even further was not deemed a significant effect. The
only exception recognized by the drafters resulted if it could be concluded
that the Project alone would cause an intersection's level of service to
deteriorate to below an acceptable level. Under such circumstances, the
drafters calculated the amount of traffic that would be generated by the
development by the year 2015. That figure was added to existing conditions. In
light of these calculations, the drafters found that traffic generated by the
Project alone would cause only one intersection to deteriorate to an
unacceptable level, and thus concluded that the Project would have a
significant effect only on that intersection.
FN2 The drafters' approach is
authorized by CEQA Guidelines, section 15130, subdivision (a)(4): "An EIR
may determine that a project's contribution to a significant cumulative impact
is de minimus and thus is not significant. A de minimus contribution means that
the environmental conditions would essentially be the same whether or not the
proposed project is implemented."
This approach was criticized for underrating the effect the Project would have
on traffic congestion by emphasizing the fact that traffic congestion would
increase whether or not the Project went forward. In addition, it was pointed
out that this approach failed to analyze the actual effect of the Project on
any intersection that would deteriorate to LOS F irrespective of the Project's
impact on traffic.
The drafters responded by taking a third approach. In brief, the drafters found
that development of the Project area would have a significant effect on traffic
by the year 2015 if traffic generated by the Project alone would cause an
intersection to deteriorate to an unacceptable level. They also found, however,
that the Project would have a significant effect on other intersections where
the traffic generated by the Project increased the "computed
volume/capacity ratio by more than 10%" [FN3] and the intersection would
deteriorate to an unacceptable level irrespective of Project-generated traffic.
The Addendum then concluded that the Project would have a significant effect on
traffic congestion at three intersections.
FN3 The "volume/capacity
ratio" measures the ability of a roadway to handle the volume of traffic.
If the amount of traffic on a roadway is equal to its capacity, the ratio will
be 1.00 That figure is reduced as the ability of a roadway to handle the volume
of traffic passing on it is reduced. A volume/capacity ratio between 0.80 and
0.89, for example indicates service at LOS D.
Although the methodology adopted by the drafters is difficult to follow, and
the fact that their approach evolved causes additional confusion, the drafters
did explain their theories, supported them by calculations and made no attempt
to hide the fact that the 1986 mitigation measures were being deleted. To the
contrary, the drafters were careful to explain that the earlier measures had
been deleted, and explained in detail their calculations of the impact the
Project would have on traffic within the Project area and on regional traffic
along the highways adjacent to the Project area. The FSEIR, accordingly,
contained an adequate explanation of the drafters' reasoning, and of the data
underlying that reasoning. We conclude that it fulfilled its informational
purpose as to identification of the significant effects the Project will have
on traffic and circulation.
2.
Identification and Analysis of Mitigation Measures
As discussed above, the FSEIR determined that
traffic generated by the Project would have a significant effect on three key
intersections. The FSEIR deleted the mitigation measures adopted in 1986,
reciting that they were considered but rejected as infeasible in part because
of a lack of funding, in part because they would require right-of-way takings
from the adjacent properties and, as to one intersection, because of concerns
expressed about the visual impact of the proposed improvement.
Petitioners do not complain about the FSEIR's findings that the 1986 mitigation
measures would require significant takings, or that they would have a negative
visual impact on one intersection. They note, however, that the County has
raised slightly over $2 million dollars through an "Airport Industrial
Area Mitigation Fee," [FN4] and suggest that the FSEIR erroneously
concluded that the County cannot fund the 1986 mitigation measures. Fee-based
infrastructure can be an adequate mitigation measure under CEQA (Save Our
Peninsula Committee v. Monterey County Bd. of Supervisors, supra, 87
Cal.App.4th at p. 140), and can be particularly useful where, as here, traffic
congestion results from cumulative conditions, and not solely from the
development of a single project. (Ibid.) It therefore is somewhat surprising
that the FSEIR contains no discussion of the Airport Industrial Area Mitigation
Fee, and only a very limited discussion of the possibility of using that or
other fees as a means of mitigating the Project's future effect on traffic.
FN4 We take judicial notice of
Napa County Board of Supervisors Resolutions Nos. 90-152 and 98-117, describing
the mitigation fee. The County adopted the mitigation fee in 1990, "to
provide for the orderly development of the area around the Napa County Airport
and to provide sufficient road improvements to accommodate the traffic which
will be generated by the new development." As of February 28, 2000,
$2,000,389.71 had been raised, including interest. These funds are earmarked
for improvements to the Project's internal roadways at such time as the
development required them to be constructed. It also is to be used to pay for
the area's proportionate share of future improvements to two state highway
intersections. Other improvements discussed in the 1986 EIR were not included in
the fee program either because it was concluded that they were not needed, or
because it was concluded that the benefit to the public outweighed the
associated responsibility of the airport area developers.
Petitioners, however, do not contend that the FSEIR should have included a
discussion of a traffic mitigation fee as a potential mitigation measure. They
argue that the money the County has raised, or reasonably can be expected to
raise, by means of the Airport Industrial Area Mitigation Fee, will be
sufficient to fund the needed roadway improvements. The cost of the highway
improvements, however, is far greater than $2 million; indeed, the County
estimates that the improvements will cost $70 million. In addition, because the
Project will cause only a small percentage of the projected traffic congestion,
the County cannot insist that developers within the Project area shoulder the
bulk of the expense for the needed highway improvements as a means of
alleviating that congestion. Mitigation measures must be roughly proportional
to the impacts of a project. (CEQA Guidelines, § 15126.4, subd. (a)(4)(B).)
Although the existing mitigation fee appears to be a reasonable attempt to have
developers pay their proportionate share of the cost of needed highway improvements,
and the continued use of such fees undoubtedly would be useful, it cannot
reasonably be argued that the funds that the County already has raised or that
it reasonably can expect to raise in the future, will be enough to mitigate the
effect on traffic that will result from cumulative conditions. [FN5]
FN5 CEQA Guidelines, section
15130 requires a discussion of cumulative impacts on the environment when a
project's incremental effect is cumulatively considerable, and subdivision
(a)(3) of that guideline provides that a project's contribution to a
significant cumulative impact may be rendered less than "cumulatively
considerable if the project is required to implement or fund its fair share of
a mitigation measure or measures designed to alleviate the cumulative
impact." The FSEIR, therefore, could have considered if the Project's
impact on traffic and circulation could be reduced to "less than
cumulatively considerable," by the adoption of a fee-based infrastructure
program.
In addition, the record discloses that a number of agencies, most particularly
the City of Napa, criticized the drafters' first attempt to determine
significant impacts (which still assumed that the 1986 mitigation measures
would be implemented) because local funding was inadequate to cover the costs
of those measures, Caltrans's money was committed to other projects and there
simply was no reason to assume that funding was or would be available. The
record therefore fully supports the conclusion that the mitigation fee will not,
cannot, and should not pay for the roadway improvements needed to obtain
acceptable levels of service along the highways adjacent to the Project area.
For similar reasons it is unpersuasive that the record contains evidence that
other localities are funding state highway improvements through local tax
measures. [FN6] Petitioners have made no showing that the County has the
capability to raise taxes for purposes of highway improvements.
FN6 Petitioners cite to a
memorandum from the County's Department of Public Works, asserting that it
provides evidence that other localities are funding state highway improvements
through local tax measures. In fact, the memorandum points out the difficulties
trying to solve highway congestion by means of locally financed improvements,
particularly when the congestion is the result of regional, rather than local,
traffic patterns. The memorandum suggests that alternative routes for access be
developed for those times when the state highways are congested. It recognizes
that "Most of the work being done today on the inner Bay Area highways is
being funded by locally approved sales tax measures. If Caltrans is not
forthcoming with an appropriate solution to funding the capacity demands of
their highway
system in the future, the County
may also need to consider similar alternative funding mechanisms to solve
congestion in a more timely way."
We find that the record supports the FSEIR's conclusion that the 1986
mitigation measures could not be accomplished in a successful manner within a
reasonable period of time, and thus were infeasible.
The FSEIR declined to analyze other possible improvements to the state highways
as mitigation measures because, although they could reduce congestion, they
would not reduce congestion to an acceptable level, and "they would not
really solve the problem facing the corridor as a whole; and it is thus not
possible to say that they are projects that are worth pursuing, even as interim
measures." These findings also are supported by the record.
After rejecting all proposed highway improvements, the FSEIR recited: "...
The greater global problem is that there is currently no consensus within the
County on how to deal with expected congestion [along the major County
corridor]. Without an overall concept for the corridor, it is difficult, and,
in the view of the authors, unwise to propose stand-alone mitigation measures.
This is largely because traffic from [the Project] is an important but still
minority portion of the traffic growth expected within the corridor in the next
20 years. The overall growth in traffic dominates the future demand for
improved traffic service, and any improvements due to the [Project] must fit
within a logical framework of response to future growth. [ ] In the view of the
authors of this document, a better approach would be to recognize that Napa
County faces significant problems throughout the length of this corridor.... We
believe that a better approach than attempting to assign responsibility via the
standard type of impact analysis discussed above would be for the County to
initiate a corridor study to develop acceptable solutions and to develop a
funding plan."
The FSEIR, accordingly, set forth a single mitigation measure, reciting:
"A corridor-wide study of traffic impacts and potential solutions,
including a review of potential funding sources and potential legislative
remedies to the impacts of non-Napa-County traffic growth, should be initiated
by the County with the support of all jurisdictions neighboring the Airport Specific
Plan Area. The study should cover SR 29 from the Napa/Solano County border to
the SR 12/29/121 intersection and all of SR 12 from the Solano County Line to
the Sonoma County Line. Development projects within the Napa Airport Specific
Plan should be assessed a fair-share fee to be contributed to the cost of this
study. Depending on the eventual results of the study, development within the
airport may also be assessed fees for fair-share costs of improving the roadway
system itself. The proposal for a study of the corridor is not intended as a
replacement for fair-share contributions to eventual physical mitigation
measures."
A study, such as that proposed by the County, may be a mitigation measure if
there is a definite commitment both to produce the study and to take such
mitigation measures as are recommended by it. (See Federation of Hillside
& Canyon Associations v. City of Los Angeles, supra, 83 Cal.App.4th at
pp. 1261-1262; Rio Vista Farm Bureau Center v. County of Solano, supra,
5 Cal.App.4th 351, 377 and Sacramento Old City Assn. v. City Council
(1991) 229 Cal.App.3d 1011, 1026-1030 [280 Cal.Rptr. 478].) As will be
discussed further, in connection with the issue of consistency between the
Updated Specific Plan and the County's General Plan, the County has made only a
limited commitment to participate in the study recommended by the FSEIR. The
study, accordingly, cannot be deemed a true mitigation measure. That a proposal
was mislabeled a mitigation measure, however, does not by itself invalidate the
FSEIR.
Petitioners make no claim that there were other measures for mitigating the
impact the Project would have on traffic that should have been analyzed or
should have been adopted as feasible. [FN7]
FN7 Petitioners, however, did
complain that the FSEIR does not indicate
how or when the proportional
fair share is to be computed, if ever. They do not renew this complaint in
their appellate briefs, it is not addressed by the County and it will not be
addressed here other than to mention that such a computation reasonably might
be a part of a discussion of fee-based mitigation measures.
We conclude that the FSEIR adequately identifies the Project's significant
effects on traffic. It could have discussed the efficacy of imposing a
mitigation fee or of using the existing mitigation fee as means of providing
some funding for highway improvements, but the available evidence indicates
that it would be unreasonable to view such fees as a potential solution to the
region's traffic and circulation problems. In short, the FSEIR adequately
identified and analyzed mitigation measures, and adequately stated its reasons
for rejecting the mitigation measures adopted in 1986.
B.
Housing
1.
Identification of Significant Effects
CEQA Guidelines, section 15126,
subdivision (d), requires an EIR to discuss the "Growth-Inducing Impact of
the Proposed Project." Guidelines, section 15126.2, subdivision (d),
elaborates: "... Discuss the ways in which the proposed project could
foster economic or population growth, or the construction of additional
housing, either directly or indirectly, in the surrounding environment....
Increases in population may tax existing community service facilities,
requiring construction of new facilities that could cause significant
environmental effects. Also discuss the characteristic of some projects which
may encourage and facilitate other activities that could significantly affect
the environment, either individually or cumulatively. It must not be assumed
that growth in any area is necessarily beneficial, detrimental, or of little
significance to the environment."
The Updated Specific Plan does not call
for the construction of any housing in the Project area, and its proximity to
the airport renders it unsuitable for housing. The County's position was and is
that because there is no provision for housing units within the Specific Plan
area, the proposed development has no direct impact on housing, and thus no
significant effect on the environment requiring discussion in the FSEIR.
Petitioners' position is that because the Project will create jobs, and the
creation of jobs will bring people into the area, the FSEIR was required to
analyze the resulting housing needs. We will find that the FSEIR was indeed
required to discuss such housing needs as reasonably might be generated by the
Project, but not in great detail. We also will find that the FSEIR, including
an attached "Market and Jobs/Housing Analysis," contains an adequate
discussion of these housing needs.
In arguing that the Project will have no significant effect on housing, the
County relies, in part, on CEQA Guidelines, section 15131. Subdivision (a) of
CEQA Guidelines, section 15131, recognizes that a project may have economic and
social effects that do not themselves cause a physical change in the
environment, or act only indirectly to cause a physical change in the
environment. It recognizes that CEQA applies only if a project causes a
physical change, and accordingly provides that the EIR need not include a
discussion of economic or social effects that do not cause a physical change.
If the anticipated economic or social effects will create a chain of cause and
effect that will result in a change in the environment, the intermediate
economic or social changes need not be analyzed in any detail; "[t]he
focus of the analysis shall be on the physical changes." The County argues
that because the Project calls for no construction of housing units, the
Project's impact on housing is merely an intermediate step on the chain of
cause and effect, and therefore need not be discussed in the FSEIR.
CEQA Guidelines, section 15131, does not, however, preclude the necessity for
EIR review of a project simply because the project itself does not include
action that will have a significant effect on the environment. It distinguishes
between a project's effects on the social or economic environment and its
effects on the physical environment, providing that EIR review is not required
absent some resulting effect on the physical environment. Thus, for example, a "social"
impact, such as overcrowding in a classroom is not a "significant
effect" requiring analysis unless the overcrowding will be so great as to
have an effect on the physical environment by requiring the construction of
additional classrooms. (Goleta Union School Dist. v. Regents of University
of California (1995) 37 Cal.App.4th 1025, 1032 [44 Cal.Rptr.2d 110].)
It also is settled that the EIR must discuss growth-inducing impacts even
though those impacts are not themselves a part of the project under consideration,
and even though the extent of the growth is difficult to calculate. The case
law supports this distinction. The court in City of Antioch v. City Council
(1986) 187 Cal.App.3d 1325 [232 Cal.Rptr. 507] found that a project required an
EIR notwithstanding that the project itself involved only the construction of a
road and sewer project which did not in and of themselves have a significant
effect on the environment. The court recognized that the sole reason for the
construction was to provide a catalyst for further development in the immediate
area. It held that because construction of the project could not easily be
undone, and because achievement of its purpose would almost certainly have
significant environmental impacts, the project should not go forward until such
impacts were evaluated in the manner prescribed by CEQA. (Id. at pp.
1337-1338.)
In Stanislaus Audubon Society, Inc. v. County of Stanislaus (1995) 33
Cal.App.4th 144 [39 Cal.Rptr.2d 54], the court considered a proposed
construction of a country club and golf course and attendant facilities. It was
contended there that an EIR was not required because the growth-inducing
impacts of the proposed project were too remote or speculative, and EIR's would
be prepared in connection with any application for a housing development. The
court responded, "The fact that the exact extent and location of such
growth cannot now be determined does not excuse the County from preparation of
an EIR.... [R]eview of the likely environmental effects of the proposed country
club cannot be postponed until such effects have already manifested themselves
through requests for amendment of the general plan and applications for
approval of housing developments." (Id. at pp. 158-159, fn.
omitted.)
It follows that an agency cannot avoid the EIR process simply because a project
does not itself call for the construction of housing or other facilities that
will be needed to support the growth contemplated by the Project. It does not
follow, however, that an EIR is required to make a detailed analysis of the
impacts of a project on housing and growth. Nothing in the Guidelines, or in
the cases, requires more than a general analysis of projected growth. The
detail required in any particular case necessarily depends on a multitude of
factors, including, but not limited to, the nature of the project, the
directness or indirectness of the contemplated impact and the ability to
forecast the actual effects the project will have on the physical environment.
In addition, it is relevant, although by no means determinative, that future
effects will themselves require analysis under CEQA.
We also do not believe that EIR review can be avoided simply because the
Project's effect on growth and housing will be felt outside of the project
area. Indeed, the purpose of CEQA would be undermined if the appropriate
governmental agencies went forward without an awareness of the effects a
project will have on areas outside of the boundaries of the project area. That
the effects will be felt outside of the project area, however, is one of the
factors that determines the amount of detail required in any discussion. Less
detail, for example, would be required where those effects are more indirect
than effects felt within the project area, or where it is be difficult to
predict them with any accuracy.
The issue in City of Antioch and Stanislaus Audubon Society was
whether it was necessary to prepare an EIR at all in connection with the
contemplated projects. Those cases, however, also illustrate situations requiring
more detail in the EIR than we believe is required in the present case. Each
case involved a project that was simply the first step in the development of a
particular area. To permit them to go forward without analyzing the effect of
the ultimate development as a whole, therefore, would result in a
"piecemeal review in which 'environmental considerations ... become
submerged by chopping a large project into many little ones-each with a minimal
potential impact on the environment-which cumulatively may have disastrous
consequences.' [Citations.]" (City of Antioch v. City Council, supra,
187 Cal.App.3d at p. 1333.) Here, in contrast, the Project contemplates not
just the first step of the development of the Project area, but the area's full
development, and the FSEIR contains an analysis of the full extent of the
contemplated development of the Project area. In addition, although the
Project-induced growth inevitably will have an effect on the physical
environment, unlike the situations in City of Antioch, and Stanislaus
Audubon Society, this effect will be diffused over a large, undefined area.
It also is true that there are a greater number of variables in the present
case than existed in City of Antioch, Stanislaus Audubon Society,
and similar cases, rendering it even more difficult to predict the location of
anticipated housing with any accuracy.
Nonetheless, in order to fulfill its purpose as an informational document, the
FSEIR should, at a minimum, identify the number and type of housing units that
persons working within the Project area can be anticipated to require, and
identify the probable location of those units. The FSEIR also should consider
whether the identified communities have sufficient housing units, and
sufficient services, to accommodate the anticipated increase in population. If
it is concluded that the communities lack sufficient units and/or services, the
FSEIR should identify that fact and explain that action will need to be taken
to provide those units or services, or both. Because it cannot be known if the
Project will cause growth in any particular area, and because the Project most
likely will not be the sole contributor to growth in any particular area, it is
not, however, reasonable to require the FSEIR to undertake a detailed analysis
of the results of such growth.
With this in mind, we turn to the FSEIR's actual discussion of housing impacts.
The FSEIR found that the Project would create a need and opportunity for
employment, concluding that it would result in a need for additional housing
units at locations outside of the Project area. It reasoned, however, that it
was impossible to discuss the environmental effects such units would have
because "the nature and extent of future, indirect development is not
known at this time." The FSEIR therefore simply declined to consider the
possible effects the Project might have on housing in surrounding communities.
This discussion, in and of itself, is inadequate.
CEQA Guidelines, section 15131, subdivision (c), however, provides:
"Economic, social, and particularly housing factors shall be considered by
public agencies together with technological and environmental factors in
deciding whether changes in a project are feasible to reduce or avoid the
significant effects on the environment identified in the EIR. If information on
these factors is not contained in the EIR, the information must be added to the
record in some other manner to allow the agency to consider the factors in
reaching a decision on the project." In the present case, a Market and
Jobs/Housing Analysis is appended to the Updated Specific Plan. This plan seems
to make exactly the projections that the FSEIR declares cannot be made,
detailing the types of businesses that can be expected to locate within the
Project area, the rate at which acreage within the area can be expected to be
"absorbed" into each type of projected land use and the number of
employees that each type of business can be expected to add. It concludes that
by the year 2015, an additional 9,881 employees will be added to area,
requiring construction of an additional 5,457 housing units. It projects the
number of units required by income ("very low," "low,"
"moderate" and "above moderate"), and it explores the
possibility of locating the majority of the units in the City of Napa and/or in
American Canyon.
We find that the FSEIR, including the Market and Jobs/Housing Analysis,
adequately fulfills the FSEIR's informational purpose, and that the FSEIR,
accordingly, contains an adequate discussion of housing.
2.
Identification and Analysis of Mitigation Measures
As the FSEIR concluded that the
Project would not have any significant effect on housing, it also did not
discuss any mitigation measures directed at the effect the Project would have
on housing. As discussed above, we disagree with the first conclusion, but find
that the FSEIR, together with the Market and Jobs/Housing Analysis, provides an
adequate discussion of the impact the Project can be expected to have on growth
and housing in outlying areas. The question now is whether the FSEIR is
deficient in failing to discuss measures that might mitigate that impact.
Neither CEQA itself, nor the cases that have interpreted it, require an EIR to
anticipate and mitigate the effects of a particular project on growth on other
areas. In circumstances such as these, we think that it is enough that the
FSEIR warns interested persons and governing bodies of the probability that
additional housing will be needed so that the they can take steps to prepare
for or address that probability. The FSEIR need not forecast the impact that
the housing will have on as yet unidentified areas and propose measures to
mitigate that impact. That process is best reserved until such time as a
particular housing project is proposed.
C.
Treatment of Wastewater and Sources of Water
1.
Identification of Significant Effects
The FSEIR provides a detailed analysis of the amount
of wastewater that will be generated by users within the Project area, and the
amount of water that will be consumed by those users. [FN8] It reports that,
for the most part, main pipelines and related infrastructure for both
wastewater and water are in place. It assumes that wastewater will be treated,
as it is now, by the Soscol Treatment Plant. It reports that the Soscol Treatment
Plant is close to capacity, and will not be able to treat additional wastewater
generated by the Project. The FSEIR further reports, however, that American
Canyon is expected to enter into an agreement with the City of Vallejo that
should allow American Canyon to send its wastewater to Vallejo for treatment,
rather than to the Soscol Treatment Plant, which then will have the capacity to
treat wastewater from the Project area. It also reports that there are plans to
expand the Soscol Treatment Plant to provide capacity for all wastewater
generated within the Napa Sanitation District (NSD) service area through the
year 2020, and that funds are available for that expansion. The FSEIR points
out, however, that "[w]hile new facilities are being planned by the NSD
and financing methods are available, there would be an interim period prior to
the completion of improvements in which the biological treatment capacity of
the existing facility may be inadequate, resulting in a significant impact upon
the adequacy of wastewater service."
FN8 The FSEIR's analysis does
not extend to the residential needs for water and treatment of wastewater tied
to any housing units that may be constructed in other areas as a result of the
Project. As discussed, ante, such an analysis is best left to the time
when housing is proposed.
The FSEIR does not discuss the possibility that it might become necessary to
treat wastewater from the Project at some facility other than the Soscol
Treatment Plant, and therefore does not address the impacts of any alternative
means of treatment.
As to water use, the FSEIR assumes that water to the Project area will be
supplied in the future, as it is supplied now, by American Canyon. American
Canyon receives water from the State Water Project via the North Bay Aqueduct
(NBA). The FSEIR reports that at present, American Canyon uses less than one-
half of the amount of water allocated to it, but it appears that by the year
2015, the combined needs of the city and the Project will exceed American Canyon's
NBA allotment. The FSEIR further reports that American Canyon is in the process
of reaching an agreement with the City of Vallejo that will permit American
Canyon to purchase additional water from a water treatment facility in that
nearby town. The FSEIR assumes that this water will prevent the anticipated
shortfall. It therefore concludes that the Project's demand for water will not
result in a significant effect.
It has been held that an EIR is inadequate if it fails to identify at least a
potential source for water. In *373
Stanislaus Natural Heritage Project v. County of Stanislaus (1996) 48
Cal.App.4th 182 [55 Cal.Rptr.2d 625], for example, the failure to identify a
source of water beyond the first five years of development rendered the EIR
inadequate, although the developer was pursuing several possible sources. It
also has been held that an EIR is inadequate if the project intends to use
water from an existing source, but it is not shown that the existing source has
enough water to serve the project and the current users. (Santiago County
Water Dist. v. County of Orange (1981) 118 Cal.App.3d 818 [173 Cal.Rptr.
602].) On the other hand, it has been held that an EIR is not required to
engage in speculation in order to analyze a "worst case scenario." (Towards
Responsibility in Planning v. City Council (1988) 200 Cal.App.3d 671 [246
Cal.Rptr. 317] (hereafter TRIP).) In that case, the court held that an
EIR was not required to analyze the effects that would result from the
construction of a sewage treatment facility, when (1) all indications suggested
that the facility would never be needed, and (2) the facility-if it was
constructed-would be subjected to its own environmental review.
The present situation falls somewhere between that at issue in TRIP on
the one hand, and those in Stanislaus and Santiago, on the other.
In TRIP, affected cities had entered into agreements designed to provide
service sufficient to meet the project's needs. In the present case, the
necessary agreements have not yet been reached, and as the Project has no
control over those agreements, it cannot ensure that they will be reached.
Unlike the EIR in Santiago, the FSEIR does consider the impact of the
Project's needs on the area's resources and the ability of those resources to
meet the demands of other users. Unlike the situation in Stanislaus, the
FSEIR has identified sources for water and facilities for the treatment of
wastewater, although their availability has not been absolutely established.
Moreover, the FSEIR analyzes the capacities of the existing systems and
concludes that the anticipated resources, if available, will be able to handle
the Project area's needs for water and disposal of wastewater.
It follows that a compromise between the positions adopted in those cases is in
order. We conclude that the FSEIR need not identify and analyze all possible
resources that might service the Project should the anticipated resources fail
to materialize. Because of the uncertainty surrounding the anticipated sources
for water and wastewater treatment, however, the FSEIR also cannot simply label
the possibility that they will not materialize as "speculative," and
decline to address it. The County should be informed if other sources exist,
and be informed, in at least general terms, of the environmental consequences
of tapping such resources. Without either such information or a guarantee that
the resources now identified in the FSEIR will be available, the County simply
cannot make a meaningful assessment of the potentially significant environmental
impacts of the Project. (See Sierra Club v. State Bd. of Forestry (1994)
7 Cal.4th 1215, 1237 [32 Cal.Rptr.2d 19, 876 P.2d 505].)
2.
Identification and Analysis of Mitigation Measures
The FSEIR set forth the following
measures to mitigate the impact the Project can be expected to have on
treatment of wastewater at the Soscol Treatment Plant during the "interim
period" before the plant completes the planned expansion and before
American Canyon diverts its wastewater to Vallejo: (1) "Prior to permit
approval, the NSD should review all new large development proposals to
determine their ability to service the site"; (2) "[I]ndustries that
produce large volumes of sewage should provide on-site pretreatment and storage
of wastes for a controlled release into the sewer system"; and (3)
"Temporary treatment and/or storage ponds should be provided to increase
the biological treatment capacity of the existing facilities pending the
implementation of the planned Soscol Treatment Plant expansion."
Once the FSEIR concluded that the Project would have no significant effect on
water resources, it became unnecessary for it to analyze measures that would
mitigate the Project's effect on water sources. The FSEIR nonetheless set forth
the following general policies, characterizing them as mitigation measures: (1)
"The County should coordinate future projects and associated water demand
in the Plan Area with American Canyon and the NSD to further ensure that
adequate water supplies and treatment are provided in a timely manner";
(2) "The County should promote the design, utilization and construction of
water conservation devices within proposed buildings and landscape plans";
and (3) "The County should promote the utilization of reclaimed water to minimize
potable water use."
These measures and policies would be adequate if the identified sources for
water and treatment of wastewater were certain. As they are not certain,
however, and as we have found that the FSEIR is inadequate in failing either to
identify new sources or to report that none is available, the FSEIR also is
inadequate in failing to identify and analyze appropriate mitigation measures
related to the alternative sources, if any. In theory, at least, the FSEIR also
could state a mitigation measure that would prevent development if the
identified sources fail to materialize. As it stands, however, the FSEIR's
discussion of wastewater and water is inadequate.
Conclusion
In conclusion, the FSEIR's
identification of significant effects, and its discussion of mitigation
measures relating to traffic, is adequate. Its identification of significant
effects on growth and housing is adequate. It need not include a discussion of
mitigation measures related to future growth outside of the Project area,
notwithstanding that the Project may contribute to that growth. The FSEIR,
however, is inadequate in failing to identify and analyze alternative sources
for water and resources for treatment of wastewater. As no such resources and
sources have been identified, we cannot and do not here determine what kind of
analysis of them might be required or whether there are mitigation measures
relating to them that need to be discussed.
Consistency
of Updated Specific Plan with County's General Plan
A.
Relevant Provisions of the County's General Plan
The circulation element of County's General Plan
recognizes six levels of traffic congestion, LOS A through LOS F. The General
Plan recites that roadways operating at LOS D or lower are candidates for
improvement. It estimates the increase in number of trips over the county's
roadways as can be expected to occur as the County and surrounding areas are
developed and their populations grow, concluding that by the year 2000,
assuming no major changes are made in the highway system, the average peak hour
traffic conditions will have reached or exceeded LOS D along a number of
roadways in the Project area.
The General Plan includes "Goals" of developing a comprehensive
circulation system for the County and of improving the county roadway system so
as to increase the area's ability to handle current and future traffic. It
includes a supplementary "Policy Guidelines" designed to
"[c]ontinue or commence planning and engineering activities to improve
levels of service" on designated "critical links in the highway
system." It then describes a number of projects that would improve the
levels of service on these highways, and sets forth a recommended improvement
program for the County through the year 2000. Included in these improvements
are the improvements adopted in the 1986 Specific Plan but not carried forward
into the 1998 Updated Specific Plan. [FN9]
FN9 For example, Policy
Guideline 2a(2) concerns widening State Route 29 to six lanes between State
Route 12 and American Canyon Road (a portion of State Route 29 that borders the
Project area). As to that project, the General Plan's transportation system
improvement program recommends that preliminary plans, cost estimates and an
EIR be prepared from 1982-1987, that final construction documents be prepared
from 1988-1992 and that the improvements be constructed from 1993-2000. The
1986 Specific Plan,
similarly, set forth a
suggested capital improvement of widening State Route 29 from four to six lanes
between State Route 221 and American Canyon Road. The 1998 Updated Specific
Plan does not include such an improvement.
The General Plan's housing element recognizes the County's
"responsibilities under Measure A [the County's 'Slow-Growth
Initiative']," Measure J (the "Agricultural Lands Preservation Initiative")
"and State Housing laws to address its housing needs independently and in
concert with other local, regional, state and national private and public
sector organizations." It acknowledges the objectives of the Association
of Bay Area Governments (ABAG) "a. To increase the housing supply in
accord with the Region's needs," "b. To maintain and improve existing
housing so that it can better fill the Region's needs," and "c. To
expand and conserve housing opportunities for lower income people." The
General Plan sets forth eight "Goals," which can be summarized as:
(1) facilitate the implementation of housing element programs for all economic
segments of the population residing in the unincorporated areas of the County;
(2) ensure that the County housing stock is continually maintained or upgraded
for quality, safety and livability; (3) ensure that the designated County
residential areas are continually maintained or improved for quality, safety
and livability; (4) encourage choice and economic integration and eliminate
discrimination based on improper factors; (5) ensure that lower and middle
income housing in unincorporated County areas is maintained and developed in
ways that increases the level of home ownership of low-income families and
minimizes the need for employment-related private transportation; (6) encourage
coordination between private and public parties to regulate, develop and make
available housing stock; (7) work with cities, government, citizens, and the
private sector to plan for housing services, facilities and accommodations,
including housing; and (8) encourage energy efficiency.
The General Plan states many "Policies" and "Objectives"
designed to further these Goals. The General Plan does not require the County
to build any housing units or to fund any housing, but it does require the
County to continue programs that will promote housing, and requires the County
to take action such as working with its cities, or with public and private
groups, to promote the creation of affordable housing and to obtain funding for
low-income households. Under Goal 5, concerning housing location, density and
timing, the General Plan states policies of concentrating housing in urban
areas. Policy 5.2 provides: "The County will assume that the density of
urban development in the American Canyon Area precludes extensive future
subdivision activity based on septic tanks and wells." Policy 5.8
provides: "The County will encourage the construction of residential units
in commercial and industrial development to service jobs created by such
development." Under Goal 6, concerning urban facilities and services, the
General Plan states policies of ensuring that sufficient services are available
to the County's housing units. Again, the General Plan does not define any
particular action that the County should take; it simply provides that the
County will discourage some kinds of development, encourage other kinds of
development and will work with the owners of utilities.
B.
Relevant Provisions of Updated Specific Plan
The circulation element of the
Updated Specific Plan does not include any specific highway improvements. It
also does not include any detailed statements of goals or policies comparable
to those set forth in the General Plan. It recites that "[a] primary purpose
of the circulation and transportation system is to improve regional access and
to facilitate efficient local access throughout the Plan Area in a
cost-effective manner." It includes two "Roadway System
Objectives": "a) Where feasible, improve regional access to the Plan
Area. b) Coordinate the local and regional roadway system into a logical,
integrated circulation network." Finally, it provides: "Design, size,
and improve roadways to adequately meet future traffic demands, consistent with
County standards and additional standards set forth herein."
The Updated Specific Plan contains no housing element. Its only discussion of
housing points out that the plan "does not change the amount of land
designated for housing or increase or reduce the existing opportunities for
housing development. Consequently, the Specific Plan is consistent with the
existing Napa County Housing Element." The Updated Specific Plan
nonetheless seeks to discourage "in-commuting" from areas outside the
County, and therefore proposes that the General Plan be amended to add the
following programs and measures: "(a) The County will seek to increase the
housing opportunities within the County's existing urban areas, given the
limitations of Measures 'A' and 'J', by: [a]uthorizing the development of
residential uses within urban areas designated for industrial uses in the
General Plan, on such designated parcels and areas on the east side of State
Highway 221, south of and including the State Hospital, and [ ] [w]orking with
the City of American Canyon to redesignate existing urban areas, adjacent to
the City but outside of its adopted Sphere of Influence as additional housing
opportunity sites. [ ] (b) The County will work with the cities of American
Canyon and Napa to develop and adopt agreements ... to jointly designate
appropriate housing sites which could be developed for housing."
C.
Effect of Failure to Adopt Affirmative Measures to Mitigate Adverse Effects
on
General Plan's Goals and Policies
"A project is consistent
with the general plan ' "if, considering all its aspects, it will further
the objectives and policies of the general plan and not obstruct their
attainment." ' [Citation.] A given project need not be in perfect
conformity with each and every general plan policy. [Citation.] To be
consistent, a [project] must be 'compatible with' the objectives, policies,
general land uses and programs specified in the general plan. [Citation.]"
(FUTURE v. Board of Supervisors, supra, 62 Cal.App.4th at p. 1336,
quoting from Corona-Norco Unified School Dist. v. City of Corona, supra,
17 Cal.App.4th at p. 994.)
General plans ordinarily do not state specific mandates or prohibitions.
Rather, they state "policies," and set forth "goals." The
County's General Plan is no exception, setting forth "goals" and
supplemental "policy guidelines," and outlining improvements that
would further these goals and policy guidelines. In finding that the Updated
Specific Plan was inconsistent with the County's General Plan, the trial court,
accordingly, found that it was fatally inconsistent with goals and policies set
forth in the County's General Plan.
The County first contends that the goals and policies stated in its General
Plan should not be viewed as directives, and the General Plan therefore should
be read as advisory rather than mandatory. This contention conflicts with the
recognition that consistency requires compatibility with the general plan's
" 'objectives, policies, general land uses, and programs.' " (Corona-Norco
Unified School Dist. v. City of Corona, supra, 17 Cal.App.4th at p. 994,
fn. 5.) The question is not whether there is a direct conflict between some
mandatory provision of a general plan and some aspect of a project, but whether
the project is compatible with, and does not frustrate, the general plan's
goals and policies.
The County next acknowledges that the Updated Specific Plan's circulation
element does not actually implement the goals and policies identified in the
General Plan. The County also recognizes that the Updated Specific Plan
requires no specific action that will further the General Plan's housing goals,
policies or objectives. The County argues, however, that it does not follow
that the Updated Specific Plan is inconsistent with the General Plan. It points
out that the Updated Specific Plan includes roadway objectives that echo the
General Plan's goals and policies, that the Updated Specific Plan does not harm
the quality or availability of existing housing stock or designated residential
areas, and that it does not conflict with the General Plan's goal of working
with cities, other governmental units, developers and citizens to plan for
housing. The County also points out, correctly, that the cases that have struck
down a specific plan for inconsistency with a general plan, have concerned more
than a failure to implement the general plan's goals and policies. In FUTURE
v. Board of Supervisors, supra, 62 Cal.App.4th 1332, for example, the
general plan specified that the designation "Low Density Residential"
would be restricted to lands contiguous to the identified areas. It was held
that a plan to develop housing designated "Low Density Residential"
in an area that was not contiguous to any identified area was inconsistent with
the general plan. (Id. at pp. 1340-1341.)
We are of the opinion that the consistency doctrine requires more than that the
Updated Specific Plan recite goals and policies that are consistent with those
set forth in the County's General Plan. We also are of the opinion that cases
such as FUTURE v. Board of Supervisors, supra, 62 Cal.App.4th 1332, do
not require an outright conflict between provisions before they can be found to
be inconsistent. The proper question is whether development of the Project Area
under the Updated Specific Plan is compatible with and will not frustrate the
General Plan's goals and policies. If the Updated Specific Plan will frustrate
the General Plan's goals and policies, it is inconsistent with the County's
General Plan unless it also includes definite affirmative commitments to mitigate
the adverse effect or effects.
We find support for this conclusion in Concerned Citizens of Calaveras
County v. Board of Supervisors (1985) 166 Cal.App.3d 90 [212 Cal.Rptr.
273]. The court in that case considered a possible conflict between the circulation
and land use elements of a general plan. The land use element recognized the
likelihood that the area's population would grow, and stated a goal of
encouraging commercial development to support that growth. The circulation
element, like the circulation element in the County's General Plan here,
recognized the limitations of the area's roadways, finding that the roadways
would not be able to handle a substantial increase in traffic. The circulation
element included no specific means of increasing the circulation of traffic
should growth occur, reciting that there were no funds available for any major
projects on the highways. The circulation element stated a "goal" of
encouraging the improvement of the highways, a "policy" of supporting
the state in any plans to improve state highways traversing the county, and an
"implementation measure" of lobbying for increased state funding for
state highway improvements. (Id. at pp. 100-102.) The court found that
the circulation and land use elements were internally inconsistent and
contradictory. It also held that "the general plan cannot identify
substantial problems hat will emerge with its state highway system, further
report that no known funding sources are available for improvements necessary
to remedy the problems, and achieve statutorily mandated correlation with its
land use element (which provides for substantial population increases) simply
by stating that the county will solve its problems by asking other agencies of
government for money." (Id. at p. 103.)
The question in Concerned Citizens was whether the general plan itself
was flawed because it included inconsistent provisions, while the question here
is whether the County's General Plan and the Updated Specific Plan contain
inconsistent provisions. Nonetheless, the essential holding of the court in Concerned
Citizens was that an inconsistency was created if the implementation of one
provision will frustrate a policy stated in a second provision and there is no
affirmative commitment to mitigate that adverse effect. The same principle
applies here. The County cannot state a policy of reducing traffic congestion,
recognize that an increase in traffic will cause unacceptable congestion and at
the same time approve a project that will increase traffic congestion without
taking affirmative steps to handle that increase. It also cannot state goals of
providing adequate housing to meet the needs of persons living in the area, and
at the same time approve a project that will increase the need for housing without
taking affirmative steps to handle that increase.
The County suggests that even if it is not enough that the Updated Specific
Plan states goals and policies similar to those stated in the General Plan, it
should be enough that the Updated Specific Plan recites that the County will
work towards improving the roadways and will work with nearby communities to
provide suitable housing. As we noted earlier, in connection with our
discussion of the EIR's analysis of mitigation measures for traffic and circulation,
an actual commitment to study a problem and to prepare and implement a plan to
mitigate that problem may be a valid mitigation measure. (See Federation of
Hillside & Canyon Associations v. City of Los Angeles, supra, 83
Cal.App.4th at pp. 1261-1262; Rio Vista Farm Bureau Center v. County of
Solano, supra, 5 Cal.App.4th 351, 377; Sacramento Old City Assn. v. City
Council, supra, 229 Cal.App.3d at pp. 1026-1030.) The Updated Specific
Plan, however, makes no binding commitment to do anything to alleviate the
impact the Project will have on traffic and housing.
Finally, the County, while acknowledging that the Project will create a need
for housing for persons working within the Project area, also claims that the
record discloses that development in the Project Area will not create a need
for housing units. This claim is based on the Jobs and Housing Impact Analysis
appended to the Updated Specific Plan. The Analysis discloses that as of the
time it was prepared there were more housing units than jobs in American Canyon
and Napa City. It predicts that the same kind of jobs/housing imbalance will
exist in those cities in the future. The analysis also, however, points out
that the opposite is true for the three small Upvalley cities (St. Helena,
Calistoga and Yountville) and for the unincorporated County. It further
predicts that by the year 2015 there will be an overall housing shortage in the
County of 6,650 units. As discussed earlier, the analysis estimates that 5,457
housing units will be needed to support the employees that can be expected to
work in the Project area. The record, accordingly, does not support the
County's claim.
D.
Water and Wastewater
The parties did not argue in the
trial court that the Updated Specific Plan's discussion of water and wastewater
was inconsistent with the County's General Plan, and have not furnished us with
a copy of the General Plan's conservation element which, presumably, includes a
discussion of those topics. The County's conclusion that the Updated Specific
Plan is consistent with the General Plan's conservation element is, however,
invalidated by the fact that the FSEIR does not contain an adequate discussion
of these topics.
Steelhead
Trout
CEQA Guidelines, section 15065, subdivision (a),
provides that an agency shall find that a project has a significant effect on
the environment if the project has the potential to "reduce the number or
restrict the range of an endangered, rare or threatened species." The
trial court ruled that the FSEIR was inadequate in that it did not investigate
and make findings as to the impact the Updated Specific Plan would have on
Steelhead Trout, an endangered species. The County contends that the trial
court was not entitled to make this ruling because the question of the effect
of the Project on Steelhead Trout had not been adequately raised at the
administrative level.
The 1986 Specific Plan, and the various drafts of the Updated Specific Plan,
called for a number of measures designed to protect the integrity of the area's
creeks and wetlands, including a 150-foot setback along Soscol Creek and a 75-
foot setback along Fagan Creek. The draft EIR generally discussed the effect of
the Updated Specific Plan on aquatic habitat and special status species,
concluding that measures incorporated into the Updated Specific Plan-including,
presumably, the creek setbacks-would reduce the effect of the project to an
acceptable measure. The draft EIR, however, was silent as to Steelhead Trout, a
species that at that time was not listed as endangered. The County certified
the FSEIR on April 21, 1998. The FSEIR, like the draft EIR, was silent as to
Steelhead Trout, notwithstanding that by that time the Steelhead Trout had been
identified as an endangered species.
Although it had certified the FSEIR, the County did not adopt the Updated
Specific Plan until October 20, 1998. Instead, it continued to hold public
hearings and receive letters and comments from interested persons, later
amending the FSEIR as a result of this process. Public Resources Code section 21177
provides, as relevant here, "(a) No action or proceeding may be brought
... unless the alleged grounds ... were presented to the public agency orally
or in writing by any person during the public comment period provided by this
division or prior to the close of the public hearing on the project before the
issuance of the notice of determination." The County accordingly concedes
that comments made and letters received after the FSEIR was certified, but
before the Updated Specific Plan was adopted, may be considered in determining
if the issue of Steelhead Trout was raised at the administrative level.
The subject of Steelhead Trout first was mentioned on April 28, 1998, during a
discussion of creek setbacks. An attorney, representing a property owner, complained
that the Updated Specific Plan allowed no development within a 150- foot
setback along Soscol Creek, stating that the setback deprived him of the use of
his property. He sought a statement in the plan that a 50-foot setback would be
permitted if the applicant could convince the Fish and Game Department that
water quality would be protected. The same attorney, representing another
property owner, also sought a provision in the Updated Specific Plan that would
permit a property owner to trade open space for a reduction of a setback,
referring in this case to Fagan Creek.
The County, the attorney representing the landowners, and several other
persons, discussed the possibilities of creating a variance procedure for
setbacks along one or more creeks within the Specific Plan area, or for
reducing the setbacks to 50 feet. Several commentators spoke in support of
maintaining a 150-foot setback in order to preserve water quality. One of the
supervisors pointed out that Soscol Creek is a known fishery that includes
Steelhead spawn. This supervisor later pointed out that Fagan Creek is the
fresh water supply for the Fagan Marsh Ecological Reserve, a valuable wetland
habitat, urging the County to recognize that there are significant ecological
reasons for preserving setbacks. A representative of the Friends of the Napa
River also spoke at length about the importance of preserving the 150-foot
setback limits, pointing out, among other things, that developers already were
"asking for variances to these riparian corridors in order to place
industrial buildings on these valuable watershed land[s]."
A letter from American Canyon, dated May 11, 1998, complains that the FSEIR
fails to designate California Coast Steelhead Trout as an endangered species,
asserting that "This endangered species designation relates directly to an
issue raised at the last hearing ... wherein it was requested that to avoid a '
takings claim' that the riparian set back along ... Soscol and Fagen Creeks
should be modified from ... 150 to [no more than] 50 feet." American
Canyon continued, "Should this occur, not only is this a substantive
change in the Specific Plan, but also an impact bearing directly on the habitat
of the designated endangered species which is not acknowledged or assessed
presently in the FSEIR." In addition, American Canyon's vice-mayor
complained at a later hearing, "I have a problem with Fagan Creek. Nothing
seems to be being done about the [S]teelhead [T]rout that seems to [exist] in
the Napa River and its tributaries."
As a result of these proceedings, the Updated Specific Plan was amended to
permit variances when "the required creekside setbacks do not
substantially advance a legitimate government interest or [deny] a property
owner economically viable use of the land (or whatever is the current legal
standard in effect for a 'takings' claim under the Fifth Amendment at the time
the applicant seeks a variation from the requirements of this Specific
Plan)." The amendment did not change the existing setbacks of 150 feet for
Soscol Creek and 75 feet for Fagan Creek. The FSEIR was not amended to list
Steelhead Trout as an endangered species, and it did not consider the effect of
the Project, including the setbacks, on Steelhead Trout. It also did not
consider whether the variances permitted under the amended Updated Specific
Plan might have an effect on aquatic habitat.
The record does not indicate that any further challenge was made at the
administrative level as to the failure of the FSEIR to address issues relating
to Steelhead Trout.
In arguing that the effect of the Project on Steelhead Trout was not adequately
raised at the administrative level, the County claims that the only point
considered in the administrative proceedings was whether creekside setbacks
should be reduced or whether variances should be granted. The County therefore
contends that the trial court had the power to consider if the FSEIR was
inadequate in failing to discuss setbacks and variances, but did not have the
power to consider if the FSEIR was inadequate in its discussion of Steelhead
Trout. We find, to the contrary, that the issue of Steelhead Trout was timely
and adequately raised at the administrative level.
The purpose of the rule of exhaustion of administrative remedies is to provide
an administrative agency with the opportunity to decide matters in its area of
expertise prior to judicial review. (Browning-Ferris Industries v. City
Council (1986) 181 Cal.App.3d 852, 859 [226 Cal.Rptr. 575].) The
decisionmaking body " 'is entitled to learn the contentions of interested
parties before litigation is instituted. If [plaintiffs] have previously sought
administrative relief ... the Board will have had its opportunity to act and to
render litigation unnecessary, if it had chosen to do so." [Citations.]' [Citation.]"
(Corona-Norco Unified School Dist. v. City of Corona, supra, 17
Cal.App.4th 985, 997.) The record
reflects that the County was made aware that Steelhead Trout is an endangered
species, that at least one creek in the Project Area is a spawning area for
Steelhead Trout and that care had to be taken to ensure that the trout were
protected. CEQA Guidelines, section 15065, subdivision (a) provides that an
agency shall find that a project has a significant effect on the environment if
the project has the potential to "reduce the number or restrict the range
of an endangered, rare or threatened species." The comments made during
the administrative proceeding, together with the letter from American Canyon,
should have alerted the County that the FSEIR needed to consider the impact of
the Project on Steelhead Trout. The issue thus was adequately raised at the
administrative level.
City of Walnut Creek v. County of Contra Costa (1980) 101 Cal.App.3d
1012 [162 Cal.Rptr. 224], cited by the County, is distinguishable. The project
in that case was the construction of an apartment building. The City of Walnut
Creek argued during the administrative proceedings that the project was
inconsistent with the city's general plan, and that its population density
would exceed the density permitted on adjacent city land. In response to this
argument, the county lowered the project density so that it was more compatible
with the city's general plan. In the trial court, however, the city for the
first time contended that the project violated the county's own general plan.
The appellate court characterized the new argument as having "the effect
of turning the administrative hearings into 'shadow-play,' in the sense that a
key issue in the case [violation of the county's general plan] was not
specifically dealt with." (Id. at p. 1021.) While it is true that
the issue of Steelhead Trout was not specifically "dealt with" at the
administrative level, unlike the situation in City of Walnut Creek, the
issue was definitely identified at the administrative level.
It is irrelevant that it was never shown that recognizing the status of
Steelhead Trout as an endangered species would necessitate major revisions to
the FSEIR. As the trial court pointed out, the burden is not on the objectors
to show that a project will cause a significant effect on the environment. The
burden is on the EIR to consider and decide if a project will cause a
significant effect.
Therefore, once the issue of Steelhead Trout was identified, the burden shifted
to the County to investigate the effect of the Project on that species. If the
investigation resulted in a finding that the Project's effect on Steelhead
Trout would be significant, the FSEIR had to set forth the basis for that
determination, had to analyze that effect and had to identify and analyze
measures that could mitigate that effect. Thus, depending on the results of the
investigation, it would be necessary to draft and circulate an amendment or
supplement to the FSEIR , or to draft an addendum sufficient to inform the
public of that conclusion and the reasons for it. [FN10]
FN10 Under CEQA, a lead agency
may require the preparation of a subsequent EIR when "(a) Substantial
changes are proposed in the project which will require major revisions of the
environmental impact report. [ ] (b) Substantial changes occur with respect to
the circumstances under which the project is being undertaken which will
require major revisions in the environmental impact report. [ ] (c) New
information, which was not known and could not have been known at the time the
environmental impact report was certified as complete, becomes available."
(Pub. Resources Code, § 21166; CEQA Guidelines, § 15162.) In addition, the lead
agency may require the preparation of a supplemental EIR when the conditions
which would require the preparation of a subsequent EIR are present but only
minor additions or changes would be necessary to make the previous EIR adequate
for the project as revised. (CEQA Guidelines, § 15163, subd. (a).) Both a
subsequent EIR and a supplemental EIR must be circulated and reviewed in the
same manner as the original EIR. (CEQA Guidelines, §§ 15162, subd. (d) and
15163, subds. (c) & (d).) The public entity also may prepare an addendum to
an EIR when changes to an EIR are necessary but none of the conditions
described in CEQA Guidelines, section 15162, in connection with subsequent
EIR's, have occurred. (CEQA Guidelines, § 15164, subd. (a).) An addendum need
not be circulated for public review, but can be included in or attached to the
final EIR. (CEQA Guidelines § 15164, subd. (c).)
The County suggests that there was no need to consider the necessity of
adopting measures to mitigate any effect of the Project on Steelhead Trout
because the Updated Specific Plan simply readopted the setback requirements in
the 1986 Specific Plan which had been analyzed in the 1986 EIR. As the County
argued in connection with the traffic issues, however, the mitigation measures
adopted in 1986 are not binding. Indeed, the FSEIR does not simply modify the
1986 EIR, it replaces it. It therefore is subject to the same review as would
be required of an original EIR. In addition, the need for an effective review
is particularly compelling here, as Steelhead Trout were not listed as an
endangered species in 1986, and it is not at all clear that Steelhead Trout
were considered in the drafting of the 1986 EIR.
Conclusion
The body that adopts general plan
policies in its legislative capacity has unique competence to interpret those
policies when applying them in its adjudicatory capacity. It follows that a
reviewing court gives great deference to an agency's determination that its
decision is consistent with its general plan. (Save Our Peninsula Committee
v. Monterey County Bd. of Supervisors, supra, 87 Cal.App.4th at p. 142.)
"Because policies in a general plan reflect a range of competing
interests, the governmental agency must be allowed to weigh and balance the
plan's policies when applying them, and it has broad discretion to construe its
policies in light of the plan's purposes. [Citations.] A reviewing court's role
'is simply to decide whether the [public] officials considered the applicable
policies and the extent to which the proposed project conforms with those
policies.' [Citation.]" (Id. at p. 142.)
Nonetheless, "[w]hen the informational requirements of CEQA are not
complied with, an agency has failed to proceed in 'a manner required by law'
and has therefore abused its discretion. [Citations.]" (Save Our
Peninsula Committee v. Monterey County Bd. of Supervisors, supra, 87
Cal.App.4th at p. 118.) In addition, "although the agency's factual
determinations are subject to deferential review, questions of interpretation
or application of the requirements of the CEQA statute are matters of law.
[Citations.] While we may not substitute our judgment for that of the decision
makers, we must ensure strict compliance with the procedures and mandates of
the statute. [Citation.] " (Ibid.)
We have concluded that the FSEIR failed to provide sufficient information as to
the effects development of the Project might be expected to have on the
region's water supply and the need for treatment of wastewater. That conclusion
necessarily invalidates the finding that the Updated Specific Plan is
consistent with the General Plan's conservation element. We have concluded that
the Updated Specific Plan is inconsistent with the General Plan in failing to
take affirmative steps to mitigate the impact the Project will have on traffic
and circulation, including the failure to make an affirmative commitment to
implement the traffic study. We have concluded that the Updated Specific Plan
also is inconsistent with the General plan in failing to take affirmative steps
or make an affirmative commitment to mitigate the effect the Project will have
on housing and growth, notwithstanding that no housing units will be built
within the Project area. Finally, we find that the FSEIR is inadequate in its
discussion of Steelhead Trout.
The inadequacies of the FSEIR necessarily invalidate the County's certification
of the FSEIR and adoption of the Updated Specific Plan. The iconsistencies
between the County's General Plan and Updated Specific Plan also require a
finding that the County abused its discretion in adopting the Updated Specific
Plan. The judgment granting the petition for writ of mandate, therefore, is
affirmed.
The
Cross-appeal
Timeliness
of Cross-Appellants' Attack on General Plan
Petitioners contended that the
deletion of the traffic mitigation measures in the 1986 Specific Plan not only
rendered the Updated Specific Plan inconsistent with the County's General Plan,
but invalidated the circulation element of the General Plan, creating an
inconsistency between its circulation element and its land use element. The
trial court ruled that any attack on the County's General Plan was time barred
by Government Code section 65009, subdivision (c)(1).
Government Code section 65009, subdivision (c)(1) provides:
"(c)(1) Except as provided in subdivision (d) [not applicable here], no
action or proceeding shall be maintained in any of the following cases by any
person unless the action or proceeding is commenced and service is made on the
legislative body within 90 days after the legislative body's decision:
"(A) To attack, review, set aside, void, or annul the decision of a
legislative body to adopt or amend a general or specific plan. This paragraph
... does apply to an action attacking a general plan or mandatory element
thereof on the basis that it is inadequate."
Petitioners interpret these provisions as providing a 90-day "window of
opportunity" to attack a general plan on inadequacy grounds when there has
been an action challenging a specific plan.
First, Petitioners are not attacking the County's General Plan on inadequacy
grounds. Their claim, rather, appears to be that the plan is internally
inconsistent.
Second, Petitioners misconstrue Government Code section 65009. The express
purpose of section 65009 is "to provide certainty for property owners and
local governments regarding decisions made pursuant to this division."
Decisions made on the basis of the provisions of a general plan would provide
no security if that plan becomes subject to change anytime a pecific plan is
either adopted or amended. The relevant legislative history, although not unambiguous,
also fails to support Petitioners' interpretation. Section 65009, as it
currently exists, was passed despite heated opposition claiming that it
unreasonably limited the time for challenges to general plans notwithstanding
that changes in circumstances over time could affect the adequacy of a general
plan.
We therefore interpret Government Code section 65009 as providing that the
decision to adopt a general plan or a specific plan may be attacked no later
than 90 days after that decision was made. Similarly, a decision to amend a
general plan or a specific plan may be brought no later than 90 days after that
decision was made. Section 65009, however, should not be interpreted as
permitting an attack on a general plan 90 days after a decision was made to
adopt or amend a specific plan. The 90-day period is attached to the decision
under attack, and to no other decision.
The cases cited by Petitioners in support of their argument are unpersuasive.
In Garat v. City of Riverside (1991) 2 Cal.App.4th 259 [3 Cal.Rptr.2d
504], overruled on other grounds in Morehart v. County of Santa Barbara
(1994) 7 Cal.4th 725, 743, fn. 11 [29 Cal.Rptr.2d 804, 872 P.2d 143], the court
rejected a claim that the adoption of a measure amending a portion of a general
plan permitted a challenge to the plan as a whole on grounds of inadequacy. The
court found, in part, the under Government Code section 65009, "actions
'attacking a general plan or mandatory element thereof on the basis that it is
inadequate' must be brought in the context of an action '[t]o attack, review,
set aside, void, or annul the decision of a legislative body to adopt or amend
a general or specific plan.' " (2 Cal.App.4th at p. 289.) Petitioners
argue that the court thereby recognized that an action to amend a specific plan
creates a window of opportunity to attack a general plan. The issue in Garat
had nothing to do with specific plans and, at best, the cited language was
nothing other than dicta. Moreover, the court in that case rejected a
claim that an amendment of a general plan permitted an attack on unamended
portions on the grounds of inadequacy, finding, "this limitation on
actions challenging general plans is entirely consistent with the expressed
legislative desire for finality and certainly set forth in section 65009,
subdivision (a)(3)." (Ibid.) Petitioner's contention that an
amendment to a specific plan permits an attack on a general plan on grounds of
inadequacy is completely inconsistent with this holding.
The Court in Kings County Farm Bureau v. City of Hanford (1990) 221
Cal.App.3d 692 [270 Cal.Rptr. 650] found only that defects in a general plan
invalidated the decision to approve a project. Because the action involved an
attack on the decision to approve the project, as opposed to an attack on the
general plan itself, the controlling statute of limitations was not Government
Code section 65009, but "Government Code section 65907 which requires
commencement of suit within 90 days after the date of the decision to
approve the permit. [Citation.]" (221 Cal.App.3d at pp. 741-742,
original italics.) Flavell v. City of Albany (1993) 19 Cal.App.4th 1846
[25 Cal.Rptr.2d 21] similarly involved a challenge to an ordinance as it
related to the City of Albany's general plan. Although the argument was made that
the housing element of the general plan was legally inadequate, the challenge
was to the ordinance; i.e., it was argued that the inadequacy of the
general plan invalidated the ordinance. In the present case, the
challenge has been brought against the County's General Plan itself. Government
Code section 65009, therefore, is the controlling statute of limitations.
We conclude, therefore, that the trial court correctly found Petitioners'
attack on the County's General Plan to be time-barred. Moreover, even if
Petitioners had the power to challenge the County's General Plan, they cannot
do so by arguing-as they do-that the adoption of the Updated Specific Plan
renders the General Plan invalid. If the Updated Specific Plan is inconsistent
with the General Plan, the Updated Specific Plan is invalid; but the General
Plan is unaffected. The court in Lesher Communications, Inc. v. City of
Walnut Creek (1990) 52 Cal.3d 531, 541 [277 Cal.Rptr. 1, 802 P.2d 317]
established this point in connection with the claim that a zoning ordinance
essentially amended a general plan, rendering it invalid: "The Planning
and Zoning Law itself precludes consideration of a zoning ordinance which
conflicts with a general plan as a pro tanto repeal or implied amendment of the
general plan. The general plan stands. A zoning ordinance that is inconsistent
with the general plan is invalid when passed [citations] and one that was
originally consistent but has become inconsistent must be brought into
conformity with the general plan. [Citation.] The Planning and Zoning Law does
not contemplate that general plans will be amended to conform to zoning
ordinances. The tail does not wag the dog. The general plan is the charter to
which the ordinance must conform."
Neighborhood Action Group v. County of Calaveras (1984) 156 Cal.App.3d
1176 [203 Cal.Rptr. 401], cited by Petitioners, similarly establishes only that
an inadequate general plan may have the effect of invalidating a decision lower
on the hierarchy of land use planning. "[T]he scope of authority of the
agency to enact a general plan and zoning ordinances and to apply them
is governed by the requirements of state law. A permit action taken without
compliance with the hierarchy of land use laws is ultra vires as to any defect
implicated by the uses sought by the permit." (Id. at p. 1184,
original italics.) Petitioners, again, are not arguing that an alleged
inadequacy in the General Plan renders the Updated Specific Plan invalid. They
are arguing that the adoption of the Updated Specific Plan renders the General
Plan invalid. They are indeed seeking to have the tail wag the dog.
The trial court correctly ruled that Petitioners' attack on the County's
General Plan was time-barred.
Disposition
The judgment is affirmed. The order sustaining the County's
demurrer to petitioners' complaints is affirmed. Each party will bear its own
costs on appeal.
Strankman, J., [FN*] and Marchiano, J., concurred.
FN* Retired Presiding Justice
of the Court of Appeal, First Appellate District, assigned by the Chief Justice
pursuant to article VI, section 6 of the California Constitution.