Napa Citizens for Honest
Government, , Plaintiff and Appellant,
v.
Napa County Board of
Supervisors , Defendant and Respondent
Superior Court Napa County, Honorable Richard A. Bennett.
August 3, 2001
Attorneys for: Napa Co. Board of Supervisors and County of Napa: Arthur F.
Coon, Christian M. Carrigan, Miller, Starr & Regalia.
Napa Citizens for Honest Government et al.: J. William Yeates, Mary U. Akens,
Law Office of J. William Yeates, William D. Ross, Barbara J. Higgins, Law
Offices of William D. Ross.
SUMMARY
Citizens groups and city brought action against county board of supervisors,
challenging board's general land use plan, its updated specific land use plan
for the development of an unincorporated area around an airport, and its
certification of an environmental impact report. The Superior Court, Napa
County, No. 26-04014, Richard A. Bennett, J., dismissed causes of action
challenging the general land use plan, but entered judgment that updated
specific land use plan was invalid and that environmental impact report was
inadequate. Parties appealed. The Court of Appeal, Stein, Acting P.J., held
that: (1) environmental impact report was inadequate under the California
Environmental Quality Act (CEQA) in regard to its analysis of water and
wastewater treatment resources; (2) specific plan was fatally inconsistent with
general plan; and (3) attack on general plan was untimely.
Affirmed.
OPINION
STEIN,
Acting P.J.
*1 On October 20, 1998, the
Napa County Board of Supervisors (the County) adopted a resolution certifying a
Final Subsequent Environmental Impact Report (the "FSEIR") and
adopting an updated specific plan (the "Updated Specific Plan") for
the development of an unincorporated area surrounding the Napa County Airport.
Two citizens' groups and the City of American Canyon, a city located within the
County, responded to the County's actions by filing complaints and petitions
for writ of mandate challenging the County's General Plan, the Updated Specific
Plan and the certification of the FSEIR. (The challengers will be referred to,
collectively, as "Petitioners.") The superior court granted demurrers
to the causes of action challenging the General Plan, ruling that they were
time-barred. It later entered judgment granting the petition for writ of mandate,
ruling that the FSEIR was inadequate and that the Updated Specific Plan was
invalid.
The County has filed an appeal from the judgment. Petitioners have filed a
cross appeal from the order sustaining the demurrer to the causes of action
challenging the County's General Plan.
We do not agree with every detail of the trial court's rulings, but we will
find that the demurrers properly were granted, the FSEIR was inadequate and the
Updated Specific Plan was invalid. We therefore will affirm the judgment, although
without completely adopting the trial court's reasoning.
BACKGROUND
The
Legislature has declared a policy "to protect California's land resource,
to insure its preservation and use in ways which are economically and socially
desirable in an attempt to improve the quality of life in California."
(Gov.Code, § 65030.) To further this policy, each of the state's counties is
required to adopt a comprehensive, long-term, general plan for the physical
development of that county. (Gov.Code, § 65300.) The county may then, if it
chooses, adopt one or more specific plans for the systematic implementation of
the general plan for all or part of the area covered by the general plan.
(Gov.Code, § 65450.)
In 1986, in accordance with Government Code section 65450, the County adopted a
specific plan (the 1986 Specific Plan) to develop the Airport Industrial Area
(the Project or Project area). The Project area is made up of approximately
2,945 acres, including the Napa County Airport, immediately south of the city
of Napa City. It is bordered by the area's main north-south transportation
route, State Route 29. The area's main east-west transportation route, Highway
12, crosses State Route 29 and runs through the Project area to the Napa County
Airport. In 1986, the area consisted mainly of flat grasslands, crossed by
several creeks. It was used primarily for agricultural purposes such as grazing
and growing forage crops. The 1986 Specific Plan contemplated developing the
area to accommodate 1,923 acres of industrial development, including 1,354
acres designated Business/Industrial Park and 569 acres designated General
Industrial.
*2 The 1986 Specific Plan was a
"project" within the purview of the California Environmental Quality
Act (CEQA), Public Resources Code section 21000 et seq. This meant, among other
things, that the County was required to prepare and circulate an environmental
impact report, or "EIR," and was required to hold public hearings
prior to certifying the EIR and adopting the 1986 Specific Plan. (Pub. Resources
Code, §§ 21065, 21080, subd. (a), 21151.) An EIR was prepared. It identified a
number of adverse environmental effects that would result from the adoption of
the Project, identified various mitigation measures that might alleviate some
or all of those effects, and made recommendations. The County adopted several
of the proposed mitigation measures, incorporating them into the 1986 Specific
Plan.
The County found, however, that no feasible mitigation measures or alternatives
had been proposed that would fully mitigate the adverse effects of the Project
on traffic-road access, hydrology-water quality, vegetation- wildlife, land
use, visual, noise and air quality. The County nonetheless certified the EIR,
finding that identified economic and social factors justified approval of the
Project notwithstanding that the Project would have unmitigated adverse effects
on the environment. The County thereafter approved the Project, and adopted the
1986 Specific Plan.
The County began to update the 1986 Specific Plan in 1994. As part of this
process, the County caused a Draft Updated Specific Plan and a Draft Subsequent
EIR to be prepared and circulated, and again conducted hearings, reviews and
related proceedings. After receiving comments and criticisms, the County caused
a Supplement to the Draft Subsequent EIR (the Supplement) to be prepared and
circulated, and after receiving comments and criticisms to the Supplement, it
caused an Addendum to the Draft Subsequent EIR (the Addendum) to be prepared.
At the completion of these proceedings, the County, on October 20, 1998,
adopted the Updated Specific Plan, and certified the FSEIR, which was comprised
of the Draft Subsequent EIR as modified by the Supplement and the Addendum.
As in 1986, the County found that no feasible mitigation measures or
alternatives had been proposed that would fully mitigate the adverse effects of
the project. Indeed, the County concluded that a number of the measures
approved or adopted as part of the 1986 Specific Plan were not feasible. The County
nonetheless certified the FSEIR and adopted the Updated Specific Plan, deleting
the mitigation measures adopted in 1986 but found infeasible in 1998. The
County found that with the adoption of such mitigation measures as were
feasible, the specified impacts would be reduced to a "less than
significant" level, and/or that additional mitigation measures were
infeasible and the benefits of the Updated Specific Plan sufficiently overrode
and outweighed the significant impacts it would have on the environment.
On November, 19, 1998, Napa Citizens for Honest Government and North Bay
Citizens for Responsible Transportation filed a complaint and petition for writ
of mandate, challenging the FSEIR and Updated Specific Plan. American Canyon
was permitted to intervene in the proceedings, and filed its own complaint and
petition for writ of mandate challenging the FSEIR and Updated Specific Plan.
*3 The County successfully
demurred to both complaints and petitions insofar as they attacked the County's
General Plan, on the basis such an attack was time-barred. The court, however,
granted the petition for writ of mandate, and entered judgment in favor of
Petitioners on their remaining claims, finding (1) that the Updated Specific
Plan was inconsistent with the General Plan's Circulation Element; (2) that the
FSEIR failed adequately to analyze identified traffic problems and failed to
provide adequate mitigation measures for identified traffic and circulation
impacts; (3) that the Updated Specific Plan was inconsistent with the goals and
policies of the General Plan's Housing Element; (4) that the FSEIR failed
adequately to evaluate and mitigate the Updated Specific Plan's impact on
housing; (5) that the FSEIR failed adequately to analyze and mitigate
identified significant impacts as to wastewater treatment and water
distribution; and (6) that the FSEIR failed to investigate and make findings as
to the impact the Updated Specific Plan would have on Steelhead Trout.
THE APPEAL
Introduction
Two
interrelated bodies of law govern the County's actions. The first is the
State's Planning and Zoning laws, Government Code section 65000 et seq., which,
as mentioned above, are designed to protect California's land resource, mandate
that a county such as Napa develop and adopt a general plan, and authorize
counties to adopt specific plans.
The Planning and Zoning laws require each general plan to incorporate certain
elements including, as relevant here, a land use element, a circulation element
(which must be coordinated with the land use element), a housing element and a
conservation element. (Gov.Code, §§ 65302, subds.(b), (c) & (d).) "
'The general plan has been aptly described as the "constitution for all
future developments" within the city or county.... "[T]he propriety
of virtually any local decision affecting land use and development depends upon
consistency with the applicable general plan and its elements." '
[Citations.] 'The consistency doctrine has been described as "the linchpin
of California's land use and development laws; it is the principle which
infuse[s] the concept of planned growth with the force of law."...'
[Citation.]'' (Families Unafraid to Uphold Rural etc. County (hereafter
FUTURE) v. Board of Supervisors (1998) 62 Cal.App.4th 1332, 1336, 74
Cal.Rptr.2d 1 quoting from Corona-Norco Unified School Dist. v. City of
Corona (1993) 17 Cal.App.4th 985, 994, 21 Cal.Rptr.2d 803.)
The Updated Specific Plan, therefore, is valid only to the extent that it is
consistent with the County's General Plan; i.e., to the extent that it is
compatible with the General Plan's objectives, policies, general land uses and
programs.
The second body of law at issue is CEQA, a comprehensive scheme designed to
provide long-term protection to the environment. (Mountain Lion Foundation
v. Fish & Game Com. (1997) 16 Cal.4th 105, 112, 65 Cal.Rptr.2d 580, 939
P.2d 1280.) The Public Resources Code codifies CEQA at section 21000 et seq.
Its provisions are supplemented by the CEQA Guidelines, set forth in the
California Code of Regulations, title 14, section 15000 et seq., (CEQA
Guidelines). [FN1]
*4 'The foremost principle
under CEQA is that the Legislature intended the act "to be interpreted in
such manner as to afford the fullest possible protection to the environment
within the reasonable scope of the statutory language." ' [Citations.] [¶]
The EIR has been aptly described as the 'heart of CEQA.' [Citations.] Its
purpose is to inform the public and its responsible officials of the
environmental consequences of their decisions before they are made.
Thus, the EIR 'protects not only the environment but also informed
self-government.' [Citation.]'' (Citizens of Goleta Valley v. Board of
Supervisors (1990) 52 Cal.3d 553, 563-564, 276 Cal.Rptr. 410, 801 P.2d
1161, fn. omitted.) " '[T]he ultimate decision of whether to approve a
project, be that decision right or wrong, is a nullity if based upon an EIR
that does not provide the decision-makers, and the public, with the information
about the project that is required by CEQA.' [Citation.] The error is prejudicial
'if the failure to include relevant information precludes informed
decisionmaking and informed public participation, thereby thwarting the
statutory goals of the EIR process.' [Citation.]" (San Joaquin
Raptor/Wildlife Rescue Center v. County of Stanislaus (1994) 27 Cal.App.4th
713, 721-722, 32 Cal.Rptr.2d 704.)
The validity of the FSEIR, therefore, depends in large part upon whether it
provides the information necessary for the Board and the public to understand
the nature and environmental consequences of the Project. There is no
requirement that the FSEIR itself be consistent with the County's General Plan,
but it is required to identify any inconsistencies between the Project and the
General Plan. (CEQA Guidelines, § 15125, subd. (d).)
Finally, although in regulating EIRs, CEQA describes the information that must
be provided before an agency can approve a project, it also, to a limited
degree, restricts the power of the agency to approve a project. Public
Resources Code section 21002.1, subdivision (b), thus prohibits an agency from
approving a project without requiring the implementation of any feasible
mitigation measures, providing: "Each public agency shall mitigate or
avoid the significant effects on the environment of projects that it carries out
or approves whenever it is feasible to do so." Public Resources Code
section 21002, and CEQA Guidelines, section 15093, subdivisions (a) and (b),
permit an agency to approve a project even though it will have significant
impacts on the environment that cannot be fully mitigated, but only if the
agency finds that specific economic, legal, social, technological, or other
benefits of a proposed project outweigh the unavoidable adverse environmental
effects it will have. In the present case, the FSEIR reported that the Project
would cause some adverse effects that could not be feasibly mitigated. The
County nonetheless adopted the Updated Specific Plan, finding that the
significant effects that could not be mitigated would be outweighed by the
Project's benefits. Petitioners do not claim that this finding was an abuse of
discretion; their complaints are with the process leading up to that finding.
Standard Of Review
*5 An agency's certification of an EIR is subject to judicial review, but
"[i]n reviewing agency actions under CEQA, Public Resources Code section
21168.5 provides that a court's inquiry 'shall extend only to whether there was
a prejudicial abuse of discretion. Abuse of discretion is established if the
agency has not proceeded in a manner required by law or if the determination or
decision is not supported by substantial evidence.' Thus, the reviewing court '
"does not pass upon the correctness of the EIR's environmental
conclusions, but only upon its sufficiency as an informative document." '
[Citations.] We may not set aside an agency's approval of an EIR on the ground
that an opposite conclusion would have been equally or more reasonable. 'Our
limited function is consistent with the principle that "The purpose of
CEQA is not to generate paper, but to compel government at all levels to make
decisions with environmental consequences in mind. CEQA does not, indeed
cannot, guarantee that these decisions will always be those which favor
environmental considerations." ' [Citations.] We may not, in sum, substitute
our judgment for that of the people and their local representatives. We can and
must, however, scrupulously enforce all legislatively mandated CEQA
requirements." (Citizens of Goleta Valley v. Board of Supervisors,
supra, 52 Cal.3d at p. 564, 276 Cal.Rptr. 410, 801 P.2d 1161.)
Similarly, a governing body's conclusion that a particular project is
consistent with the relevant general plan carries a strong presumption of
regularity that can be overcome only by a showing of abuse of discretion.
"An abuse of discretion is established only if the [governing body] has
not proceeded in a manner required by law, its decision is not supported by
findings, or the findings are not supported by substantial evidence." (Sequoyah
Hills Homeowners Assn. v. City of Oakland (1993) 23 Cal.App.4th 704, 717,
29 Cal.Rptr.2d 182.)
On appeal, "[i]n applying the substantial evidence standard, 'the
reviewing court must resolve reasonable doubts in favor of the administrative
finding and decision.' " (Laurel Heights Improvement Assn. v. Regents
of University of California, supra, 47 Cal.3d at p. 393, 253 Cal.Rptr. 426,
764 P.2d 278.) The role of the appellate court's rule is precisely the same as
the trial court's and the lower court's findings are not conclusive on appeal.
(Bowman v. City of Petaluma (1986) 185 Cal.App.3d 1065, 1076, 230
Cal.Rptr. 413.)
Deletion Of Mitigation
Measures Adopted In 1998
A
preliminary question is presented by the trial court's determination that the
County lacked the authority to delete the mitigation measures adopted as part
of the 1986 Specific Plan. Logic dictates against a conclusion that a
mitigation measure once adopted may not be deleted. A county's needs
necessarily change over time in light of such matters as the development of
surrounding communities, state and federal action and/or natural disasters. It
follows that a county must have the power to modify its land-use plans as
circumstances require. The Government Code recognizes this need, and permits
counties to modify their general plans if they deem the amendment to be in the
public interest, except that (with exceptions not present here) any mandatory
element of a general plan may not be modified more frequently than four times
in any calendar year. (Gov.Code, § 65358, subds.(a) & (b).) A specific plan
may be amended in the same manner as a general plan, except that a specific
plan may be amended as often as deemed necessary by the legislative body.
(Gov.Code, § 65453, subd. (a).) Of course, the specific plan, as amended, still
must be consistent with the general plan (Gov.Code, § 65454), and any EIR
submitted in connection with the modified plan still must be adequate, but
there is no statutory authority for the proposition that an amendment may not
include the deletion of an earlier-adopted mitigation measure.
*6 The claim that once a
mitigation measure is adopted it never can be deleted is inconsistent with the
legislative recognition of the need to modify land-use plans as circumstances
change. It also is true that mistakes can be made and need to be rectified, and
that the vision of a region's citizens or its governing body may evolve over
time. In light of all these considerations, we conclude that there are times
when mitigation measures once adopted can be deleted.
Petitioners cite Rio Vista Farm Bureau Center v. County of Solano (1992)
5 Cal.App.4th 351, 7 Cal.Rptr.2d 307 as providing support for the argument that
a mitigation measure once adopted cannot be deleted. The scope of the project
at issue there was broad and somewhat nebulous, with the result that the county
could not formulate mitigation measures with any precision. It was held that
certain mitigation measures, although imprecise, were sufficient because
"a firm commitment has been made to future mitigation of significant
impacts. Where, as here, devising more specific mitigation measures early in
the planning process is impractical, ' "the agency can commit itself to
eventually devising measures that will satisfy specific performance criteria
articulated at the time of project approval...." ' " (Id. at
p. 377, 7 Cal.Rptr.2d 307.) Rio Vista, accordingly, establishes that a
firm commitment to devise an effective mitigation measure can itself be a
mitigation measure. It does not, however, establish that a particular mitigation
measure once adopted is a commitment that never may be modified or deleted.
Petitioners also cite Federation of Hillside & Canyon Associations v.
City of Los Angeles (2000) 83 Cal.App.4th 1252, 100 Cal.Rptr.2d 301, where
the court recognized that CEQA requires an agency, such as the County here, to
take steps to ensure that any mitigation measures "will actually be
implemented as a condition of development, and not merely adopted and then
neglected or disregarded." (Id. at p. 1261, 100 Cal.Rptr.2d 301, italics
omitted.) Although the court found that an agency cannot simply ignore
mitigation measures required by an EIR, nothing in that case compels the
conclusion that a mitigation measure, once adopted, is binding for all time.
In short, we find nothing in established law or in logic to support the
conclusion that a mitigation measure once adopted never can be deleted.
Nonetheless, when an earlier-adopted mitigation measure has been deleted, the
deference provided to governing bodies with respect to land use planning
decisions must be tempered by the presumption that the governing body adopted
the mitigation measure in the first place only after due investigation and
consideration. We therefore hold that a governing body must state a legitimate
reason for deleting an earlier-adopted mitigation measure, and must support
that statement of reason with substantial evidence. If no legitimate reason for
the deletion has been stated, or if the evidence does not support the governing
body's finding, the land-use plan, as modified by the deletion or deletions, is
invalid and cannot be enforced.
*7 Assuming a valid reason for
the deletion is stated, and the evidence supports the governing body's finding
that the stated reason exists, the land- use plan, as modified, and the
supporting EIR, should be subjected to the same scrutiny as would be given any
land-use plan and supporting EIR. The fact that a mitigation measure had been
adopted in an earlier plan, but has been deleted, will be relevant to the
question of the adequacy of the modified EIR, because it identifies a
mitigation measure that the modified EIR then must address. The modified EIR
also must address the decision to delete a mitigation measure. In other words,
the measure cannot be deleted without a showing that it is infeasible. In
addition, the deletion of an earlier-adopted measure should be considered in
reviewing any conclusion that the benefits of a project outweigh its
unmitigated impact on the environment.
In the present case, the EIR discussed the 1986 mitigation measures, and
concluded, in essence, that they were infeasible. The County concluded that the
Project could not go forward if it was conditioned on implementing the 1986
mitigation measures, and deleted them as having been ill-advised. This conclusion
was based on findings that the traffic resulting from Project- related
development would be only a minor contributing factor to the region's traffic
problems, that the County lacked the funds to implement the measures recognized
in 1986 and that the County had little control over improvements to the state's
highways, which improvements fall under the authority of the state itself,
through Caltrans. The County, accordingly, stated a legitimate reason for
deleting the 1986 measures. As will be discussed further, below, substantial
evidence supports the EIR's findings that the 1986 measures were infeasible,
and the conclusion of the County that the Project could not go forward unless
those measures were not carried into the Updated Specific Plan.
Adequacy Of the FSEIR's
Identification Of Significant Effects and Analysis Of
Mitigation Measures.
In
order to fulfill its purpose as an informational document, an EIR is required,
among other things, to identify the "significant effects" that a
proposed project will have on the environment. (Pub. Resources Code, § 21100,
subd. (b)(1); CEQA Guidelines, § 15126, subd. (a).) A " '[s]ignificant
...' effect means a substantial, or potentially substantial, adverse change in
the environment." (Pub. Resources Code, § 21068.) Whether a project will
have a significant effect is a matter of judgment, and it is recognized that an
"ironclad definition of significant effect is not always possible."
(CEQA Guidelines, § 15064, subd. (b).)
Once a significant effect has been identified, the EIR must propose and
describe mitigation measures that will minimize the significant environmental
effects that the EIR has identified. (Pub. Resources Code, § 21100, subd.
(b)(3); CEQA Guidelines, § 15126, subd. (e).) Mitigation measures must be
feasible and enforceable. (CEQA Guidelines, § 15126.4, subds. (a)(1) &
(a)(2).) " 'Feasible' means capable of being accomplished in a successful
manner within a reasonable period of time, taking into account economic,
environmental, social, and technological factors." (Pub. Resources Code, §
21061.1.) Any mitigation measure must be " 'roughly proportional' to the
impacts of the project." (CEQA Guidelines, § 15126.4, subd. (a)(4)(B).)
"[A]n EIR need not analyze ' " 'every imaginable alternative
or mitigation measure; its concern is with feasible means of reducing
environmental effects.' " ' [Citation.] Under the CEQA statute and
guidelines a mitigation measure is 'feasible' if it is 'capable of being
accomplished in a successful manner within a reasonable period of time, taking
into account economic, environmental, social, and technological factors.'
[Citations.] [¶] In keeping with the statute and guidelines, an adequate EIR
must respond to specific suggestions for mitigating a significant environmental
impact unless the suggested mitigation is facially infeasible. [Citations.]
While the response need not be exhaustive, it should evince good faith and a
reasoned analysis. [Citations.]'' (Los Angeles Unified School Dist. v. City
of Los Angeles (1997) 58 Cal.App.4th 1019, 1029, 68 Cal.Rptr.2d 367.)
*8 In addition, as noted above,
while there is no requirement that an EIR itself be consistent with the
relevant general plan, it must identify and discuss any inconsistencies between
a proposed project and the governing general plan. (CEQA Guidelines, § 15125,
subd. (d).)
The failure to provide enough information to permit informed decision- making
is fatal. "When the informational requirements of CEQA are not complied
with, an agency has failed to proceed in 'a manner required by law' and has
therefore abused its discretion. [Citations.]" (Save Our Peninsula
Committee v. Monterey County Bd. of Supervisors (2001) 87 Cal.App.4th 99,
118, 104 Cal.Rptr.2d 326.)
A. Traffic
1. Identification of Significant Effects
Traffic congestion is described by "Levels of Service," or
"LOS." LOS A represents a high level of service. LOS D represents a
problematic level of service. The County's Congestion Management Agency (CMA)
permits levels of service as low as LOS E, notwithstanding that LOS E
represents delays indicating poor progression and long cycle lengths. LOS F
represents any service level below LOS E. In other words, once the level of
service has deteriorated to F it can deteriorate further, but the service level
will continue to be described as LOS F.
The FSEIR reports that traffic along the region's highways will increase with
or without the Project. It ultimately determined that traffic generated by the
Project alone would have a significant effect on certain intersections, but
that determination evolved in light of public comments and criticisms. At
firstk-and before it was decided to delete the 1986 traffic mitigation
measures--the drafters calculated the levels of service that would result if
the Specific Plan went forward including the 1986 mitigation measures, such as
widening portions of the state highways and creating means of bypassing key
intersections. The drafters contrasted these projected levels of service with
those that would occur if the Project was not developed and if none of the
mitigation measures was adopted. The drafters found that traffic would be less
congested if development went forward and the mitigation measures were adopted,
than it would be if development did not go forward and the mitigation measures
were not adopted, and concluded that "the project overall is deemed not to
have significant adverse impacts upon traffic and circulation."
The first draft became obsolete when it was decided to delete the 1986
mitigation measures. The drafters then took the position that the Project's
effect on traffic and circulation would not be significant if future congestion
would cause an intersection to deteriorate to below acceptable levels whether
or not the development went forward. [FN2] Thus, if an intersection
would deteriorate to LOS F even without the Project, the fact that the Project
would cause it to deteriorate even further was not deemed a significant effect.
The only exception recognized by the drafters resulted if it could be concluded
that the Project alone would cause an intersection's level of service to
deteriorate to below an acceptable level. Under such circumstances, the
drafters calculated the amount of traffic that would be generated by the
development by the year 2015. That figure was added to existing conditions. In
light of these calculations, the drafters found that traffic generated by the
Project alone would cause only one intersection to deteriorate to an
unacceptable level, and thus concluded that the Project would have a significant
effect only on that intersection.
*9 This approach was criticized
for underrating the effect the Project would have on traffic congestion by
emphasizing the fact that traffic congestion would increase whether or not the
Project went forward. In addition, it was pointed out that this approach failed
to analyze the actual effect of the Project on any intersection that would
deteriorate to LOS F irrespective of the Project's impact on traffic.
The drafters responded by taking a third approach. In brief, the drafters found
that development of the Project area would have a significant effect on traffic
by the year 2015 if traffic generated by the Project alone would cause an
intersection to deteriorate to an unacceptable level. They also found, however,
that the Project would have a significant effect on other intersections where
the traffic generated by the Project increased the "computed
volume/capacity ratio by more than 10%" [FN3] and the intersection
would deteriorate to an unacceptable level irrespective of Project-generated
traffic. The Addendum then concluded that the Project would have a significant
effect on traffic congestion at three intersections.
Although the methodology adopted by the drafters is difficult to follow, and
the fact that their approach evolved causes additional confusion, the drafters
did explain their theories, supported them by calculations and made no attempt
to hide the fact that the 1986 mitigation measures were being deleted. To the
contrary, the drafters were careful to explain that the earlier measures had
been deleted, and explained in detail their calculations of the impact the
Project would have on traffic within the Project area and on regional traffic
along the highways adjacent to the Project area. The FSEIR, accordingly, contained
an adequate explanation of the drafters' reasoning, and of the data underlying
that reasoning. We conclude that it fulfilled its informational purpose as to
identification of the significant effects the Project will have on traffic and
circulation.
2.
Identification and Analysis of Mitigation Measures
As discussed above, the FSEIR determined that traffic generated by the Project
would have a significant effect on three key intersections. The FSEIR deleted
the mitigation measures adopted in 1986, reciting that they were considered but
rejected as infeasible in part because of a lack of funding, in part because
they would require right-of-way takings from the adjacent properties and, as to
one intersection, because of concerns expressed about the visual impact of the
proposed improvement.
Petitioners do not complain about the FSEIR's findings that the 1986 mitigation
measures would require significant takings, or that they would have a negative
visual impact on one intersection. They note, however, that the County has
raised slightly over $2 million dollars through an "Airport Industrial
Area Mitigation Fee," [FN4] and suggest that the FSEIR erroneously
concluded that the County cannot fund the 1986 mitigation measures. Fee-based
infrastructure can be an adequate mitigation measure under CEQA (Save Our
Peninsula Committee v. Monterey County Bd. of Supervisors, supra, 87
Cal.App.4th at p. 140, 104 Cal.Rptr.2d 326), and can be particularly useful
where, as here, traffic congestion results from cumulative conditions, and not
solely from the development of a single project. (Ibid.) It therefore is
somewhat surprising that the FSEIR contains no discussion of the Airport
Industrial Mitigation Fee, and only a very limited discussion of the
possibility of using that or other fees as a means of mitigating the Project's
future effect on traffic.
*10 Petitioners, however, do
not contend that the FSEIR should have included a discussion of a traffic
mitigation fee as a potentially mitigation measure. They argue that the money
the County has raised, or reasonably can be expected to raise, by means of the
Airport Industrial Mitigation Fee, will be sufficient to fund the needed
roadway improvements. The cost of the highway improvements, however, is far
greater than $2 million; indeed, the County estimates that the improvements
will cost $70 million. In addition, because the Project will cause only a small
percentage of the projected traffic congestion, the County cannot insist that
developers within the Project area shoulder the bulk of the expense for the
needed highway improvements as a means of alleviating that congestion.
Mitigation measures must be roughly proportional to the impacts of a project.
(CEQA Guidelines, § 15126.4, subd. (a)(4)(B).) Although the existing mitigation
fee appears to be a reasonable attempt to have developers pay their
proportionate share of the cost of needed highway improvements, and the
continued use of such fees undoubtedly would be useful, it cannot reasonably be
argued that the funds that the County already has raised or that it reasonably
can expect to raise in the future, will be enough to mitigate the effect on
traffic that will result from cumulative conditions. [FN5]
In addition, the record discloses that a number of agencies, most particularly
the City of Napa, criticized the drafters' first attempt to determine
significant impacts (which still assumed that the 1986 mitigation measures
would be implemented) because local funding was inadequate to cover the costs
of those measures, Caltrans' money was committed to other projects and there
simply was no reason to assume that funding was or would be available. The
record therefore fully supports the conclusion that the mitigation fee will
not, cannot, and should not pay for the roadway improvements needed to obtain
acceptable levels of service along the highways adjacent to the Project area.
For similar reasons it is unpersuasive that the record contains evidence that
other localities are funding state highway improvements through local tax
measures. [FN6] Petitioners have made no showing that the County has the
capability to raise taxes for purposes of highway improvements.
We find that the record supports the FSEIR's conclusion that the 1986
mitigation measures could not be accomplished in a successful manner within a
reasonable period of time, and thus were infeasible.
The FSEIR declined to analyze other possible improvements to the state highways
as mitigation measures because, although they could reduce congestion, they
would not reduce congestion to an acceptable level, and "they would not
really solve the problem facing the corridor as a whole; and it is thus not
possible to say that they are projects that are worth pursuing, even as interim
measures." These findings also are supported by the record.
*11 After rejecting all
proposed highway improvements, the FSEIR recited:
"... The greater global problem is that there is currently no consensus
within the County on how to deal with expected congestion [along the major
County corridor]. Without an overall concept for the corridor, it is difficult,
and, in the view of the authors, unwise to propose stand-alone mitigation
measures. This is largely because traffic from [the Project] is an important
but still minority portion of the traffic growth expected within the corridor
in the next 20 years. The overall growth in traffic dominates the future demand
for improved traffic service, and any improvements due to the [Project] must
fit within a logical framework of response to future growth. [¶] In the view of
the authors of this document, a better approach would be to recognize that Napa
County faces significant problems throughout the length of this corridor.... We
believe that a better approach than attempting to assign responsibility via the
standard type of impact analysis discussed above would be for the County to
initiate a corridor study to develop acceptable solutions and to develop a
funding plan."
The FSEIR, accordingly, set forth a single mitigation measure, reciting:
"A corridor-wide study of traffic impacts and potential solutions,
including a review of potential funding sources and potential legislative
remedies to the impacts of non-Napa-County traffic growth, should be initiated
by the County with the support of all jurisdictions neighboring the Airport
Specific Plan Area. The study should cover SR 29 from the Napa/Solano County
border to the SR 12/29/121 intersection and all of SR 12 from the Solano County
Line to the Sonoma County Line. Development projects within the Napa Airport Specific
Plan should be assessed a fair-share fee to be contributed to the cost of this
study. Depending on the eventual results of the study, development within the
airport may also be assessed fees for fair-share costs of improving the roadway
system itself. The proposal for a study of the corridor is not intended as a
replacement for fair-share contributions to eventual physical mitigation
measures."
A study, such as that proposed by the County, may be a mitigation measure if
there is a definite commitment both to produce the study and to take such
mitigation measures as are recommended by it. (See Federation of Hillside
& Canyon Associations v. City of Los Angeles, supra, 83 Cal.App.4th at
pp. 1261-1262, 100 Cal.Rptr.2d 301; Rio Vista Farm Bureau Center v. County
of Solano, supra, 5 Cal.App.4th 351, 377, 7 Cal.Rptr.2d 307 and Sacramento
Old City Assn. v. City Council (1991) 229 Cal.App.3d 1011, 1026-1030, 280
Cal.Rptr. 478.) As will be discussed further, in connection with the issue of
consistency between the Updated Specific Plan and the County's General Plan,
the County has made only a limited commitment to participate in the study
recommended by the FSEIR. The study, accordingly, cannot be deemed a true
mitigation measure. That a proposal was mislabeled a mitigation measure,
however, does not by itself invalidate the FSEIR.
Petitioners make no claim that there were other measures for mitigating the
impact the Project would have on traffic that should have been analyzed or
should have been adopted as feasible. [FN7]
We conclude that the FSEIR adequately identifies the Project's significant
effects on traffic. It could have discussed the efficacy of imposing a
mitigation fee or of using the existing mitigation fee as means of providing
some funding for highway improvements, but the available evidence indicates
that it would be unreasonable to view such fees as a potential solution to the
region's traffic and circulation problems. In short, the FSEIR adequately
identified and analyzed mitigation measures, and adequately stated its reasons
for rejecting the mitigation measures adopted in 1986.
B.
Housing
1. Identification of Significant Effects
CEQA Guidelines, section 15126, subdivision (d), requires an EIR to discuss the
"Growth Inducing Impact of the Proposed Project." Guidelines, section
15126.2, subdivision (d), elaborates: "... Discuss the ways in which the
proposed project could foster economic or population growth, or the
construction of additional housing, either directly or indirectly, in the
surrounding environment.... Increases in population may tax existing community
service facilities, requiring construction of new facilities that could cause
significant environmental effects. Also discuss the characteristic of some
projects which may encourage and facilitate other activities that could
significantly affect the environment, either individually or cumulatively. It
must not be assumed that growth in any area is necessarily beneficial,
detrimental, or of little significance to the environment."
*12 The Updated Specific Plan
does not call for the construction of any housing in the Project area, and its
proximity to the airport renders it unsuitable for housing. The County's
position was and is that because there is no provision for housing units within
the Specific Plan area, the proposed development has no direct impact on
housing, and thus no significant effect on the environment requiring discussion
in the FSEIR. Petitioners' position is that because the Project will create
jobs, and the creation of jobs will bring people into the area, the FSEIR was
required to analyze the resulting housing needs. We will find that the FSEIR
was indeed required to discuss such housing needs as reasonably might be
generated by the Project, but not in great detail. We also will find that the
FSEIR, including an attached Market and Jobs/Housing Analysis, contains an
adequate discussion of these housing needs.
In arguing that the Project will have no significant effect on housing, the
County relies, in part, on CEQA Guidelines, section 15131. Subdivision (a) of
CEQA Guidelines, section 15131, recognizes that a project may have economic and
social effects that do not themselves cause a physical change in the
environment, or act only indirectly to cause a physical change in the
environment. It recognizes that CEQA applies only if a project causes a
physical change, and accordingly provides that the EIR need not include a
discussion of economic or social effects that do not cause a physical change.
If the anticipated economic or social effects will create a chain of cause and
effect that will result in a change in the environment, the intermediate
economic or social changes need not be analyzed in any detail; "[t]he
focus of the analysis shall be on the physical changes." The County argues
that because the Project calls for no construction of housing units, the
Project's impact on housing is merely an intermediate step on the chain of
cause and effect, and therefore need not be discussed in the FSEIR.
CEQA Guidelines, section 15131, does not, however, preclude the necessity for
EIR review of a project simply because the project itself does not include
action that will have a significant effect on the environment. It distinguishes
between a project's effects on the social or economic environment and its
effects on the physical environment, providing that EIR review is not required
absent some resulting effect on the physical environment. Thus, for example, a
"social" impact, such as overcrowding in a classroom is not a "significant
effect" requiring analysis unless the overcrowding will be so great as to
have an effect on the physical environment by requiring the construction of
additional classrooms. (Goleta Union School Dist. v. Regents of University
of California (1995) 37 Cal.App.4th 1025, 1032, 44 Cal.Rptr.2d 110.)
It also is settled that the EIR must discuss growth-inducing impacts even
though those impacts are not themselves a part of the project under
consideration, and even though the extent of the growth is difficult to calculate.
The case law supports this distinction. The court in City of Antioch v. City
Council (1986) 187 Cal.App.3d 1325, 232 Cal.Rptr. 507 found that a project
required an EIR notwithstanding that the project itself involved only the
construction of a road and sewer project which did not in and of themselves
have a significant effect on the environment. The court recognized that the
sole reason for the construction was to provide a catalyst for further
development in the immediate area. It held that because construction of the
project could not easily be undone, and because achievement of its purpose
would almost certainly have significant environmental impacts, the project
should not go forward until such impacts were evaluated in the manner
prescribed by CEQA. (Id. at pp. 1337-1338, 232 Cal.Rptr. 507.)
*13 In Stanislaus Audubon
Society, Inc. v. County of Stanislaus (1995) 33 Cal.App.4th 144, 39
Cal.Rptr.2d 54, the court considered a proposed construction of a country club
and golf course and attendant facilities. It was contended there that an EIR
was not required because the growth-inducing impacts of the proposed project
were too remote or speculative, and EIRs would be prepared in connection with
any application for a housing development. The court responded, "The fact
that the exact extent and location of such growth cannot now be determined does
not excuse the County from preparation of an EIR.... [R]eview of the likely
environmental effects of the proposed country club cannot be postponed until
such effects have already manifested themselves through requests for amendment
of the general plan and applications for approval of housing
developments." (Id. at pp. 158-159, 39 Cal.Rptr.2d 54, fn.
omitted.)
It follows that an agency cannot avoid the EIR process simply because a project
does not itself call for the construction of housing or other facilities that
will be needed to support the growth contemplated by the Project. It does not
follow, however, that an EIR is required to make a detailed analysis of the impacts
of a project on housing and growth. Nothing in the Guidelines, or in the cases,
requires more than a general analysis of projected growth. The detail required
in any particular case necessarily depends on a multitude of factors,
including, but not limited to, the nature of the project, the directness or
indirectness of the contemplated impact and the ability to forecast the actual
effects the project will have on the physical environment. In addition, it is
relevant, although by no means determinative, that future effects will
themselves require analysis under CEQA.
We also do not believe that EIR review can be avoided simply because the
Project's effect on growth and housing will be felt outside of the project
area. Indeed, the purpose of CEQA would be undermined if the appropriate
governmental agencies went forward without an awareness of the effects a
project will have on areas outside of the boundaries of the project area. That
the effects will be felt outside of the project area, however, is one of the
factors that determines the amount of detail required in any discussion. Less
detail, for example, would be required where those effects are more indirect
than effects felt within the project area, or where it is be difficult to
predict them with any accuracy.
The issue in City of Antioch and Stanislaus Audubon Society was
whether it was necessary to prepare an EIR at all in connection with the
contemplated projects. Those cases, however, also illustrate situations
requiring more detail in the EIR than we believe is required in the present
case. Each case involved a project that was simply the first step in the
development of a particular area. To permit them to go forward without
analyzing the effect of the ultimate development as a whole, therefore, would
result in a "piecemeal review in which 'environmental considerations ...
become submerged by chopping a large project into many little ones--each with a
minimal potential impact on the environment--which cumulatively may have
disastrous consequences.' [Citations.]" (City of Antioch v. City
Council, supra, 187 Cal.App.3d at p. 1333, 232 Cal.Rptr. 507.) Here, in
contrast, the Project contemplates not just the first step of the development
of the Project area, but the area's full development, and the FSEIR contains an
analysis of the full extent of the contemplated development of the Project
area. In addition, although the Project-induced growth inevitably will have an
effect on the physical environment, unlike the situations in City of
Antioch, and Stanislaus Audubon Society, this effect will be
diffused over a large, undefined area. It also is true that there are a greater
number of variables in the present case than existed in City of Antioch,
Stanislaus Audubon Society, and similar cases, rendering it even more
difficult to predict the location of anticipated housing with any accuracy.
*14 Nonetheless, in order to
fulfill its purpose as an informational document, the FSEIR should, at a
minimum, identify the number and type of housing units that persons working
within the Project area can be anticipated to require, and identify the
probable location of those units. The FSEIR also should consider whether the
identified communities have sufficient housing units, and sufficient services,
to accommodate the anticipated increase in population. If it is concluded that
the communities lack sufficient units and/or services, the FSEIR should
identify that fact and explain that action will need to be taken to provide
those units or services, or both. Because it cannot be known if the Project
will cause growth in any particular area, and because the Project most likely
will not be the sole contributor to growth in any particular area, it is not,
however, reasonable to require the FSEIR to undertake a detailed analysis of
the results of such growth.
With this in mind, we turn to the FSEIR's actual discussion of housing impacts.
The FSEIR found that the Project would create a need and opportunity for
employment, concluding that it would result in a need for additional housing
units at locations outside of the Project area. It reasoned, however, that it
was impossible to discuss the environmental effects such units would have
because "the nature and extent of future, indirect development is not
known at this time." The FSEIR therefore simply declined to consider the
possible effects the Project might have on housing in surrounding communities.
This discussion, in and of itself, is inadequate.
CEQA Guidelines, section 15131, subdivision (c), however, provides:
"Economic, social, and particularly housing factors shall be considered by
public agencies together with technological and environmental factors in
deciding whether changes in a project are feasible to reduce or avoid the
significant effects on the environment identified in the EIR. If information on
these factors is not contained in the EIR, the information must be added to the
record in some other manner to allow the agency to consider the factors in
reaching a decision on the project." In the present case, a "Market
and Jobs/Housing Analysis" is appended to the Updated Specific Plan. This
Plan seems to make exactly the projections that the FSEIR declares cannot be
made, detailing the types of businesses that can be expected to locate within
the Project area, the rate at which acreage within the area can be expected to
be "absorbed" into each type of projected land use and the number of
employees that each type of business can be expected to add. It concludes that
by the year 2015, an additional 9,881 employees will be added to area,
requiring construction of an additional 5,457 housing units. It projects the
number of units required by income ("very low," "low,"
"moderate" and "above moderate"), and it explores the
possibility of locating the majority of the units in the City of Napa and/or in
American Canyon.
*15 We find that the FSEIR,
including the Market and Jobs/Housing Analysis, adequately fulfills the FSEIR's
informational purpose, and that the FSEIR, accordingly, contains an adequate
discussion of housing.
2.
Identification and Analysis of Mitigation Measures
As the FSEIR concluded that the Project would not have any significant effect
on housing, it also did not discuss any mitigation measures directed at the
effect the Project would have on housing. As discussed above, we disagree with
the first conclusion, but find that the FSEIR, together with the Market and
Jobs/Housing Analysis, provides an adequate discussion of the impact the
Project can be expected to have on growth and housing in outlying areas. The
question now is whether the FSEIR is deficient in failing to discuss measures
that might mitigate that impact.
Neither CEQA itself, nor the cases that have interpreted it, require an EIR to
anticipate and mitigate the effects of a particular project on growth on other
areas. In circumstances such as these, we think that it is enough that the
FSEIR warns interested persons and governing bodies of the probability that
additional housing will be needed so that the they can take steps to prepare
for or address that probability. The FSEIR need not forecast the impact that
the housing will have on as yet unidentified areas and propose measures to
mitigate that impact. That process is best reserved until such time as a
particular housing project is proposed.
C.
Treatment of Wastewater and Sources of Water
1. Identification of Significant Effects
The FSEIR provides a detailed analysis of the amount of wastewater that will be
generated by users within the Project area, and the amount of water that will
be consumed by those users. [FN8] It reports that, for the most part,
main pipelines and related infrastructure for both wastewater and water are in
place. It assumes that wastewater will be treated, as it is now, by the Soscol
Treatment Plant. It reports that the Soscol Treatment Plant is close to
capacity, and will not be able to treat additional wastewater generated by the
Project. The FSEIR further reports, however, that American Canyon is expected
to enter into an agreement with the City of Vallejo that should allow American
Canyon to send its wastewater to Vallejo for treatment, rather than to the
Soscol Treatment Plant, which then will have the capacity to treat wastewater
from the Project area. It also reports that there are plans to expand the
Soscol Treatment Plant to provide capacity for all wastewater generated within
the Napa Sanitation District [NSD] service area through the year 2020, and that
funds are available for that expansion. The FSEIR points out, however, that
"[w]hile new facilities are being planned by the NSD and financing methods
are available, there would be an interim period prior to the completion of
improvements in which the biological treatment capacity of the existing
facility may be inadequate, resulting in a significant impact upon the adequacy
of wastewater service."
*16 The FSEIR does not discuss
the possibility that it might become necessary to treat wastewater from the
Project at some facility other than the Soscol Treatment Plant, and therefore
does not address the impacts of any alternative means of treatment.
As to water use, the FSEIR assumes that water to the Project area will be
supplied in the future, as it is supplied now, by American Canyon. American
Canyon receives water from the State Water Project via the North Bay Aqueduct
(NBA). The FSEIR reports that at present, American Canyon uses less than one-
half of the amount of water allocated to it, but it appears that by the year
2015, the combined needs of the city and the Project will exceed American
Canyon's NBA allotment. The FSEIR further reports that American Canyon is in
the process of reaching an agreement with the City of Vallejo that will permit
American Canyon to purchase additional water from a water treatment facility in
that nearby town. The FSEIR assumes that this water will prevent the
anticipated shortfall. It therefore concludes that the Project's demand for
water will not result in a significant effect.
It has been held that an EIR is inadequate if it fails to identify at least a
potential source for water. In Stanislaus Natural Heritage Project v. County
of Stanislaus (1996) 48 Cal.App.4th 182, 55 Cal.Rptr.2d 625, for example,
the failure to identify a source of water beyond the first five years of
development rendered the EIR inadequate, although the developer was pursuing
several possible sources. It also has been held that an EIR is inadequate if
the project intends to use water from an existing source, but it is not shown
that the existing source has enough water to serve the project and the current
users. (Santiago County Water Dist. v. County of Orange (1981) 118
Cal.App.3d 818, 173 Cal.Rptr. 602.) On the other hand, it has been held that an
EIR is not required to engage in speculation in order to analyze a "worst
case scenario." (Towards Responsibility in Planning v. City Council
(hereafter TRIP ) (1988) 200 Cal.App.3d 671, 246 Cal.Rptr. 317.) In that
case, the court held that an EIR was not required to analyze the effects that
would result from the construction of a sewage treatment facility, when (1) all
indications suggested that the facility would never be needed, and (2) the
facility--if it was constructed--would be subjected to its own environmental
review.
The present situation falls somewhere between that at issue in TRIP on
the one hand, and those in Stanislaus and Santiago, on the other.
In TRIP, affected cities had entered into agreements designed to provide
service sufficient to meet the project's needs. In the present case, the
necessary agreements have not yet been reached, and as the Project has no control
over those agreements, it cannot ensure that they will be reached. Unlike the
EIR in Santiago, the FSEIR does consider the impact of the Project's
needs on the area's resources and the ability of those resources to meet the
demands of other users. Unlike the situation in Stanislaus, the FSEIR
has identified sources for water and facilities for the treatment of
wastewater, although their availability has not been absolutely established.
Moreover, the FSEIR analyzes the capacities of the existing systems and
concludes that the anticipated resources, if available, will be able to handle
the Project area's needs for water and disposal of wastewater.
*17 It follows that a
compromise between the positions adopted in those cases is in order. We
conclude that the FSEIR need not identify and analyze all possible resources
that might service the Project should the anticipated resources fail to
materialize. Because of the uncertainty surrounding the anticipated sources for
water and wastewater treatment, however, the FSEIR also cannot simply label the
possibility that they will not materialize as "speculative," and
decline to address it. The County should be informed if other sources exist,
and be informed, in at least general terms, of the environmental consequences
of tapping such resources. Without either such information or a guarantee that
the resources now identified in the FSEIR will be available, the County simply
cannot make a meaningful assessment of the potentially significant
environmental impacts of the Project. (See Sierra Club v. State Bd. of
Forestry (1994) 7 Cal.4th 1215, 1237, 32 Cal.Rptr.2d 19, 876 P.2d 505.)
2.
Identification and Analysis of Mitigation Measures
The FSEIR set forth the following measures to mitigate the impact the Project
can be expected to have on treatment of wastewater at the Soscol Treatment
Plant during the "interim period" before the Plant completes the
planned expansion and before American Canyon diverts its waste water to
Vallejo: (1) "Prior to permit approval, the NSD should review all new
large development proposals to determine their ability to service the
site"; (2) "[I]ndustries that produce large volumes of sewage should
provide on-site pretreatment and storage of wastes for a controlled release
into the sewer system"; and (3) "Temporary treatment and/or storage
ponds should be provided to increase the biological treatment capacity of the
existing facilities pending the implementation of the planned Soscol Treatment
Plant expansion."
Once the FSEIR concluded that the Project would have no significant effect on
water resources, it became unnecessary for it to analyze measures that would
mitigate the Project's effect on water sources. The FSEIR nonetheless set forth
the following general policies, characterizing them as mitigation measures: (1)
"The County should coordinate future projects and associated water demand
in the Plan Area with American Canyon and the NSD to further ensure that
adequate water supplies and treatment are provided in a timely manner";
(2) "The County should promote the design, utilization and construction of
water conservation devices within proposed buildings and landscape plans";
and (3) "The County should promote the utilization of reclaimed water to
minimize potable water use."
These measures and policies would be adequate if the identified sources for
water and treatment of wastewater were certain. As they are not certain,
however, and as we have found that the FSEIR is inadequate in failing either to
identify new sources or to report that none is available, the FSEIR also is
inadequate in failing to identify and analyze appropriate mitigation measures
related to the alternative sources, if any. In theory, at least, the FSEIR also
could state a mitigation measure that would prevent development if the
identified sources fail to materialize. As it stands, however, the FSEIR's
discussion of wastewater and water is inadequate.
Conclusion
*18 In conclusion, the FSEIR's
identification of significant effects, and its discussion of mitigation
measures relating to traffic, is adequate. Its identification of significant
effects on growth and housing is adequate. It need not include a discussion of
mitigation measures related to future growth outside of the Project area,
notwithstanding that the Project may contribute to that growth. The FSEIR,
however, is inadequate in failing to identify and analyze alternative sources
for water and resources for treatment of wastewater. As no such resources and
sources have been identified, we cannot and do not here determine what kind of
analysis of them might be required or whether there are mitigation measures
relating to them that need to be discussed.
Consistency of Updated
Specific Plan With County's General Plan
A.
Relevant Provisions of the County's General Plan
The Circulation Element of County's General Plan recognizes six levels of
traffic congestion, LOS A through LOS F. The General Plan recites that roadways
operating at LOS D or lower are candidates for improvement. It estimates the
increase in number of trips over the county's roadways as can be expected to
occur as the County and surrounding areas are developed and their populations
grow, concluding that by the year 2000, assuming no major changes are made in
the highway system, the average peak hour traffic conditions will have reached
or exceeded LOS D along a number of roadways in the Project area.
The General Plan includes "Goals" of developing a comprehensive
circulation system for the County and of improving the county roadway system so
as to increase the area's ability to handle current and future traffic. It
includes a supplementary "Policy Guidelines" designed to
"[c]ontinue or commence planning and engineering activities to improve
levels of service" on designated "critical links in the highway
system." It then describes a number of projects that would improve the
levels of service on these highways, and sets forth a recommended improvement
program for the County through the year 2000. Included in these improvements
are the improvements adopted in the 1986 Specific Plan but not carried forward
into the 1998 Updated Specific Plan. [FN9]
The General Plan's Housing element recognizes the County's
"responsibilities under Measure A [the County's "Slow Growth
Initiative"]," Measure J [the "Agricultural Lands Preservation
Initiative"] "and State Housing laws to address its housing needs
independently and in concert with other local, regional, state and national
private and public sector organizations." It acknowledges the objectives
of the Association of Bay Area Governments [ABAG] "a. To increase the
housing supply in accord with the Region's needs," "b. To maintain
and improve existing housing so that it can better fill the Region's
needs," and "c. To expand and conserve housing opportunities for
lower income people." The General Plan sets forth eight "Goals,"
which can be summarized as: (1) facilitate the implementation of Housing
Element programs for all economic segments of the population residing in the
unincorporated areas of the County; (2) ensure that the County housing stock is
continually maintained or upgraded for quality, safety and livability; (3)
ensure that the designated County residential areas are continually maintained
or improved for quality, safety and livability; (4) encourage choice and economic
integration and eliminate discrimination based on improper factors; (5) ensure
that lower and middle income housing in unincorporated County areas is
maintained and developed in ways that increases the level of home ownership of
low income families and minimizes the need for employment-related private
transportation; (6) encourage coordination between private and public parties
to regulate, develop and make available housing stock; (7) work with cities,
government, citizens, and the private sector to plan for housing services,
facilities and accommodations, including housing; and (8) encourage energy
efficiency.
*19 The General Plan states
many "Policies" and "Objectives" designed to further these
goals. The General Plan does not require the County to build any housing units
or to fund any housing, but it does require the County to continue programs
that will promote housing, and requires the County to take action such as
working with its cities, or with public and private groups, to promote the
creation of affordable housing and to obtain funding for low-income households.
Under Goal 5, concerning housing location, density and timing, the General Plan
states policies of concentrating housing in urban areas. Policy 5.2 provides:
"The County will assume that the density of urban development in the
American Canyon Area precludes extensive future subdivision activity based on
septic tanks and wells." Policy 5.8 provides: "The County will
encourage the construction of residential units in commercial and industrial
development to service jobs created by such development." Under Goal 6,
concerning urban facilities and services, the General Plan states policies of
ensuring that sufficient services are available to the County's housing units.
Again, the General Plan does not define any particular action that the County
should take; it simply provides that the County will discourage some kinds of
development, encourage other kinds of development and will work with the owners
of utilities.
B.
Relevant Provisions of Updated Specific Plan
The Circulation Element of the Updated Specific Plan does not include any
specific highway improvements. It also does not include any detailed statements
of goals or policies comparable to those set forth in the General Plan. It
recites that "[a] primary purpose of the circulation and transportation
system is to improve regional access and to facilitate efficient local access
throughout the Plan Area in a cost-effective manner." It includes two
"Roadway System Objectives": "a) Where feasible, improve
regional access to the Plan Area. b) Coordinate the local and regional roadway
system into a logical, integrated circulation network." Finally, it
provides: "Design, size, and improve roadways to adequately meet future
traffic demands, consistent with County standards and additional standards set
forth herein."
The Updated Specific Plan contains no housing element. Its only discussion of
housing points out that the plan "does not change the amount of land
designated for housing or increase or reduce the existing opportunities for
housing development. Consequently, the Specific Plan is consistent with the
existing Napa County Housing Element." The Updated Specific Plan
nonetheless seeks to discourage "in-commuting" from areas outside the
County, and therefore proposes that the General Plan be amended to add the
following programs and measures: "(a) The County will seek to increase the
housing opportunities within the County's existing urban areas, given the
limitations of Measures "A" and "J", by: [a]uthorizing the
development of residential uses within urban areas designated for industrial
uses in the General Plan, on such designated parcels and areas on the east side
of State Highway 221, south of and including the State Hospital, and
[¶][w]orking with the City of American Canyon to redesignate existing urban
areas, adjacent to the City but outside of its adopted Sphere of Influence as
additional housing opportunity sites. [¶] (b) The County will work with the
cities of American Canyon and Napa to develop and adopt agreements ... to
jointly designate appropriate housing sites which could be developed for
housing."
C. Effect of Failure to Adopt Affirmative Measures to Mitigate Adverse
Effects on General Plan's Goals and Policies
*20 A project is consistent
with the general plan ' "if, considering all its aspects, it will further
the objectives and policies of the general plan and not obstruct their
attainment." ' [Citation.] A given project need not be in perfect
conformity with each and every general plan policy. [Citation.] To be
consistent, a [project] must be 'compatible with' the objectives, policies,
general land uses and programs specified in the general plan. [Citation.]'' (FUTURE
v. Board of Supervisors, supra, 62 Cal.App.4th at p. 1336, 74 Cal.Rptr.2d
1, quoting from Corona-Norco Unified School Dist. v. City of Corona, supra,
17 Cal.App.4th at p. 994, 21 Cal.Rptr.2d 803.)
General plans ordinarily do not state specific mandates or prohibitions.
Rather, they state "policies," and set forth "goals." The
County's General Plan is no exception, setting forth "goals" and
supplemental "policy guidelines," and outlining improvements that
would further these goals and policy guidelines. In finding that the Updated
Specific Plan was inconsistent with the County's General Plan, the trial court,
accordingly, found that it was fatally inconsistent with goals and policies set
forth in the County's General Plan.
The County first contends that the goals and policies stated in its General
Plan should not be viewed as directives, and the General Plan therefore should
be read as advisory rather than mandatory. This contention conflicts with the
recognition that consistency requires compatibility with the general plan's
"objectives, policies, general land uses, and programs." (Corona-Norco
Unified School Dist. v. City of Corona, supra, 17 Cal.App.4th at p. 994,
fn. 5, 21 Cal.Rptr.2d 803.) The question is not whether there is a direct
conflict between some mandatory provision of a general plan and some aspect of
a project, but whether the project is compatible with, and does not frustrate,
the general plan's goals and policies.
The County next acknowledges that the Updated Specific Plan's Circulation
Element does not actually implement the goals and policies identified in the
General Plan. The County also recognizes that the Updated Specific Plan
requires no specific action that will further the General Plan's housing goals,
policies or objectives. The County argues, however, that it does not follow
that the Updated Specific Plan is inconsistent with the General Plan. It points
out that the Updated Specific Plan includes roadway objectives that echo the
General Plan's goals and policies, that the Updated Specific Plan does not harm
the quality or availability of existing housing stock or designated residential
areas, and that it does not conflict with the General Plan's goal of working
with cities, other governmental units, developers and citizens to plan for
housing. The County also points out, correctly, that the cases that have struck
down a specific plan for inconsistency with a general plan, have concerned more
than a failure to implement the general plan's goals and policies. In FUTURE
v. Board of Supervisors, supra, 62 Cal.App.4th 1332, 74 Cal.Rptr.2d 1, for
example, the general plan specified that the designation "Low Density
Residential" would be restricted to lands contiguous to the identified
areas. It was held that a plan to develop housing designated "Low Density
Residential" in an area that was not contiguous to any identified area was
inconsistent with the general plan. (Id. at pp. 1340-1341, 74
Cal.Rptr.2d 1.)
*21 We are of the opinion that
the consistency doctrine requires more than that the Updated Specific Plan
recite goals and policies that are consistent with those set forth in the
County's General Plan. We also are of the opinion that cases such as FUTURE
v. Board of Supervisors, do not require an outright conflict between
provisions before they can be found to be inconsistent. The proper question is
whether development of the Project Area under the Updated Specific Plan is
compatible with and will not frustrate the General Plan's goals and policies.
If the Updated Specific Plan will frustrate the General Plan's goals and
policies, it is inconsistent with the County's General Plan unless it also
includes definite affirmative commitments to mitigate the adverse effect or
effects.
We find support for this conclusion in Concerned Citizens of Calaveras
County v. Board of Supervisors (1985) 166 Cal.App.3d 90, 212 Cal.Rptr. 273.
The court in that case considered a possible conflict between the circulation
and land use elements of a general plan. The land use element recognized the
likelihood that the area's population would grow, and stated a goal of
encouraging commercial development to support that growth. The circulation
element, like the circulation element in the County's General Plan here,
recognized the limitations of the area's roadways, finding that the roadways
would not be able to handle a substantial increase in traffic. The circulation
element included no specific means of increasing the circulation of traffic
should growth occur, reciting that there were no funds available for any major
projects on the highways. The circulation element stated a "goal" of
encouraging the improvement of the highways, a "policy" of supporting
the State in any plans to improve State highways traversing the county, and an
"implementation measure" of lobbying for increased State funding for
State highway improvements. (Id. at pp. 100-102, 212 Cal.Rptr. 273.) The
court found that the circulation and land use elements were internally
inconsistent and contradictory. It also held that "the general plan cannot
identify substantial problems that will emerge with its state highway system,
further report that no known funding sources are available for improvements
necessary to remedy the problems, and achieve statutorily mandated correlation
with its land use element (which provides for substantial population increases)
simply by stating that the county will solve its problems by asking other
agencies of government for money." (Id. at p. 103, 212 Cal.Rptr.
273.)
The question in Concerned Citizens was whether the general plan itself
was flawed because it included inconsistent provisions, while the question here
is whether the County's General Plan and the Updated Specific Plan contain
inconsistent provisions. Nonetheless, the essential holding of the court in Concerned
Citizens was that an inconsistency was created if the implementation of one
provision will frustrate a policy stated in a second provision and there is no
affirmative commitment to mitigate that adverse effect. The same principle
applies here. The County cannot state a policy of reducing traffic congestion,
recognize that an increase in traffic will cause unacceptable congestion and at
the same time approve a project that will increase traffic congestion without
taking affirmative steps to handle that increase. It also cannot state goals of
providing adequate housing to meet the needs of persons living in the area, and
at the same time approve a project that will increase the need for housing
without taking affirmative steps to handle that increase.
*22 The County suggests that
even if it is not enough that the Updated Specific Plan states goals and
policies similar to those stated in the General Plan, it should be enough that
the Updated Specific Plan recites that the County will work towards improving
the roadways and will work with nearby communities to provide suitable housing.
As we noted earlier, in connection with our discussion of the EIR's analysis of
mitigation measures for traffic and circulation, an actual commitment to study
a problem and to prepare and implement a plan to mitigate that problem may be a
valid mitigation measure. (See Federation of Hillside & Canyon
Associations v. City of Los Angeles, supra, 83 Cal.App.4th at pp.
1261-1262, 100 Cal.Rptr.2d 301; Rio Vista Farm Bureau Center v. County of
Solano, supra, 5 Cal.App.4th 351, 377, 7 Cal.Rptr.2d 307; Sacramento Old
City Assn. v. City Council, supra, 229 Cal.App.3d at pp. 1026-1030, 280
Cal.Rptr. 478.) The Updated Specific Plan, however, makes no binding commitment
to do anything to alleviate the impact the Project will have on traffic and
housing.
Finally, the County, while acknowledging that the Project will create a need
for housing for persons working within the Project area, also claims that the
record discloses that development in the Project Area will not create a need
for housing units. This claim is based on the Jobs and Housing Impact Analysis
appended to the Updated Specific Plan. The Analysis discloses that as of the
time it was prepared there were more housing units than jobs in American Canyon
and Napa City. It predicts that the same kind of jobs/housing imbalance will
exist in those cities in the future. The Analysis also, however, points out
that the opposite is true for the three small Upvalley cities (St. Helena,
Calistoga and Yountville) and for the unincorporated County. It further
predicts that by the year 2015 there will be an overall housing shortage in the
County of 6,650 units. As discussed earlier, the Analysis estimates that 5,457
housing units will be needed to support the employees that can be expected to
work in the Project area. The record, accordingly, does not support the
County's claim.
D.
Water and Wastewater
The parties did not argue in the trial court that the Updated Specific Plan's
discussion of water and wastewater was inconsistent with the County's General
Plan, and have not furnished us with a copy of the General Plan's Conservation
Element which, presumably, includes a discussion of those topics. The County's
conclusion that the Updated Specific Plan is consistent with the General Plan's
conservation element is, however, invalidated by the fact that the FSEIR does
not contain an adequate discussion of these topics.
Steelhead Trout
CEQA
Guidelines, section 15065, subdivision (a), provides that an agency shall find
that a project has a significant effect on the environment if the project has
the potential to "reduce the number or restrict the range of an
endangered, rare or threatened species." The trial court ruled that the
FSEIR was inadequate in that it did not investigate and make findings as to the
impact the Updated Specific Plan would have on Steelhead Trout, an endangered
species. The County contends that the trial court was not entitled to make this
ruling because the question of the effect of the Project on Steelhead Trout had
not been adequately raised at the administrative level.
*23 The 1986 Specific Plan, and
the various drafts of the Updated Specific Plan, called for a number of
measures designed to protect the integrity of the area's creeks and wetlands,
including a 150 foot setback along Soscol Creek and a 75 foot setback along
Fagan Creek. The Draft EIR generally discussed the effect of the Updated
Specific Plan on aquatic habitat and special status species, concluding that
measures incorporated into the Updated Specific Plan-- including, presumably,
the creek set-backs--would reduce the effect of the project to an acceptable
measure. The Draft EIR, however, was silent as to Steelhead Trout, a species
that at that time was not listed as endangered. The Board certified the FSEIR
on April 21, 1998. The FSEIR, like the Draft EIR, was silent as to Steelhead
Trout, notwithstanding that by that time the Steelhead Trout had been
identified as an endangered species.
Although it had certified the FSEIR, the County did not adopt the Updated
Specific Plan until October 20, 1998. Instead, it continued to hold public
hearings and receive letters and comments from interested persons, later
amending the FSEIR as a result of this process. Public Resources Code section
21177 provides, as relevant here, "(a) No action or proceeding may be
brought ... unless the alleged grounds ... were presented to the public agency
orally or in writing by any person during the public comment period provided by
this division or prior to the close of the public hearing on the project before
the issuance of the notice of determination." The County accordingly
concedes that comments made and letters received after the FSEIR was certified,
but before the Updated Specific Plan was adopted, may be considered in
determining if the issue of Steelhead Trout was raised at the administrative
level.
The subject of Steelhead Trout first was mentioned on April 28, 1998, during a
discussion of creek setbacks. An attorney, representing a property owner,
complained that the Updated Specific Plan allowed no development within a 150
foot setback along Soscol Creek, stating that the setback deprived him of the
use of his property. He sought a statement in the plan that a 50 foot setback
would be permitted if the applicant could convince the Fish and Game Department
that water quality would be protected. The same attorney, representing another
property owner, also sought a provision in the Updated Specific Plan that would
permit a property owner to trade open space for a reduction of a setback,
referring in this case to Fagan Creek.
The Board, the attorney representing the landowners, and several other persons,
discussed the possibilities of creating a variance procedure for setbacks along
one or more creeks within the Specific Plan area, or for reducing the setbacks
to 50 feet. Several commentators spoke in support of maintaining a 150 foot
setback in order to preserve water quality. One of the supervisors pointed out
that Soscol Creek is a known fishery that includes Steelhead spawn. This
supervisor later pointed out that Fagan Creek is the fresh water supply for the
Fagan Marsh Ecological Reserve, a valuable wetland habitat, urging the board to
recognize that there are significant ecological reasons for preserving
setbacks. A representative of the Friends of the Napa River also spoke at
length about the importance of preserving the 150 foot setback limits, pointing
out, among other things, that developers already were "asking for
variances to these riparian corridors in order to place industrial buildings on
these valuable watershed land[s]."
*24 A letter from American
Canyon, dated May 11, 1998, complains that the FSEIR fails to designate
California Coast Steelhead Trout as an endangered species, asserting that
"This endangered species designation relates directly to an issue raised
at the last hearing ... wherein it was requested that to avoid a 'takings
claim' that the riparian set back along ... Soscol and Fagen Creeks should be
modified from ... 150 to [no more than] 50 feet." American Canyon
continued, "Should this occur, not only is this a substantive change in
the Specific Plan, but also an impact bearing directly on the habitat of the
designated endangered species which is not acknowledged or assessed presently
in the FSEIR." In addition, American Canyon's vice-mayor complained at a
later hearing, "I have a problem with Fagan Creek. Nothing seems to be
being done about the [S]teelhead [T]rout that seems to [exist] in the Napa
River and its tributaries."
As a result of these proceedings, the Updated Specific Plan was amended to
permit variances when "the required creekside setbacks do not
substantially advance a legitimate government interest or [deny] a property
owner economically viable use of the land (or whatever is the current legal
standard in effect for a 'takings' claim under the Fifth Amendment at the time
the applicant seeks a variation from the requirements of this Specific
Plan)." The amendment did not change the existing setbacks of 150 feet for
Soscol Creek and 75 feet for Fagan Creek. The FSEIR was not amended to list
Steelhead Trout as an endangered species, and it did not consider the effect of
the Project, including the setbacks, on Steelhead Trout. It also did not
consider whether the variances permitted under the amended Updated Specific
Plan might have an effect on aquatic habitat.
The record does not indicate that any further challenge was made at the
administrative level as to the failure of the FSEIR to address issues relating
to Steelhead Trout.
In arguing that the effect of the Project on Steelhead Trout was not adequately
raised at the administrative level, the County claims that the only point
considered in the administrative proceedings was whether creekside setbacks
should be reduced or whether variances should be granted. The County therefore
contends that the trial court had the power to consider if the FSEIR was
inadequate in failing to discuss setbacks and variances, but did not have the
power to consider if the FSEIR was inadequate in its discussion of Steelhead
Trout. We find, to the contrary, that the issue of Steelhead Trout was timely
and adequately raised at the administrative level.
The purpose of the rule of exhaustion of administrative remedies is to provide
an administrative agency with the opportunity to decide matters in its area of expertise
prior to judicial review. (Browning-Ferris Industries v. City Council
(1986) 181 Cal.App.3d 852, 859, 226 Cal.Rptr. 575.) The decision- making body
" 'is entitled to learn the contentions of interested parties before
litigation is instituted. If [plaintiffs] have previously sought administrative
relief ... the Board will have had its opportunity to act and to render
litigation unnecessary, if it had chosen to do so. [Citations.]'
[Citation.]" (Corona-Norco Unified School Dist. v. City of Corona, supra,
17 Cal.App.4th 985, 997, 21 Cal.Rptr.2d 803.) The record reflects that the
County was made aware that Steelhead Trout is an endangered species, that at
least one creek in the Project Area is a spawning area for Steelhead Trout and
that care had to be taken to ensure that the trout were protected. CEQA
Guidelines, section 15065, subdivision (a) provides that an agency shall find
that a project has a significant effect on the environment if the project has
the potential to "reduce the number or restrict the range of an
endangered, rare or threatened species." The comments made during the
administrative proceeding, together with the letter from American Canyon,
should have alerted the County that the FSEIR needed to consider the impact of
the Project on Steelhead Trout. The issue thus was adequately raised at the
administrative level.
*25 City of Walnut Creek v.
County of Contra Costa (1980) 101 Cal.App.3d 1012, 162 Cal.Rptr. 224, cited
by the County, is distinguishable. The project in that case was the construction
of an apartment building. The City of Walnut Creek argued during the
administrative proceedings that the project was inconsistent with the city's
general plan, and that its population density would exceed the density
permitted on adjacent city land. In response to this argument, the county
lowered the project density so that it was more compatible with the city's
general plan. In the trial court, however, the city for the first time
contended that the project violated the county's own general plan. The
appellate court characterized the new argument as having "the effect of
turning the administrative hearings into 'shadow-play,' in the sense that a key
issue in the case [violation of the county's general plan] was not specifically
dealt with." (Id. at p. 1021, 162 Cal.Rptr. 224.) While it is true
that the issue of Steelhead Trout was not specifically "dealt with"
at the administrative level, unlike the situation in City of Walnut Creek,
the issue was definitely identified at the administrative level.
It is irrelevant that it was never shown that recognizing the status of
Steelhead Trout as an endangered species would necessitate major revisions to
the FSEIR. As the trial court pointed out, the burden is not on the objectors
to show that a project will cause a significant effect on the environment. The
burden is on the EIR to consider and decide if a project will cause a
significant effect.
Therefore, once the issue of Steelhead Trout was identified, the burden shifted
to the County to investigate the effect of the Project on that species. If the
investigation resulted in a finding that the Project's effect on Steelhead
Trout would be significant, the FSEIR had to set forth the basis for that
determination, had to analyze that effect and had to identify and analyze
measures that could mitigate that effect. Thus, depending on the results of the
investigation, it would be necessary to draft and circulate an amendment or
supplement to the FSEIR, or to draft an addendum sufficient to inform the
public of that conclusion and the reasons for it. [FN10]
The County suggests that there was no need to consider the necessity of
adopting measures to mitigate any effect of the Project on Steelhead Trout
because the Updated Specific Plan simply readopted the setback requirements in
the 1986 Specific Plan which had been analyzed in the 1986 EIR. As the County
argued in connection with the traffic issues, however, the mitigation measures
adopted in 1986 are not binding. Indeed, the FSEIR does not simply modify the
1986 EIR, it replaces it. It therefore is subject to the same review as would
be required of an original EIR. In addition, the need for an effective review
is particularly compelling here, as Steelhead Trout were not listed as an
endangered species in 1986, and it is not at all clear that Steelhead Trout
were considered in the drafting of the 1986 EIR.
CONCLUSION
*26 The body that adopts general plan policies in its legislative capacity
has unique competence to interpret those policies when applying them in its adjudicatory
capacity. It follows that a reviewing court gives great deference to an
agency's determination that its decision is consistent with its general plan. (Save
Our Peninsula Committee v. Monterey County Board of Supervisors, supra, 87
Cal.App.4th at p. 142, 104 Cal.Rptr.2d 326.) "Because policies in a
general plan reflect a range of competing interests, the governmental agency
must be allowed to weigh and balance the plan's policies when applying them,
and it has broad discretion to construe its policies in light of the plan's
purposes. [Citations.] A reviewing court's role 'is simply to decide whether
the [public] officials considered the applicable policies and the extent to
which the proposed project conforms with those policies.' [Citation.]" (Id.
at p. 142, 104 Cal.Rptr.2d 326.)
Nonetheless, "[w]hen the informational requirements of CEQA are not
complied with, an agency has failed to proceed in 'a manner required by law'
and has therefore abused its discretion. [Citations.]" (Save Our
Peninsula Committee v. Monterey County Board of Supervisors, supra, 87
Cal.App.4th at p. 118, 104 Cal.Rptr.2d 326.) In addition, "although the
agency's factual determinations are subject to deferential review, questions of
interpretation or application of the requirements of the CEQA statute are
matters of law. [Citations.] While we may not substitute our judgment for that
of the decision makers, we must ensure strict compliance with the procedures
and mandates of the statute. [Citation.]" (Id. at p. 118, 104
Cal.Rptr.2d 326.)
We have concluded that the FSEIR failed to provide sufficient information as to
the effects development of the Project might be expected to have on the
region's water supply and the need for treatment of wastewater. That conclusion
necessarily invalidates the finding that the Updated Specific Plan is
consistent with the General Plan's conservation element. We have concluded that
the Updated Specific Plan is inconsistent with the General Plan in failing to
take affirmative steps to mitigate the impact the Project will have on traffic
and circulation, including the failure to make an affirmative commitment to
implement the traffic study. We have concluded that the Updated Specific Plan
also is inconsistent with the General plan in failing to take affirmative steps
or make an affirmative commitment to mitigate the effect the Project will have
on housing and growth, notwithstanding that no housing units will be built
within the Project area. Finally, we find that the FSEIR is inadequate in its
discussion of Steelhead Trout.
The inadequacies of the FSEIR necessarily invalidate the County's certification
of the FSEIR and adoption of the Updated Specific Plan. The inconsistencies
between the County's General Plan and Updated Specific Plan also require a finding
that the County abused its discretion in adopting the Updated Specific Plan.
The judgment granting the petition for writ of mandate, therefore, is affirmed.
THE CROSS APPEAL
Timeliness of Cross
Appellants' Attack on General Plan
*27 Petitioners contended that the deletion of the traffic mitigation
measures in the 1986 Specific Plan not only rendered the Updated Specific Plan
inconsistent with the County's General Plan, but invalidated the Circulation
Element of the General Plan, creating an inconsistency between its Circulation
Element and its Land Use Element. The trial court ruled that any attack on the
County's General Plan was time barred by Government Code section 65009,
subdivision (c)(1).
Government Code section 65009, subdivision (c)(1) provides:
"(c)(1) Except as provided in subdivision (d) [not applicable here], no
action or proceeding shall be maintained in any of the following cases by any
person unless the action or proceeding is commenced and service is made on the
legislative body within 90 days after the legislative body's decision:
"(A) To attack, review, set aside, void or annul the decision of a
legislative body to adopt or amend a general or specific plan. This paragraph
... does apply to an action attacking a general plan or mandatory element
thereof on the basis that it is inadequate."
Petitioners interpret these provisions as providing a 90 day "window of
opportunity" to attack a general plan on inadequacy grounds when there has
been an action challenging a specific plan.
First, Petitioners are not attacking the County's General Plan on inadequacy
grounds. Their claim, rather, appears to be that the plan is internally
inconsistent.
Second, Petitioners misconstrue Government Code section 65009. The express
purpose of section 65009 is "to provide certainty for property owners and
local governments regarding decisions made pursuant to this division."
Decisions made on the basis of the provisions of a general plan would provide
no security if that plan becomes subject to change any time a specific plan is
either adopted or amended. The relevant Legislative history, although not
unambiguous, also fails to support Petitioners' interpretation. Section 65009,
as it currently exists, was passed despite heated opposition claiming that it
unreasonably limited the time for challenges to general plans notwithstanding
that changes in circumstances over time could affect the adequacy of a general
plan.
We therefore interpret Government Code section 65009 as providing that the
decision to adopt a general plan or a specific plan may be attacked no later
than 90 days after that decision was made. Similarly, a decision to amend a
general plan or a specific plan may be brought no later than 90 days after that
decision was made. Section 65009, however, should not be interpreted as
permitting an attack on a general plan 90 days after a decision was made to
adopt or amend a specific plan. The 90-day period is attached to the decision
under attack, and to no other decision.
The cases cited by Petitioners in support of their argument are unpersuasive.
In Garat v. City of Riverside (1991) 2 Cal.App.4th 259, 3 Cal.Rptr.2d
504, overruled on other grounds in Morehart v. County of Santa Barbara
(1994) 7 Cal.4th 725, 743, fn. 11, 29 Cal.Rptr.2d 804, 872 P.2d 143, the court
rejected a claim that the adoption of a measure amending a portion of a general
plan permitted a challenge to the plan as a whole on grounds of inadequacy. The
court found, in part, the under Government Code section 65009, "actions
'attacking a general plan or mandatory element thereof on the basis that it is
inadequate' must be brought in the context of an action '[t]o attack, review,
set aside, void, or annul the decision of a legislative body to adopt or amend
a general or specific plan.' " (2 Cal.App.4th at p. 289, 3 Cal.Rptr.2d
504.) Petitioners argue that the court thereby recognized that an action to
amend a specific plan creates a window of opportunity to attack a general plan.
The issue in Garat had nothing to do with specific plans and, at best, the
cited language was nothing other than dicta. Moreover, the court in that case rejected
a claim that an amendment of a general plan permitted an attack on unamended
portions on the grounds of inadequacy, finding, "this limitation on
actions challenging general plans is entirely consistent with the expressed
legislative desire for finality and certainly set forth in section 65009,
subdivision (a)(3)." (Ibid.) Petitioner's contention that an
amendment to a specific plan permits an attack on a general plan on grounds of
inadequacy is completely inconsistent with this holding.
*28 The Court in Kings
County Farm Bureau v. City of Hanford (1990) 221 Cal.App.3d 692, 270
Cal.Rptr. 650 found only that defects in a general plan invalidated the
decision to approve a project. Because the action involved an attack on the
decision to approve the project, as opposed to an attack on the general plan
itself, the controlling statute of limitations was not Government Code section
65009, but "Government Code section 65907 which requires commencement of
suit within 90 days after the date of the decision to approve the permit.
[Citation.]" (Id. at pp. 741-742, 270 Cal.Rptr. 650, original
italics.) Flavell v. City of Albany (1993) 19 Cal.App.4th 1846, 25
Cal.Rptr.2d 21similarly involved a challenge to an ordinance as it related to
the City of Albany's general plan. Although the argument was made that the
housing element of the general plan was legally inadequate, the challenge was
to the ordinance; i.e., it was argued that the inadequacy of the general
plan invalidated the ordinance. In the present case, the challenge has
been brought against the County's General Plan itself. Government Code section
69005, therefore, is the controlling statute of limitations.
We conclude, therefore, that the trial court correctly found Petitioners'
attack on the County's General Plan to be time-barred. Moreover, even if
Petitioners had the power to challenge the County's General Plan, they cannot
do so by arguing--as they do--that the adoption of the Updated Specific Plan
renders the General Plan invalid. If the Updated Specific Plan is inconsistent
with the General Plan, the Updated Specific Plan is invalid; but the General
Plan is unaffected. The court in Lesher Communications, Inc. v. City of Walnut
Creek (1990) 52 Cal.3d 531, 541, 277 Cal.Rptr. 1, 802 P.2d 317 established
this point in connection with the claim that a zoning ordinance essentially
amended a general plan, rendering it invalid: "The Planning and Zoning Law
itself precludes consideration of a zoning ordinance which conflicts with a
general plan as a pro tanto repeal or implied amendment of the general plan.
The general plan stands. A zoning ordinance that is inconsistent with the
general plan is invalid when passed [citations] and one that was originally
consistent but has become inconsistent must be brought into conformity with the
general plan. [Citation.] The Planning and Zoning Law does not contemplate that
general plans will be amended to conform to zoning ordinances. The tail does
not wag the dog. The general plan is the charter to which the ordinance must
conform."
Neighborhood Action Group v. County of Calaveras (1984) 156 Cal.App.3d
1176, 203 Cal.Rptr. 401, cited by Petitioners, similarly establishes only that
an inadequate general plan may have the effect of invalidating a decision lower
on the hierarchy of land use planning. "[T]he scope of authority of the
agency to enact a general plan and zoning ordinances and to apply them
is governed by the requirements of state law. A permit action taken without
compliance with the hierarchy of land use laws is ultra vires as to any defect
implicated by the uses sought by the permit." (Id. at p. 1184, 203
Cal.Rptr. 401, original italics.) Petitioners, again, are not arguing that an
alleged inadequacy in the General Plan renders the Updated Specific Plan
invalid. They are arguing that the adoption of the Updated Specific Plan
renders the General Plan invalid. They are indeed seeking to have the tail wag
the dog.
*29 The trial court correctly
ruled that petitioners' attack on the County's General Plan was time-barred.
DISPOSITION
The
judgment is affirmed. The order granting the County's demurrer to petitioners'
complaints is affirmed. Each party will bear its own costs on appeal.
STRANKMAN, J. [FN*], and MARCHIANO, J., concur.
FN1. It has not been decided if the CEQA Guidelines are
regulatory mandates or merely aids to interpreting CEQA; nonetheless,
"[a]t a minimum, ... courts should afford great weight to the Guidelines
except when a provision is clearly unauthorized or erroneous under CEQA."
(Laurel Heights Improvement Assn. v. Regents of University of California
(1988) 47 Cal.3d 376, 391, fn. 2, 253 Cal.Rptr. 426, 764 P.2d 278.)
FN2. The drafters' approach is authorized by CEQA
Guidelines, § 15130, subdivision (a)(4): "An EIR may determine that a
project's contribution to a significant cumulative impact is de minimus and
thus is not significant. A de minimus contribution means that the environmental
conditions would essentially be the same whether or not the proposed project is
implemented."
FN3. The "volume/capacity ratio" measures the
ability of a roadway to handle the volume of traffic. If the amount of traffic
on a roadway is equal to its capacity, the ratio will be 1.00 That figure is reduced
as the ability of a roadway to handle the volume of traffic passing on it is
reduced. A volume/capacity ratio between 0.80 and 0.89, for example indicates
service at LOS D.
FN4. We take judicial notice of Napa County Board of
Supervisors Resolutions Nos. 90-152 and 98-117, describing the mitigation fee.
The County adopted the mitigation fee in 1990, "to provide for the orderly
development of the area around the Napa County Airport and to provide
sufficient road improvements to accommodate the traffic which will be generated
by the new development." As of February 28, 2000, $2,000,389.71 had been
raised, including interest. These funds are earmarked for improvements to the
Project's internal roadways at such time as the development required them to be
constructed. It also is to be used to pay for the area's proportionate share of
future improvements to two state highway intersections. Other improvements
discussed in the 1986 EIR were not included in the fee program either because
it was concluded that they were not needed, or because it was concluded that
the benefit to the public outweighed the associated responsibility of the
Airport Area Developers.
FN5. CEQA Guidelines, section 15130 requires a
discussion of cumulative impacts on the environment when a project's
incremental effect is cumulatively considerable, and subdivision (a)(3) of that
guideline provides that a project's contribution to a significant cumulative
impact may be rendered less than "cumulatively considerable if the project
is required to implement or fund its fair share of a mitigation measure or
measures designed to alleviate the cumulative impact." The FSEIR,
therefore, could have considered if the Project's impact on traffic and
circulation could be reduced to "less than cumulatively
considerable," by the adoption of a fee-based infrastructure program.
FN6. Petitioners cite to a memorandum from the County's
Department of Public Works, asserting that it provides evidence that other
localities are funding state highway improvements through local tax measures.
In fact, the memorandum points out the difficulties trying to solve highway
congestion by means of locally financed improvements, particularly when the
congestion is the result of regional, rather than local, traffic patterns. The
memorandum suggests that alternative routes for access be developed for those
times when the state highways are congested. It recognizes that "Most of
the work being done today on the inner Bay Area highways is being funded by
locally approved sales tax measures. If Caltrans is not forthcoming with an
appropriate solution to funding the capacity demands of their highway system in
the future, the County may also need to consider similar alternative funding
mechanisms to solve congestion in a more timely way."
FN7. Petitioners, however, did complain that the FSEIR
does not indicate how or when the proportional fair share is to be computed, if
ever. They do not renew this complaint in their appellate briefs, it is not
addressed by the County and it will not be addressed here other than to mention
that such a computation reasonably might be a part of a discussion of fee-based
mitigation m