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103 Cal.Rptr.2d 447, 1 Cal.
Daily Op. Serv. 722, 2001 Daily Journal D.A.R. 913 HERMOSA BEACH STOP OIL
COALITION et al., Plaintiffs and Appellants, v. CITY OF HERMOSA BEACH et
al., Defendants and Respondents; WINDWARD ASSOCIATES et al., Real Parties in Interest. No. B138557. Court of Appeal, Second
District, Division 3, California. Jan. 24, 2001. SUMMARY After
an oil company entered into a lease agreement with a city for oil and gas
exploration and production on city-owned property, the voters enacted an
initiative reinstating a total ban on oil drilling within the city. The city
continued to perform under its lease with the oil company after enactment of
the proposition, and organizations opposed to the project filed a lawsuit
against the city for declaratory and injunctive relief to require the city to
apply the proposition to the oil company's project. The trial court entered
judgment in favor of the city and the oil company as the real party in
interest. (Superior Court of Los Angeles County, No. BC172546, Kurt W. Lewin,
Judge.) The Court of Appeal reversed the judgment and remanded
the case to the trial court for further proceedings, including a declaration
that the proposition was intended to apply and did apply to the oil drilling
project and that application of the proposition to the project was a valid
exercise of the city's police power and did not constitute an unconstitutional
impairment of contract. The court held that that the oil company did not have
vested rights to continue with the project so as to preclude application of the
proposition reinstating the total ban on oil drilling within the city. The
court further held that the proposition did not constitute an unconstitutional
impairment of a lease agreement between the oil company and the city, since the
proposition was a legitimate exercise of the city's police power, and since the
measure employed reasonable and necessary means to implement its important
public purpose. The initiative was adopted with findings that the ban was necessary
to preserve the environment, as well as to protect the public health, safety,
and welfare of people and property within the city. Moreover, the lease
agreement anticipated regulatory change impacting the project, and since the
legislation was enacted pursuant to the city's reserved police powers,
substantial deference to the legislative judgment made by the voters was
required. In light of the evidence that the dangers posed could not be
mitigated *535 to a level of insignificance, it was reasonable
for the voters to conclude that the health and safety risks associated with the
project required prohibition of all oil drilling and production within the
city. (Opinion by Perluss, J., [FN*] with Klein, P. J., and Kitching,
J., concurring.) FN* Judge of the Los Angeles Superior Court, assigned
by the Chief Justice pursuant to article VI, section 6 of the California
Constitution. COUNSEL Chatten-Brown & Associates, Jan Chatten-Brown,
Douglas P. Carstens; Law Offices of Joseph Di Monda and Joseph Di Monda for
Plaintiffs and Appellants. Richards, Watson & Gershon, Rochelle Brown and
Michael Jenkins for Defendants and Respondents. Bright & Brown, James S. Bright, Maureen J.
Bright, John Quirk and Phillipa L. Altmann for Real Parties in Interest. Bill Lockyer, Attorney General, Richard M. Frank,
Chief Assistant Attorney General, J. Matthew Rodriquez, Assistant Attorney
General, and Tara L. Mueller, Deputy Attorney General, as Amici Curiae on
behalf of the People of the State of California. *540 PERLUSS, J. [FN*] FN* Judge of the Los Angeles Superior Court, assigned
by the Chief Justice pursuant to article VI, section 6 of the California
Constitution. Plaintiffs and appellants Hermosa Beach Stop Oil
Coalition, Heal the Bay, Santa Monica Baykeeper and American Oceans Campaign
(hereafter collectively referred to as Stop Oil) appeal from a judgment after a
bench trial entered in favor of defendants and respondents City of Hermosa
Beach and City Council of the City of Hermosa Beach (the City) and real parties
in interest and respondents Windward Associates and Macpherson Oil Company
(Macpherson). The judgment denied Stop Oil's request for injunctive and
declaratory relief. Macpherson has filed a cross-appeal, asserting additional
grounds to support the trial court's judgment. The essential question presented is whether
reinstatement of a total ban on oil drilling within the City, adopted through
the initiative process in November 1995 (Proposition E), constitutes an
unconstitutional impairment of the 1992 lease agreement between Macpherson and
the City for oil and gas exploration and production on City-owned property. The trial court ruled that application of Proposition
E to the Macpherson oil drilling project would constitute an unconstitutional
impairment of the lease agreement between Macpherson and the City. We reverse. Factual and Procedural
Background 1. Facts. [FN1] a. Authorization of oil
exploration within the City. In 1932 the voters of the City enacted a ban on all
oil and gas operations within the City, declaring such activity to be both
unlawful and a public nuisance. [FN2] (Hermosa Beach Mun. Code, 21-10.) FN1 The factual background of this case, although
extensive, is largely undisputed. The parties submitted a substantial volume of
evidence in written form for the trial court to consider in evaluating the
legal issues presented; no live testimony was taken. The facts summarized in
this opinion are taken from those evidentiary submissions, viewed in the light
most favorable to the respondents in those instances in which there is a
conflict. FN2 Any oil wells then operating or under construction
within the City were exempted from the ban. (Hermosa Beach Mun. Code, 21-10.) In 1984, to generate the funds needed to acquire open
space and parklands within the City, the voters adopted Propositions P and Q,
council-sponsored ballot measures creating exceptions to the ban on oil
exploration and production for two publicly owned sites within the City: the
City Yard Site, a *541 parcel owned by the City and being used as
its maintenance yard; and the School Site, a parcel owned by the local school
district. (Hermosa Beach Mun. Code, 21-10, subds. (a) & (b).) In 1985 the City adopted an ordinance establishing the
Hermosa Beach Oil Code regulating the development and design of oil recovery
projects and establishing a permit system for drilling and oil recovery
operations in the City. (Hermosa Beach Ord. No. 85-803.) The ordinance recited
the City's intent to allow for oil production "in a manner that protects
the health, safety and welfare of the citizens of Hermosa Beach." (Hermosa
Beach Ord. No. 85-803.) Section 21A-2.3 of the code provides, "No person
shall be issued a drilling permit until the same has been approved by the
Building and Safety Director with concurrence by the Planning Director, and
found to be in compliance with all applicable laws, ordinances and
regulations." (Hermosa Beach Mun. Code, 21A.2.3.) b. The lease agreements
between the City and Macpherson. In June 1986 the City published a request for
proposals for oil exploration and production at the two sites. Macpherson Oil
Company, which had in 1976 proposed developing oil resources in the tidelands
of Hermosa Beach and had been a leading force in placing the 1984 ballot
measures before the voters, was the only company to respond to the City's
request. Negotiations ensued between the City and Macpherson
and resulted in an agreement, Oil and Gas Lease No. 1. [FN3] The
initial, 1986 lease with the City involved the City Yard Site and related only
to the on-shore mineral rights acreage owned by the City, referred to as the
"uplands." That lease was amended later in 1986 and again in 1988 and
1991. In January 1992 the parties entered into a second lease, Oil and Gas
Lease No. 2, which superseded the initial lease and its various amendments. Oil
and Gas Lease No. 2, which again involves only the City Yard Site, covers not
only the uplands but also the submerged mineral rights acreage owned by the
City, known as the "tidelands." The 1992 lease remains the operative
agreement between the City and Macpherson. [FN4] FN3 The initial lease agreement was between the City
and real party in interest Windward Associates, a limited partnership, through
its general partner Donald Macpherson. Macpherson Oil Company is the proposed
operator of the lease on the City-owned property. FN4 Initially Macpherson intended to operate two
separate drilling projects at the City Yard Site and the School Site. By 1992,
the proposed project had been modified to concentrate all operations in an
integrated design at the City Yard Site. Under the lease Macpherson obtained the right to
conduct oil and gas operations within the City. The City was obligated to
deliver the City Yard *542 Site to Macpherson for use as a drill
site and to obtain State Lands Commission (SLC) approval to allow drilling for
oil in the tidelands. The lease requires Macpherson to obtain all necessary
permits and regulatory authorizations before proceeding to construct the drill
site and begin drilling, including a conditional use permit (CUP) for the
project from the City and a coastal development permit from the California
Coastal Commission. The proposed oil exploration and production project
was to begin with three exploratory wells, with up to 27 additional wells (30
total) to be drilled if the initial exploration proved successful. The
Macpherson-City lease and the CUP obtained by Macpherson authorized
construction of a 135-foot high oil derrick (equivalent to a 15-story
building), which would operate during the four-and-one-half-year exploratory
and drilling phase of the project. Thereafter, workover rigs up to 110-feet
high could operate on the property up to 90 days a year for 35 years. Project
plans called for construction of a pipeline to transport the crude oil product
to a nearby refinery outside the city limits. c. Macpherson pursues the
regulatory approval process. Between 1986 and 1990 Macpherson developed three
different proposed project descriptions. In addition, in connection with the
SLC application filed by the City on behalf of Macpherson, Macpherson prepared
an environmental impact report (EIR) pursuant to the California Environmental
Quality Act (CEQA). (Pub. Resources Code, 21000 et seq.) The EIR. The first draft of an EIR was circulated for
public review and comment in May 1989. On May 8, 1990 the City certified a
revised EIR and adopted a statement of overriding conditions for the project
pursuant to the requirements of CEQA. At the same time the City approved a
general land use plan and the zoning code amendments needed for Macpherson to
proceed with the project. The CUP. On August 10, 1993, after an extended review
process, the City approved a CUP for the Macpherson project. The CUP contained
140 conditions, requiring submission to and approval by the City of a number of
additional reports, plans and analyses prior to the issuance of any permit for
commencing work. For example, both an oil spill prevention control plan and an
oil drilling contingency plan needed to be approved by the State Division of
Oil and Gas and the City's fire and building and safety departments. In
addition, the CUP specifically required the property to be "developed,
maintained and operated in full compliance with the conditions of this grant
and any law, statute, ordinance or other regulation applicable to any
development or activity on the subject property." *543 An addendum to the EIR was approved by the City at the
same time it approved the CUP. Hermosa Beach Stop Oil Coalition, Santa Monica
Baykeeper and American Oceans Campaign, three of the plaintiffs in this action,
filed a challenge to the adequacy of the EIR and the approval of the CUP by the
City in September 1993. (Hermosa Beach Stop Oil Coalition v. City of Hermosa
Beach (Super. Ct. L.A. County, 1993, No. BS025250).) The trial court initially
determined that the project as proposed violated the size restrictions in the
1984 referendum approving the exception to the oil drilling ban and thus
invalidated the CUP. That decision was reversed by the Court of Appeal in an
unpublished decision in June 1996, and the case returned to the trial court for
further proceedings on CEQA issues. (Hermosa Beach Stop Oil Coalition v. City
of Hermosa Beach (June 24, 1996, B090473).) The lawsuit was finally concluded
in September 1997 when Hermosa Beach Stop Oil Coalition and the other
petitioners abandoned their appeal of the trial court's judgment denying a writ
of mandate on the CEQA issues on the ground that the challenge was untimely. The SLC. Concurrently with the processing of the CUP,
the City and Macpherson jointly proceeded before the SLC to obtain approval for
the project's proposed development of oil reserves in the tidelands, as
required by the 1992 lease. The SLC approved the lease on April 28, 1993. As a
result of another lawsuit initiated by the Hermosa Beach Stop Oil Coalition in
August 1993 (Hermosa Beach Stop Oil Coalition v. State Lands Com. (Super. Ct.
L.A. County, 1993, No. BS024656)), the matter was returned to the SLC in
January 1994 with directions that it specifically determine whether the project
was in the best interests of the state. A second approval from the SLC was
obtained in March 1994. The Coastal Development Permit. In September 1993
Macpherson submitted an application for a coastal development permit to the
California Coastal Commission for the proposed project. That application was
withdrawn in January 1995. A new application for a coastal development permit
was submitted in November 1996. On February 4, 1998 the coastal commission
authorized its staff to issue the coastal development permit once certain
conditions, including approval of a hazard and operability study, had been
satisfied. d. Adoption of Proposition
E. Beginning in April 1994 the Hermosa Beach Stop Oil
Coalition began a campaign to qualify a ballot initiative to end the Macpherson
project and to *544 reinstate the comprehensive prohibition on
oil drilling in the City by deleting from the Municipal Code the two exceptions
from the ban that had been approved in 1984. (Hermosa Beach Mun. Code, 21-10,
subds. (a) & (b).) The measure, Proposition E, appeared on the November
1995 ballot. In addition to deletion of subdivisions (a) and (b)
from section 21-10 of the Hermosa Beach Municipal Code, Proposition E contains
a declaration of intent: "Purpose and Findings. Clean water, pure air, and
a safe environment are vital to maintaining the quality of life in the South
Bay. The People of the City of Hermosa Beach find safety and protection of the
lives of its citizens and the public generally, and protection of persons and
property from the dangers of fire, explosions, pollution, and other hazards,
demand and require that the drilling or operating for the discovery of and/or
production of oil, gas, hydrocarbon, or other related substances be prohibited,
as in this ordinance set forth ...." [FN5] FN5 Proposition E provides: "An Ordinance of the City of Hermosa Beach,
California, Deleting from the Municipal Code Paragraphs (a) and (b) of Section
21-10 Relating to the Two Exceptions to the Citywide Oil Well Drilling
Prohibition Which Are Located at the City Yard Site (6th Street and Valley
Drive) and the Former South School Playground (5th Street and Valley Drive). "The People of the City of Hermosa Beach Do
Ordain as Follows: "Section 1. Purpose and Findings. Clean water,
pure air, and a safe environment are vital to maintaining the quality of life
in the South Bay. The People of the City of Hermosa Beach find the safety and
protection of the lives of its citizens and the public generally, and
protection of persons and property from the dangers of fire, explosions,
pollution, and other hazards, demand and require that the drilling or operating
for the discovery of and/or production of oil, gas, hydrocarbon, or other
related substances be prohibited, as in this ordinance set forth; now,
therefore, "Section 2. Paragraphs (a) and (b) of
Municipal Code Section 21-10, Oil Wells Prohibited, Exceptions are hereby
deleted in their entirety. "Section 3. If any portion of this ordinance
is declared invalid, the remaining portion is to be considered valid. "Section 4. There shall be no modification,
amendment or repeal of any provisions of this initiative except by a vote of
the people." (Official Sample Ballot (Nov. 7, 1995) Proposed
Ordinance-Prop. E.) The "Impartial Analysis of Proposition E" by
the Hermosa Beach City Attorney circulated to all voters explained, "The
effect of this measure, if adopted, would be to amend the Municipal Code to
prohibit oil and gas exploration, drilling and production on these two sites
[the two sites then excepted from the citywide prohibition], and eliminate from
the Code the authority to use these sites as a potential source of oil and gas
revenue for the restricted purposes stated in the Code. [] The City has leased
the City maintenance yard site to a private entity for oil and gas exploration
and production activities which have not yet commenced. All permits necessary *545
for this project have not been issued and have been delayed by pending litigation.
If Proposition E is adopted, the law is not clear exactly how the measure would
affect the project proposed by the lease." The ballot arguments in favor
of and against Proposition E focused on the potential environmental risks and
economic benefits of the Macpherson project on the City Yard Site. Proposition E was approved with 56 percent of the
vote: 2,505 "yes" votes were received; 1,940 "no" votes. Notwithstanding Proposition E's adoption by the
voters, the City continued to perform under its lease with Macpherson based on
its concern that it would face legal exposure if it terminated the lease
agreement. When notified of the City's decision to continue to respect the
lease agreement, Stop Oil commenced this lawsuit in April 1997 for declaratory
and injunctive relief to require the City to apply Proposition E to the
Macpherson project. 2. Proceedings. a. The parties. Hermosa Beach Stop Oil Coalition is an unincorporated
group primarily composed of residents of the City. As discussed in the preceding
section of this opinion, the Hermosa Beach Stop Oil Coalition has been active
in opposing the Macpherson project and was the primary proponent of Proposition
E. The Hermosa Beach Stop Oil Coalition was joined as
plaintiff in this lawsuit by three California not-for-profit organizations
concerned with various aspects of monitoring and protecting the environmental
quality of Santa Monica Bay and its environs: Heal the Bay, Santa Monica
Baykeeper and American Oceans Campaign. Stop Oil named the City as the defendant in its action
for declaratory and injunctive relief, as well as two real parties in interest:
Real party in interest Windward Associates, a limited partnership, is the
lessee of the City Yard Site. Real party in interest Macpherson Oil Company is
the proposed operator of the oil and gas production project on the site. b. The pleadings. Stop Oil's complaint seeks a declaration (and parallel
injunction) that Proposition E applies to the Macpherson project and that as a
result the City may not issue building, well or drilling permits. *546
In its answer the City asserted that Proposition E was
not retroactive and therefore did not apply to the Macpherson project and that
application of Proposition E to the 1992 lease agreement between Macpherson and
the City would constitute an impermissible impairment of contract. Macpherson's
answer also alleges that Proposition E does not apply to the City Yard Site
project and that, were it to be so applied, Proposition E would constitute an
unconstitutional impairment of contract. In addition, Macpherson contends that
Proposition E cannot be applied to the project based on the doctrine of vested
rights and government estoppel. c. The trial court's
tentative decision. Stop Oil, the City and Macpherson each submitted
multiple briefs and presented evidence to the trial court in written form. A
hearing was held on July 23, 1998, at which all parties presented extensive
argument. On November 4, 1998 the trial court announced its
tentative decision denying Stop Oil's request for declaratory and injunctive
relief. The trial court ruled that there was no doubt that Proposition E was
intended to apply to the Macpherson project. It held, however, that application
of Proposition E to the project would be an unconstitutional impairment of
contract. "The voters by initiative may repeal any law
including the limited exceptions to the oil ban. They may not by legislative
fiat extinguish a valid subsisting contract (here the McPherson [sic] lease)
without a demonstration that such total impairment of the contract is
reasonable and justified because it is compelled by real threats to the health,
safety and welfare of the community.... [] ... [] The record fails to
demonstrate a sufficient basis to justify Proposition E's impairment of the
McPherson [sic] lease. The lease contemplates that the permits required under
its provisions be issued or denied upon consideration of the merits attendant
to the activities contemplated. Most of these factors have either been aired, addressed
and adjudicated in favor of the lease in proceedings which have long since
become final, or are addressed in the 140 odd conditions which McPherson [sic]
must satisfy in order to commence drilling. Plaintiffs have not demonstrated
any compelling or valid basis upon which the 'City voters' 'legitimately
exercised their police power for the protection of their heath [sic], safety
and welfare,' not previously determined in favor of the lease in the prior
proceedings." The trial court additionally held that the application
of vesting principles in this case is not significant because the City, not
Macpherson, owns the property. If the lease could be cancelled "without
incurring liability for *547 normal (benefit of the bargain)
damages[,]" Macpherson would be entitled only to an absolute right of
recovery for the amounts it had actually expended under vesting principles. d. The City's decision to
terminate the project and Macpherson's cross-complaint. In January 1998, during the pendency of proceedings in
the trial court and in connection with the hazard analysis required by the
Coastal Commission, the City authorized an independent review and risk
assessment of the project. The Aspen/Bercha Group was hired and ultimately
produced a report that was presented to the City at a public hearing on
September 17, 1998. [FN6] FN6 The final Aspen/Bercha report was not introduced
into evidence in connection with the trial of Stop Oil's request for
declaratory and injunctive relief, although a substantially similar draft
version of the report was submitted to the trial court. At the conclusion of the hearing, based primarily on
the information contained in the Aspen/Bercha report, the city council, by a
vote of three to zero, determined that the dangers to public health and safety
posed by the project were substantial and unacceptable and agreed to terminate
the project. The council adopted findings that the most serious risk presented
by the project would be the escape of a methane gas cloud that, if ignited, could
cause a catastrophe and that, even if operated according to industry standards,
the project posed safety risks that could not be mitigated to an acceptable
degree. The trial court learned of the City's action and
inquired of the parties on October 20, 1998 whether this lawsuit had become
moot. All parties and ultimately the court were in agreement that it had not. Macpherson filed a cross-complaint on December 10,
1998 against the City for breach of contract, alleging that the Aspen/Bercha
report did not demonstrate any previously unknown or undisclosed risk that had
not already been appropriately mitigated or dismissed as not significant. The
City answered, asserting that it was entitled to exercise its discretion to
deny further permits and thus to terminate the project based on the public
safety concerns identified in the report. The cross-complaint has been severed
from the original action, [FN7] which proceeded to judgment. *548
FN7 On March 9, 2000, subsequent to the filing of the
notice of appeal in this matter, the trial court issued a tentative decision on
the cross- complaint, finding that the City's action constituted a breach or
impairment of the lease and concluding that "the sole remedy is an
invalidation of the action causing impairment, which essentially results in a
requirement of specific performance." Macpherson's request pursuant to
Evidence Code sections 452 and 459 that this court take judicial notice of the
March 9, 2000 tentative decision is granted. It appears that this tentative decision
was subsequently adopted as the trial court's statement of decision. Judgment
was entered on the cross-complaint on December 8, 2000. e. The trial court's
judgment, Stop Oil's appeal and the cross-appeal. The trial court's tentative decision became its final
statement of decision. On November 17, 1999 judgment was entered denying Stop
Oil's complaint for injunctive and declaratory relief. Stop Oil has filed a timely appeal. Macpherson has
filed a timely, but unnecessary, cross-appeal asserting two additional grounds
in support of the trial court's decision denying declaratory and injunctive
relief. [FN8] FN8 Macpherson's cross-appeal seeks review of two
adverse rulings by the trial court that, if reversed, would each provide an
alternative basis for affirming the trial court's decision to deny Stop Oil's
request for declaratory and injunctive relief. Both of these grounds for
affirmance are properly urged by Macpherson under Code of Civil Procedure
section 906 without the need for a cross-appeal. (Erikson v. Weiner (1996) 48
Cal.App.4th 1663, 1671 [56 Cal.Rptr.2d 362]; Citizens for Uniform Laws v.
County of Contra Costa (1991) 233 Cal.App.3d 1468, 1472 [285 Cal.Rptr. 456];
see D'Amico v. Board of Medical Examiners (1974) 11 Cal.3d 1, 18-19 [112 Cal.Rptr.
786, 520 P.2d 10].) Contentions Stop Oil contends: Proposition E applies to the
Macpherson project; application of Proposition E's ban on oil drilling to the
property leased by Macpherson is authorized by the lease agreement itself; and
Proposition E is a valid exercise of the City's police power that does not
constitute an unconstitutional impairment of the Macpherson lease agreement
with the City. Macpherson contends: it has a vested right to pursue oil
exploration and production at the City Yard Site; and Proposition E
impermissibly interferes with that right. Discussion 1. Standard of review. Whether Proposition E was intended to have retroactive
application and thus applies to the Macpherson project is a question of
statutory interpretation reviewed de novo on this appeal. (Rosasco v.
Commission on Judicial Performance (2000) 82 Cal.App.4th 315, 318 [82
Cal.App.4th 1041a, 98 Cal.Rptr.2d 111]; Quackenbush v. Mission Ins. Co. (1997)
46 Cal.App.4th 458, 466 [54 Cal.Rptr.2d 112].)
Similarly, since there is *549 no competent, conflicting
parol evidence as to the meaning of the lease agreement as it relates to the
issues on this appeal, we independently construe the 1992 agreement between the
City and Macpherson. (Sanchez v. Bally's Total Fitness Corp. (1998) 68
Cal.App.4th 62, 69 [79 Cal.Rptr.2d 902]; Paralift, Inc. v. Superior Court
(1993) 23 Cal.App.4th 748, 754 [29 Cal.Rptr.2d 177]; Winet v. Price (1992) 4
Cal.App.4th 1159, 1166 [6 Cal.Rptr.2d 554].) The ultimate question whether Proposition E constitutes
an unconstitutional impairment of the Macpherson lease agreement with the City
is likewise a question of law subject to independent review. (Board of
Administration v. Wilson (1997) 52 Cal.App.4th 1109, 1129 [61 Cal.Rptr.2d 207];
State of Ohio v. Barron (1997) 52 Cal.App.4th 62, 67 [60 Cal.Rptr.2d 342].) To
the extent disputed "primary" or "historic" facts were
resolved either expressly or impliedly by the trial court in analyzing the
impairment issue, we review those findings under the substantial evidence
standard. (Jessup Farms v. Baldwin (1983) 33 Cal.3d 639, 660 [190 Cal.Rptr.
355, 660 P.2d 813]; see Board of Administration v. Wilson, supra, 52
Cal.App.4th at p. 1129.) Determining whether on the facts found Proposition E
impermissibly impairs Macpherson's rights under the 1992 lease agreement,
including an evaluation of the significance of the facts so found in light of
applicable legal principles, however, remains a question of law. (Ghirardo v.
Antonioli (1994) 8 Cal.4th 791, 800-801 [35 Cal.Rptr.2d 418, 883 P.2d 960];
Board of Administration v. Wilson, supra, 52 Cal.App.4th at p. 1129.) 2. Proposition E applies to
the Macpherson project. The power of the people through the statutory
initiative is coextensive with, not greater than, the power of the Legislature.
(Legislature v. Deukmejian (1983) 34 Cal.3d 658, 675 [194 Cal.Rptr. 781, 669
P.2d 17].) In general, voters may not enact a statute or ordinance that the
legislative authority itself has no power to enact. (Building Industry Assn. v.
City of Camarillo (1986) 41 Cal.3d 810, 821 [226 Cal.Rptr. 81, 718 P.2d 68];
Legislature v. Deukmejian, supra, 34 Cal.3d at p. 675.) Measures adopted by the
voters through the initiative process, moreover, are subject to the ordinary
rules and canons of statutory construction. (Evangelatos v. Superior Court
(1988) 44 Cal.3d 1188, 1212 [246 Cal.Rptr. 629, 753 P.2d 585].) Statutes do not operate retroactively unless there is
a clear indication of intent that they do so. (Western Security Bank v.
Superior Court (1997) 15 Cal.4th 232, 243 [62 Cal.Rptr.2d 243, 933 P.2d 507];
Evangelatos v. Superior Court, supra, 44 Cal.3d at pp. 1208-1209.) Intent with
regard to prospective or retroactive application may be determined from either
the language in the statute itself or, if the extrinsic sources are
sufficiently clear, *550 legislative history. (Western Security
Bank v. Superior Court, supra, 15 Cal.4th at p. 243; Evangelatos v. Superior
Court, supra, 44 Cal.3d at pp. 1209-1210.) In this case the parties disagree not only whether
Proposition E applies to the Macpherson project but also whether enforcement of
Proposition E with respect to the project would even constitute a
"retroactive" application of the law. A statute has retroactive
effect if it substantially changes the legal effect of past events. (20th
Century Ins. Co. v. Garamendi (1994) 8 Cal.4th 216, 281 [32 Cal.Rptr.2d 807,
878 P.2d 566]; Kizer v. Hanna (1989) 48 Cal.3d 1, 7 [255 Cal.Rptr. 412, 767
P.2d 679]; Aktar v. Anderson (1997) 58 Cal.App.4th 1166, 1182 [68 Cal.Rptr.2d
595].) "A statute does not operate 'retrospectively' merely because it is
applied in a case arising from conduct antedating the statute's enactment
[citation], or upsets expectations based on prior law. Rather, the court must
ask whether the new provision attaches new legal consequences to events
completed before its enactment." (Landgraf v. USI Film Products (1994) 511
U.S. 244, 269-270 [114 S.Ct. 1483, 1499, 128 L.Ed.2d 229], fn. omitted, italics
added; Kizer v. Hanna, supra, 48 Cal.3d at p. 7.) Application of Proposition E to prohibit the future
issuance of drilling and building permits to the Macpherson project appears to
be a prospective application of the law only, although one that plainly upsets
expectations grounded in the prior law. We agree with the trial court, however,
that resolution of this issue is unnecessary because the intent that
Proposition E apply to the Macpherson project is unambiguous and unmistakable. [FN9] FN9 The trial court found that "Proposition E, was
conceived, promoted and enacted to preclude oil drilling in the City including
any by McPherson [sic] under its lease." By its express terms Proposition E repealed the two
specific exceptions to the total prohibition on oil drilling in Hermosa Beach,
thus making all such activity in the future a violation of the Hermosa Beach
Municipal Code. Unlike the initial drilling ban adopted in 1932, Proposition E
did not exempt existing projects from its sweep. Without such an exemption, the
City was effectively disabled by Proposition E from issuing to Macpherson the
building or drilling permits necessary for its project. In this context the
language of the proposition can only be interpreted as applying to the
Macpherson project. (See Yoshioka v. Superior Court (1997) 58 Cal.App.4th 972,
980-981 [68 Cal.Rptr.2d 553].) The ballot arguments in support of and opposition to
Proposition E focused on the benefits and risks associated with the Macpherson
project, *551 providing further evidence that the intent of the
voters was for Proposition E to apply to the project. (Evangelatos v. Superior
Court, supra, 44 Cal.3d at p. 1212.) For example, the argument in favor of
Proposition E asserts "the original low-key, 4-6 well concept has exploded
into an enormous industrial eyesore" and "this project would be the
first to violate the integrity of the Santa Monica Bay Sanctuary." The
argument against Proposition E states, "The people pushing Proposition E
want us to turn our backs on a legally binding contract. They want us to reject
the $100 Million that contract will provide Hermosa Beach." The independent analysis by the city attorney that
accompanied the ballot arguments, while expressing some doubt whether
Proposition E could lawfully be enforced so as to stop the Macpherson project,
does not in any way suggest Proposition E is not intended to apply to the
project. To the contrary, if Proposition E were drafted to exclude the proposed
Macpherson project, there would be no reason to opine whether such an
application would be valid. Finally, the intent of the drafters of the
proposition, Stop Oil, plainly was to preclude Macpherson from proceeding with
the project. Absent some basis for determining that the intent of the
electorate was in conflict with the intent of the drafters, evidence of the
drafters' intent is an appropriate tool in interpreting the scope of an
initiative. (Evangelatos v. Superior Court, supra, 44 Cal.3d at p. 1212.) 3. Neither the doctrine of
vested rights nor the concept of government estoppel precludes application of
Proposition E to the Macpherson project. In opposition to Stop Oil's request for declaratory
and injunctive relief, Macpherson asserted in the trial court and again in its
"cross appeal" in this court that it has acquired "vested
rights" to continue with the oil exploration and production project, which
preclude application of Proposition E to the City Yard project. The trial court
properly rejected this claim. "The vested rights doctrine is ' "predicated
upon estoppel of the governing body." ' [Citation.] This is a principle of
equitable estoppel which may be applied against the government where justice
and fairness require it. [Citation.] [] An equitable estoppel requiring the
government to exempt a land use from a subsequently imposed regulation must
include (1) a promise such as that implied by a building permit that the
proposed use will not be *552 prohibited by a class of
restrictions that includes the regulation in question and (2) reasonable
reliance on the promise by the promisee to the promisee's detriment.
[Citation.]" (Santa Monica Pines, Ltd. v. Rent Control Board (1984) 35
Cal.3d 858, 866-867 [201 Cal.Rptr. 593, 679 P.2d 27].) Macpherson's vested rights and equitable estoppel
arguments [FN10] conflict with well-established authority holding that
no right to develop vests until all final discretionary permits have been
authorized and significant "hard costs" have been expended in
reliance on those permits-that is, until substantial construction has occurred
in reliance on a building permit. "In California, the developer's right to
complete a project as proposed does not vest until a valid building permit, or
its functional equivalent, has been issued and the developer has performed
substantial work and incurred substantial liabilities in good faith reliance on
the permit. [Citations.]" (Toigo v. Town of Ross, supra, 70 Cal.App.4th at
p. 321; Avco Community Developers, Inc. v. South Coast Regional Com. (1976) 17
Cal.3d 785, 791 [132 Cal.Rptr. 386, 553 P.2d 546]; accord, Consaul v. City of
San Diego (1992) 6 Cal.App.4th 1781, 1801 [8 Cal.Rptr.2d 762] ["the vested
rights doctrine enunciated in Avco has stood the test of time, and may properly
be applied even to modern land use planning devices"].) FN10 "[T]here is no meaningful distinction between
an estoppel claim and a vested right claim where land use is at issue.
[Citations.]" (Toigo v. Town of Ross (1998) 70 Cal.App.4th 309, 321 [82
Cal.Rptr.2d 649].) The record demonstrates that neither required element
for establishing a vested right or estoppel against the government exists. At
the time Proposition E was adopted, Macpherson had not received a coastal
development permit and, in fact, did not even have a permit application pending
before the Coastal Commission. [FN11] In addition, as of November 1995
(and still today) Macpherson had not obtained building or drilling permits from
the City, which it explicitly agreed to obtain [FN12] and which are
necessary for completion of the project. FN11 As discussed previously, Macpherson had submitted
and then withdrawn its initial application for a coastal development permit. FN12 The 1992 lease requires Macpherson to apply for
and obtain "all necessary drilling and well permits from the City of
Hermosa Beach pursuant to the Hermosa Beach Municipal Code." Before those permits could issue, Macpherson was
required by the CUP to submit for approval by the City additional studies and
analyses, including an oil spill prevention control plan, an oil drilling
contingency plan and a supplemental fire hazard analysis. The City thus
retained considerable discretion whether to approve Macpherson's plans and
issue the required *553 permits. (See Friends of Westwood, Inc.
v. City of Los Angeles (1987) 191 Cal.App.3d 259, 272-273 [235 Cal.Rptr. 788]
[pursuant to CEQA, issuance of a building permit would be considered
"discretionary" when application of judgment is required].) In the absence of these permits, Macpherson can claim
no vested right to continue with the project. "Courts have yet to extend
the vested rights or estoppel theory to instances where a developer lacks a
building permit or the functional equivalent, regardless of the property
owner's detrimental reliance on local government actions and regardless of how
many other land use and other preliminary approvals have been granted....
California courts apply this rule most strictly ...." (Toigo v. Town of
Ross, supra, 70 Cal.App.4th at p. 322.) In addition, all of the expenses incurred by
Macpherson prior to passage of Proposition E were "soft costs,"
expenditures for engineers, consultants and lawyers in connection with
obtaining approvals from the SLC and the City. None of those expenses was for
the type of "hard costs" required as a basis for recognizing a vested
right to proceed with development. (Avco Community Developers, Inc. v. South
Coast Regional Com., supra, 17 Cal.3d at p. 793 [work undertaken pursuant to
governmental approvals preparatory to construction of buildings cannot form the
basis of a vested right]; Consaul v. City of San Diego, supra, 6 Cal.App.4th at
p. 1797 [predevelopment expenditures do not establish vested rights].) In sum, with only a conditional use permit (as to
which many conditions remained unfulfilled), no building permit and no
substantial work done to construct the project, Macpherson can claim no vested
right to preclude application of Proposition E to the oil drilling project at
the City Yard Site. Instead, it possessed certain contract-based expectations,
which must be balanced against the voters' exercise of the City's police powers
through passage of Proposition E to determine whether the measure may be
validly applied to terminate the project. 4. Proposition E does not
constitute an unconstitutional impairment of the Macpherson-City lease
agreement. It is now axiomatic that the contract clauses of the
federal and state Constitutions (U.S. Const., art. I, 10; Cal. Const., art. I,
9) are not to be read literally. (Keystone Bituminous Coal Assn. v.
DeBenedictis (1987) 480 U.S. 470, 502 [107 S.Ct. 1232, 1250-1251, 94 L.Ed.2d
472].) Although *554 containing facially absolute language, the
proscription of "any" impairment contained in the contract clauses
must be interpreted to accommodate the inherent police power of the state to
safeguard the vital interests of its residents. (Energy Reserves Group v.
Kansas Power & Light (1983) 459 U.S. 400, 410 [103 S.Ct. 697, 703-704, 74
L.Ed.2d 569] (Energy Reserves); United States Trust Co. v. New Jersey (1977)
431 U.S. 1, 21 [97 S.Ct. 1505, 1517, 52 L.Ed.2d 92] (United States Trust);
Sonoma County Organization of Public Employees v. County of Sonoma (1979) 23
Cal.3d 296, 305 [152 Cal.Rptr. 903, 591 P.2d 1].) "[A] finding that there
has been a technical impairment is merely a preliminary step in resolving the
more difficult question whether that impairment is permitted under the
Constitution. In the instant case, as in Blaisdell [Home Bldg. & Loan Assn.
v. Blaisdell (1934) 290 U.S. 398 [54 S.Ct. 231, 78 L.Ed. 413, 88 A.L.R. 1481]],
we must attempt to reconcile the strictures of the Contract Clause with the
'essential attributes of sovereign power,' [citation], necessarily reserved by
the States to safeguard the welfare of their citizens. [Citation.]"
(United States Trust, supra, 431 U.S. at p. 21 [97 S.Ct. at p. 1517].) A total prohibition of previously authorized conduct,
as would occur with application of Proposition E to the Macpherson project, is
not necessarily unconstitutional. "This Court has long recognized that a
statute does not violate the Contract Clause simply because it has the effect
of restricting, or even barring altogether, the performance of duties created
by contracts entered into prior to its enactment. [Citation.] ... [] ... Thus,
a state prohibition law may be applied to contracts for the sale of beer that were
valid when entered into, [citation], a law barring lotteries may be applied to
lottery tickets that were valid when issued, [citation], and a workmen's
compensation law may be applied to employers and employees operating under
pre-existing contracts of employment that made no provision for work-related
injuries [citation]." (Exxon Corp. v. Eagerton (1983) 462 U.S. 176,
190-191 [103 S.Ct. 2296, 2305-2306, 76 L.Ed.2d 497], fns. omitted.) Appropriate accommodation of these competing
constitutional interests begins with two threshold questions: First, is the
government regulation at issue (Proposition E) a legitimate exercise of the
City's police power? If not, the measure is invalid; and its impact on
Macpherson need not be addressed. (See Interstate Marina Development Co. v.
County of Los Angeles (1984) 155 Cal.App.3d 435, 450 [202 Cal.Rptr. 377] [law
must have a real and substantial relationship to the object sought to be
obtained]; Gray v. Whitmore (1971) 17 Cal.App.3d 1, 22 [94 Cal.Rptr. 904]
[deprivation effected by government action must be result of reasonable
legislation reasonably applied].) *555 Second, will application of Proposition E to the
Macpherson project operate as a substantial impairment of Macpherson's contract
rights? (United States Trust, supra, 431 U.S. at pp. 20-21 [97 S.Ct. at p.
1517]; Barrett v. Dawson (1998) 61 Cal.App.4th 1048, 1054-1055 [71 Cal.Rptr.2d
899].) If there is no substantial impairment, that ends the inquiry. (United
States Trust, supra, 431 U.S. at pp. 20-21 [97 S.Ct. at p. 1517]; Barrett v.
Dawson, supra, 61 Cal.App.4th at pp. 1054-1055.) If there is a substantial
impairment of contract rights, however, we must determine whether the means
chosen to implement the regulation is "of a character appropriate" to
its legitimate public purpose. (United States Trust, supra, 431 U.S. at p. 22
[97 S.Ct. at p. 1518]; Energy Reserves, supra, 459 U.S. at p. 412 [103 S.Ct. at
pp. 704-705]; Barrett v. Dawson, supra, 61 Cal.App.4th at p. 1055.) a. Proposition E is a
legitimate exercise of the City's police power. Enactment of a city ordinance prohibiting exploration
for and production of oil, unless arbitrary, is a valid exercise of the
municipal police power. "It must be deemed to be well settled that the
enactment of an ordinance which limits the owner's property interest in oil
bearing lands located within the city is not of itself an unreasonable means of
accomplishing a legitimate objective within the police power of the city."
(Beverly Oil Co. v. City of Los Angeles (1953) 40 Cal.2d 552, 558 [254 P.2d
865]; accord, Pacific Palisades Assn. v. City of Huntington Beach (1925) 196
Cal. 211, 217 [237 P. 538, 40 A.L.R. 782] [city has "the unquestioned
right to regulate the business of operating oil wells within its city limits,
and to prohibit their operation within delineated areas and districts, if
reason appears for so doing"].) Proposition E was adopted with general findings that
reinstituting the total ban on oil drilling and production in a densely
populated urban area is necessary to preserve the environment, as well as to
protect the public health, safety and welfare of people and property within
Hermosa Beach. It is, therefore, presumptively a justifiable exercise of the
City's police power. (Higgins v. City of Santa Monica (1964) 62 Cal.2d 24, 30
[41 Cal.Rptr. 9, 396 P.2d 41] [upholding constitutionality of ordinance
prohibiting all oil and gas exploration on tidelands]; Hansen Brothers
Enterprises, Inc. v. Board of Supervisors (1996) 12 Cal.4th 533, 550 [48
Cal.Rptr.2d 778, 907 P.2d 1324]; Beverly Oil Co. v. City of Los Angeles, supra,
40 Cal.2d at pp. 558-560.) Indeed, none of the parties disputes the validity of
reinstituting the total ban *556 on oil drilling within Hermosa
Beach, save only for the question whether that ban can be applied to the
Macpherson project. [FN13] FN13 The significance of the public purpose served by a
regulation is also relevant to the court's determination whether the means
chosen to implement it is reasonable. (See Energy Reserves, supra, 459 U.S.
400, 412 [103 S.Ct. 697, 704-705].) b. The Macpherson-City
lease agreement anticipates regulatory change impacting the project. Macpherson concedes, as it must, that it would have no
basis for asserting that Proposition E unconstitutionally impairs its contract
rights if the lease agreement explicitly provided that the City could prohibit
all oil drilling in the future, including at the City Yard Site. (See Energy
Reserves, supra, 459 U.S. at p. 411 [103 S.Ct. at p. 704] ["state
regulation that restricts a party to gains it reasonably expected from the
contract does not necessarily constitute a substantial impairment"].)
Macpherson also concedes that "the City expressly reserved its right to
exercise its police power in the express language of the Oil and Gas
Lease." In describing this aspect of the lease agreement as
"routine" and "generic," Macpherson incorrectly trivializes
a highly relevant statement of the parties' expectations. (See El Paso v.
Simmons (1965) 379 U.S. 497, 515 [85 S.Ct. 577, 587, 13 L.Ed.2d 446]; see
generally Tribe, American Constitutional Law (2d ed. 1988) 9-9, p. 617 [at
stake is not only what parties in fact expect but also what they are entitled
to expect].) The 1992 lease, like its predecessor, specifically
provides that "[t]he Lessee shall comply with all laws, rules and
regulations of the United States, of the State of California and its political
subdivisions, and of the City of Hermosa Beach applicable to the Lessee's
operations ...." The Macpherson-City lease additionally requires
Macpherson to apply for and obtain "all necessary drilling and well
permits from the City of Hermosa Beach pursuant to the Hermosa Beach Municipal
Code." The Hermosa Beach Oil Code, adopted in 1985 prior to
the first Macpherson-City lease, both requires a drilling permit and conditions
issuance of a permit on a finding that the proposed permit is "in
compliance with all applicable laws, ordinances and regulations." (Hermosa
Beach Mun. Code, 21A.2.3.) By its express mandate that Macpherson obtain a
drilling permit, the lease thus incorporates this further command that the
Macpherson project operate in compliance with then existing law. (See Marina
Plaza v. California Coastal Zone Conservation Com. (1977) 73 Cal.App.3d 311,
324 [140 Cal.Rptr. 725] [interpreting similar language to require compliance
with both existing and future law affecting development of Marina Del Rey].) In
*557 addition, one of the conditions of the CUP issued in 1993,
to which Macpherson agreed, was that "[t]he subject property shall be
developed, maintained and operated in full compliance with the conditions of
this grant and any law, statute, ordinance or other regulation applicable to
any development or activity on the subject property." The significance of these lease provisions and the
related aspects of the Municipal Code and the CUP must also be viewed against
the backdrop of pervasive governmental regulation to which the oil exploration
industry has in the past been subjected (including, most particularly, by the
City itself). "In determining the extent of the impairment, we are to
consider whether the industry the complaining party has entered has been
regulated in the past. [Citation.]" (Energy Reserves, supra, 459 U.S. 400,
411 [103 S.Ct. 697, 704].) As this division observed in upholding a rent
control ordinance in Interstate Marina Development Co. v. County of Los
Angeles, supra, 155 Cal.App.3d at page 447, "it is not as if the
governmental entity has entered a field it had never before sought to
regulate." Such past governmental regulation of business is
"[a]nother factor indicating the reasonableness of the measure."
(Ibid.) In stark contrast to the parties' explicit and
repeated recognition of the City's authority to regulate the project in the
future, Macpherson could have, but did not, negotiated for protection from the
adverse situation it now confronts. [FN14] First, Macpherson failed to
bargain for a lease provision imposing on the City the risk of a
performance-defeating change in the law. "With the trend toward greater
governmental regulation ... parties are increasingly aware of such risks, and a
party may undertake a duty that is not discharged by such supervening
governmental actions .... Such an agreement is usually interpreted as one to
pay damages if performance is prevented ...." (Rest.2d Contracts, 264,
com. a, p. 331, italics added.) "Contracts like this are especially
appropriate in the world of regulated industries, where the risk that legal
change will prevent the bargained-for performance is always lurking in the
shadows." (United States v. Winstar Corp. (1996) 518 U.S. 839, 869 [116
S.Ct. 2432, 2452, 135 L.Ed.2d 964] (lead opn. of Souter, J.) [holding United
States liable in damages for breach of contract based on congressional change
to regulatory capital requirements for thrifts].) "The answer to the
Government's contention that the State cannot barter away certain elements of
its sovereign power is that a contract to adjust the risk of subsequent
legislative change does not strip the Government of its legislative
sovereignty." (Id. at p. 889 [116 S.Ct. at p. 2462], fn. omitted.) *558
FN14 Macpherson does assert it would not have entered
into the lease agreement had it understood the City intended to reserve the
ability to terminate the project through future regulation (as opposed,
presumably, merely to modifying it). Second, after the lease agreement was completed,
Macpherson could have protected itself from subsequent regulatory changes by
insisting that the City enter into a development agreement pursuant to
Government Code section 65864 et seq. Such agreements, which a city may enter
with "any person having a legal or equitable interest in real property for
the development of the property" (Gov. Code, 65865, subd. (a)), are
intended "to encourage multiphase developments by reducing the risk of
subsequent regulatory changes." (National Parks & Conservation Assn.
v. County of Riverside (1996) 42 Cal.App.4th 1505, 1521 [50 Cal.Rptr.2d 339].)
The development agreement may include conditions and requirements for
subsequent discretionary acts, but "shall not prevent development of the
land for the uses and to the density or intensity of development set forth in
the agreement." (Gov. Code, 65865.2.) The agreement, in effect,
"allows 'a builder to acquire by contract the equivalent of a vested right
at an early stage of the project.' [Citation.]" (Citizens for Responsible
Government v. City of Albany (1997) 56 Cal.App.4th 1199, 1213 [66 Cal.Rptr.2d
102].) Of course, it is likely that the City would have
demanded additional consideration from Macpherson for either a risk-adjustment
provision in the lease agreement or a separate development agreement. Having at
least implicitly decided to forego such protection against future regulatory
change, Macpherson must accept the consequences of its judgment to do so. As discussed previously, Macpherson also did not
proceed far enough with the proposed project to acquire vested rights that
would permit it to continue with oil exploration and production notwithstanding
Proposition E's change in the law. Taken together, these factors could well justify a
conclusion that Proposition E did not effect any substantial impairment of the
Macpherson-City lease. (See Energy Reserves, supra, 459 U.S. at p. 416 [103
S.Ct. at p. 707], fn. omitted ["[T]he contracts expressly recognize the
existence of extensive regulation by providing that any contractual terms are
subject to relevant present and future state and federal law. This latter
provision could be interpreted to incorporate all future state price
regulation, and thus dispose of the Contract Clause claim"]; Interstate
Marina Development Co. v. County of Los Angeles, supra, 155 Cal.App.3d at p.
448 [general lease provision making lessees subject at all times to ordinances
of the County "arguably" authorizes adoption by county of rent
control law subsequent to entry into lease agreement as simple matter of
contract interpretation].) At the very least, they strongly support upholding
the reasonableness, and thus the validity, of Proposition E. (155 Cal.App.3d at
p. 447.) *559 c. The appropriate level of
deference for review of the government's exercise of its "reserved
police powers." i. United States Trust and
the application of the reserved powers doctrine to public contracts. The foundation for modern contract clause
jurisprudence is United States Trust, supra, 431 U.S. 1, a 1977 United States
Supreme Court decision that, for the first time in nearly 40 years, overturned
a state law as violating the contract clause. [FN15] In United States
Trust the Court invalidated the repeal of a bistate statutory covenant that
limited the ability of the Port Authority of New York and New Jersey to
subsidize rail passenger transportation from revenues and reserves pledged as
security for consolidated bonds issued by the port authority, holding this
retroactive alteration of the contract rights of state bondholders to be an
impermissible impairment of contract. "[T]he Contract Clause limits
otherwise legitimate exercises of state legislative authority, and the
existence of an important public interest is not always sufficient to overcome
that limitation.... [] ... [] ... Legislation adjusting the rights and
responsibilities of contracting parties must be upon reasonable conditions and
of a character appropriate to the public purpose justifying it adoption.
[Citation.]" United States Trust, supra, 431 U.S. at pp. 21-22 [97 S.Ct.
at pp. 1517-1518].) FN15 Our Supreme Court and the various Courts of Appeal
do not differentiate between the federal and state contract clauses in their
analysis; and the opinions draw primarily from United States Supreme Court
cases. (See, e.g., Calfarm Ins. Co. v. Deukmejian (1989) 48 Cal.3d 805, 826-831
[258 Cal.Rptr. 161, 771 P.2d 1247]; Sonoma County Organization of Public
Employees v. County of Sonoma, supra, 23 Cal.3d at pp. 307-309; Barrett v.
Dawson, supra, 61 Cal.App.4th at p. 1056.) In revitalizing the contract clause as a limitation on
state legislative authority, the Supreme Court drew two crucial distinctions
that bear heavily on the proper analysis of the constitutionality of a state or
local law. First, the Court differentiated between the object of the
legislation: Laws affecting existing contractual relationships between private
parties, as opposed to laws affecting obligations of the state itself, are to
be reviewed with great deference to the legislature's judgment as to the
necessity and reasonableness of a particular measure. (United States Trust,
supra, 431 U.S. at pp. 22-23 [97 S.Ct. at pp. 1517-1518].) Second, and of
paramount significance for the case at bar, the Supreme Court confirmed the
continued viability of the "reserved-powers doctrine" and sharply
distinguished between impairment of a state's own financial obligation through
exercise of the taxing and spending powers, on the one hand, and abridgment of
rights in a contract to which the state may be a party as a result of the
state's exercise of its police *560 powers (for example, for
health or safety reasons), on the other hand. (Id. at pp. 23-25 [97 S.Ct. at
pp. 1518-1519].) "It is often stated that 'the legislature cannot
bargain away the police power of a State.' [Citation.] This doctrine requires a
determination of the State's power to create irrevocable contract rights in the
first place, rather than an inquiry into the purpose or reasonableness of the
subsequent impairment. In short, the Contract Clause does not require a State
to adhere to a contract that surrenders an essential attribute of its
sovereignty. [] In deciding whether a State's contract was invalid ab initio
under the reserved-powers doctrine, earlier decisions relied on distinctions
among the various powers of the State. Thus, the police power and the power of
eminent domain were among those that could not be 'contracted away,' but the
State could bind itself in the future exercise of the taxing and spending
powers. Such formalistic distinctions perhaps cannot be dispositive, but they
contain an important element of truth." (United States Trust, supra, 431
U.S. at pp. 23-24 [97 S.Ct. at p. 1518], fns. omitted, italics added.) |